Understanding thermal induced escape mechanism of optical ly levitated sphere in vacuum MENGZHU HU1 NAN LI14 ZHENHAI FU 2 YIZHOU ZHANG 2 WENQIANG LI 1 HAN

2025-05-06 0 0 879.76KB 11 页 10玖币
侵权投诉
Understanding thermal induced escape mechanism of
optically levitated sphere in vacuum
MENGZHU HU,1 NAN LI,1,4 ZHENHAI FU, 2 YIZHOU ZHANG, 2 WENQIANG LI, 1 HAN
CAI,1 AND HUIZHU HU2,3,5
1College of Optical Science and Engineering, Zhejiang University, Hangzhou 310027, China
2Quantum Sensing Center, Zhejiang Lab, Hangzhou 310000, China
3State Key Laboratory of Modern Optical Instrumentation, Zhejiang University, Hangzhou 310027, China
4 nanli@zju.edu.cn
5 huhuizhu2000@zju.edu.cn
Abstract: The escape phenomenon, mainly caused by thermal effects, is known as an obstacle to the
further practical application of optical levitation system in vacuum. Irregular photophoresis induced by
thermal effects can act as an “amplifierof Brownian motion. Studies on this topic provide interpretation
for particle escaping phenomenon during the pressure decreasing process, as well as valuable insights
into the micro- and nanoscale thermal effects in optical trap in vacuum. In this paper, we derive and test
a dynamic model for the motion of an optically levitated particle in a non-equilibrium state and
demonstrate the escaping mechanism of heated particles. The result of theoretical investigations is
consistent with experimental escape at 0.1mbar. This work reveals and provides a theoretical basis for
the stable operation of laser levitated oscillator in high vacuum and paves the way for the practicability
of ultra-sensitive sensing devices.
© 2022 Optical Society of America under the terms of the OSA Open Access Publishing Agreement
1 Introduction
Levitated particles in vacuum can be applied in a wide range of fields, including precision
measurement of acceleration [1,2] and mass [3], ultrasensitive force [4,5] and torque detection [6,7],
high-speed rotation [8,9], optical refrigeration [10], quantum ground-state cooling [11-15], and stochastic
thermodynamics [16-18]. Unlike in liquid or air, optical tweezers operating in vacuum are well isolated
from the thermal environment, making them an excellent candidate for ultrasensitive sensing.
Interactions with the thermal environment cause the dissipation of the center-of-mass motion and are the
source of random forces acting on the particles. However, the effects of laser heating are stronger in
vacuum, since the heat exchange between particles and surroundings becomes insufficient with
decreased pressure.
The thermal effects of a levitated particle have been suspected to be the cause of particle loss at
decreased gas pressure in numerous researches [19-24]. Photophoretic force arising from the internal
temperature gradient has proved to be the mechanism for the loss at ~30 mbar [24]. In this case, the
particle is assumed to have a constant accommodation coefficient α, and the photophoretic force is
induced by variation in the temperature Ts of the particle surface (∆Ts-force). The ∆Ts-force is called
space-fixed force because its direction is determined by the direction of the radiation and is almost
independent of the orientation of the particle. As a matter of fact, there always exists a variation in
accommodation coefficient over the surface of particle due to the impurities and non-ideal particle shape.
This results in a ∆α-force on the particle from the location of higher accommodation to the location of
lower one. The direction of this photophoretic force is determined by the orientation of the particle and
is independent of the direction of the illumination[25], thus ∆α-force is body-fixed. The direction of ∆α-
force varies with the orientation of the particle, which yields particle motion in any possible direction.
As a result, random walk depending on the irradiation occurs, which adds to the Brownian motion [26].
In this paper, the motion of a heated trapped sphere is investigated. First, we study the dynamics of
the sphere under both types of photophoretic forces in connection with Brownian motion. It is shown
that irregular photophoresis due to the ∆α-force enhances the stochastic process of Brownian motion.
Then, we test the model by comparing the calculated results with the experimental data and previous
work. The dynamic model allows us to assess the difference in accommodation coefficient over the
levitated sphere, implying the application of levitodynamics to material science study. Since maintaining
the trapping stability of levitated sphere is a critical task for an optically levitated system, our study paves
the way for the stable operation of optomechanical oscillator in high vacuum.
2 Principle of photophoretic force
Photophoresis is a well-known phenomenon of the light-induced motion of particles suspended in
gas [32]. There are two types of photophoretic force, namely, ∆Ts-force F∆T and ∆α-force F∆α. These are
respectively induced by variation in temperature over the surface of particles and by variation in the
thermal accommodation coefficient α. Both can cause a temperature variation in the gas surrounding the
particle. After inelastic collision, hotter gas molecules leave the particle surface faster than colder ones,
which results in a net force on the particle pointing from the hot to the cold side.
The ∆Ts-force is directed along or against the direction of incident light (Fig.1(a)). A semi-
empirical expression for F∆T has been given by Rohatschek [27] on spherical particles for the entire range
of pressure p, such as:
max max
max
2
T
FF p
p
pp
=
+
, (1)
max 23T
pD a

