Understanding thermal induced escape mechanism of
optically levitated sphere in vacuum
MENGZHU HU,1 NAN LI,1,4 ZHENHAI FU, 2 YIZHOU ZHANG, 2 WENQIANG LI, 1 HAN
CAI,1 AND HUIZHU HU2,3,5
1College of Optical Science and Engineering, Zhejiang University, Hangzhou 310027, China
2Quantum Sensing Center, Zhejiang Lab, Hangzhou 310000, China
3State Key Laboratory of Modern Optical Instrumentation, Zhejiang University, Hangzhou 310027, China
4 nanli@zju.edu.cn
5 huhuizhu2000@zju.edu.cn
Abstract: The escape phenomenon, mainly caused by thermal effects, is known as an obstacle to the
further practical application of optical levitation system in vacuum. Irregular photophoresis induced by
thermal effects can act as an “amplifier” of Brownian motion. Studies on this topic provide interpretation
for particle escaping phenomenon during the pressure decreasing process, as well as valuable insights
into the micro- and nanoscale thermal effects in optical trap in vacuum. In this paper, we derive and test
a dynamic model for the motion of an optically levitated particle in a non-equilibrium state and
demonstrate the escaping mechanism of heated particles. The result of theoretical investigations is
consistent with experimental escape at 0.1mbar. This work reveals and provides a theoretical basis for
the stable operation of laser levitated oscillator in high vacuum and paves the way for the practicability
of ultra-sensitive sensing devices.
© 2022 Optical Society of America under the terms of the OSA Open Access Publishing Agreement
1. Introduction
Levitated particles in vacuum can be applied in a wide range of fields, including precision
measurement of acceleration [1,2] and mass [3], ultrasensitive force [4,5] and torque detection [6,7],
high-speed rotation [8,9], optical refrigeration [10], quantum ground-state cooling [11-15], and stochastic
thermodynamics [16-18]. Unlike in liquid or air, optical tweezers operating in vacuum are well isolated
from the thermal environment, making them an excellent candidate for ultrasensitive sensing.
Interactions with the thermal environment cause the dissipation of the center-of-mass motion and are the
source of random forces acting on the particles. However, the effects of laser heating are stronger in
vacuum, since the heat exchange between particles and surroundings becomes insufficient with
decreased pressure.
The thermal effects of a levitated particle have been suspected to be the cause of particle loss at
decreased gas pressure in numerous researches [19-24]. Photophoretic force arising from the internal
temperature gradient has proved to be the mechanism for the loss at ~30 mbar [24]. In this case, the
particle is assumed to have a constant accommodation coefficient α, and the photophoretic force is
induced by variation in the temperature Ts of the particle surface (∆Ts-force). The ∆Ts-force is called
space-fixed force because its direction is determined by the direction of the radiation and is almost
independent of the orientation of the particle. As a matter of fact, there always exists a variation in
accommodation coefficient over the surface of particle due to the impurities and non-ideal particle shape.
This results in a ∆α-force on the particle from the location of higher accommodation to the location of
lower one. The direction of this photophoretic force is determined by the orientation of the particle and