=
,
21
max 2p
aJ
F D I
k
=
23
c
DT
 
=
,
8RT
cM
=
where
c
denotes the average thermal velocity of gas molecules at temperature T, M denotes the molar
mass of the gas,
represents the dynamic viscosity of gas, and R=8.31J/(molK) is the gas constant.
The thermal creep coefficient
is related to the thermal accommodation coefficient α; therefore, D is a
factor determined entirely by the gas properties, independent of the pressure p and particles radius a. J1
represents the asymmetry parameter that involves an integration of normalized absorbed light intensity
over the particle volume [28]. For a weakly absorbing sphere with a complex refractive index of
m n ik=+
illuminated by a homogeneous plane wave at the light wavelength λ, J1 can be obtained by
the formula [29,30]:
12
3( 1) 2
285
n
J nkx nkx
n

=−


(2)
where
2/xa

=
and
1kx
. It is also applicable to our studied configuration with the particle
illuminated by focused laser beams with non-uniform intensity profiles, the intensity of the light field
near the equilibrium position can be considered to be uniform. We assume that the light is +z-propagating,
J1 < 0 leads to positive photophoresis in the +𝑧-direction, namely, the particle moves in the direction
away from the radiation source . I represents the flux density of illumination at the particle position, and
kp is the thermal conductivity of the particle. The expression of F∆T can achieve a maximum force Fmax
at a pressure pmax, where the particle size is comparable to the mean free path of gas molecules.
The particle can experience pure ∆Ts-force only if the accommodation coefficient α is uniform.
However, the accommodation coefficient α shall have variation over the particle surface, e.g., that arising
from the difference in surface shape and roughness or different material composition of the particle.
Therefore, even if the particle is heated evenly, there is still ∆α-force acting on the particle (Fig.1(a)).
For a simple model in which the surface of spherical particle is divided into two hemi-spheres with two
different accommodation coefficients α1 and α2, the expression for instantaneous ∆α-force is given by
the following equation [28]:
( )
2
1 1 1
21
1
FH
cpp


−
= 
++
(3)
where γ = cp/cv represents the ratio of the specific heats of the gas, and H denotes the net energy flux
transferred by gas molecules. For a sphere in air, γ =1.4 [31,32]:
( )
2
11
12 1
FH
cpp
= 
+
(4)
Here,
21
 
 =
,
( )
12
2
 
=+
, and
max
23p p DT a

is a characteristic pressure
inversely proportional to the radius. The energy flux absorbed by the sphere is H=Qaπa2I, and Qa is the
absorption efficiency of the sphere [32]. The direction of ∆α-force (F∆α) points from the side of the higher
accommodation coefficient to the lower one. This force is independent of the direction of incident light
and is determined by the particle orientation, which is also called body-fixed force here. Since the effect
of collisions between a particle and surrounding gas molecules can result in random force and torque, all
particles perform Brownian displacement and Brownian rotation. As a result, the direction of ∆α-force is
randomly distributed, which will make Brownian motion more vigorous. Illuminated particles may
perform irregular photophoresis and exhibit an irregular motion shown in the insert of Fig.1(b), which is
similar to Brownian motion but stronger. It is also obvious fom the formula (1) and (4) that photophoretic
forces strongly depend on the pressure. The ∆Ts-force reach its maximum at a pressure which enables
the particle size comparable to the mean free path of gas molecules. The ∆α-force increases with
decreasing pressure as well as increasing mean free path of gas molecules. For a pressure of mbar or
below, the mean free path is approximately at the scale of tens of microns. This means that the
photophoretic force is an important force for μm-sized particles at pressures of a few mbar or below.
Thus, for a levitated microsphere in an optical trap in low-pressure environments, the motion of sphere
can be highly influenced by photophoresis.
3 Motion of heated particle
Typically, due to impurities, the particle in the optical trap will absorb part of the trapping light and
convert it into heat. If the gas pressure is low, the interaction between the gas molecules and the particle
is insufficient. Then, the energy absorbed by the particle cannot be dissipated and the particle will be in
a state of thermal non-equilibrium. In addition, differences in surface roughness and composition will
result in variations in the accommodation coefficient over the particle surface. Thus, particle motion is
also affected by the randomly oriented photophoretic force F∆α. In our experiment, we observed a
phenomenon that the microspheres can easily escape from the optical trap with no feedback when the
摘要:

UnderstandingthermalinducedescapemechanismofopticallylevitatedsphereinvacuumMENGZHUHU,1NANLI,1,4ZHENHAIFU,2YIZHOUZHANG,2WENQIANGLI,1HANCAI,1ANDHUIZHUHU2,3,51CollegeofOpticalScienceandEngineering,ZhejiangUniversity,Hangzhou310027,China2QuantumSensingCenter,ZhejiangLab,Hangzhou310000,China3StateKeyLab...

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