THE UNIQUENESS THEOREM FOR GYSIN COHERENT CHARACTERISTIC CLASSES OF SINGULAR SPACES MARKUS BANAGL AND DOMINIK J. WRAZIDLO

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THE UNIQUENESS THEOREM FOR GYSIN COHERENT CHARACTERISTIC
CLASSES OF SINGULAR SPACES
MARKUS BANAGL AND DOMINIK J. WRAZIDLO
ABSTRACT. We establish a general computational scheme designed for a systematic com-
putation of characteristic classes of singular complex algebraic varieties that satisfy a Gysin
axiom in a transverse setup. This scheme is explicitly geometric and of a recursive nature
terminating on genera of explicit characteristic subvarieties that we construct. It enables us
e.g. to apply intersection theory of Schubert varieties to obtain a uniqueness result for such
characteristic classes in the homology of an ambient Grassmannian. Our framework applies
in particular to the Goresky-MacPherson L-class by virtue of the Gysin restriction formula
obtained by the first author in previous work. We illustrate our approach for a systematic
computation of the L-class in terms of normally nonsingular expansions in examples of sin-
gular Schubert varieties that do not satisfy Poincar´
e duality over the rationals.
CONTENTS
1. Introduction 2
2. Whitney Transversality 4
3. Generic Transversality 7
4. Preliminaries on Schubert Varieties 8
4.1. Partitions 8
4.2. Flags 9
4.3. Schubert Varieties 9
4.4. The Homology of Schubert Varieties 9
4.5. The Singular Set of a Schubert Variety 10
5. Intersection Theory of Schubert Cycles 11
5.1. Transversality of Flags 11
5.2. Segre Products in Ambient Grassmannians 13
6. Gysin Coherent Characteristic Classes 17
7. Normally Nonsingular Expansion 19
7.1. Normally Nonsingular Integration 19
7.2. Genera of Characteristic Subvarieties 28
7.3. Proof of Theorem 7.1 30
8. Proof of Theorem 6.4 30
9. The Goresky-MacPherson L-Class 32
Date: October 25, 2022.
2020 Mathematics Subject Classification. 57R20, 55R12, 55N33, 57N80, 32S60, 32S20, 14M15, 14C17,
57R40, 32S50.
Key words and phrases. Gysin transfer, Characteristic Classes, Singularities, Stratified Spaces, Intersection Ho-
mology, Goresky-MacPherson L-class, Verdier-Riemann-Roch formulae, Schubert varieties, Intersection theory,
Transversality.
This work is funded in part by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation)
through a research grant to the first author (Projektnummer 495696766). The second author was supported in addi-
tion by a Feodor Lynen Return Fellowship of the Alexander von Humboldt Foundation.
1
arXiv:2210.13009v1 [math.AT] 24 Oct 2022
2 MARKUS BANAGL AND DOMINIK J. WRAZIDLO
10. An Example: The L-Class of X3,2,134
References 38
1. INTRODUCTION
We establish a general computational scheme that allows for a systematic computation of
characteristic classes of singular complex algebraic varieties that satisfy a Gysin axiom. This
scheme is explicitly geometric and of a recursive nature terminating on genera of explicit
characteristic subvarieties that we construct.
We introduce and investigate the notion of Gysin coherent characteristic classes cde-
fined for inclusions of certain subvarieties in ambient smooth complex algebraic varieties
(here, varieties are understood to be pure-dimensional complex and quasiprojective). In Def-
inition 6.2, we define such a class to be a pair c= (c,c)consisting of a function c
that assigns to every inclusion f:MWof a smooth closed subvariety MWin a smooth
variety Wa normalized element c(f)H(M;Q), and a function cthat assigns to every
inclusion i:XWof a compact possibly singular subvariety XWin a smooth variety W
an element c(i)H(W;Q)whose highest non-trivial homogeneous component is the am-
bient fundamental class of Xin Wsuch that the following axioms hold. Apart from the Gysin
restriction formula f!c(i) = c(f)c(MtXM)in a transverse setup, we also require
that cis multiplicative under products, that cand ctransform naturally under isomor-
phisms of ambient smooth varieties, and that cis natural with respect to inclusions in larger
ambient smooth varieties. The genus |c|associated to a Gysin coherent characteristic class
cis defined as the composition of cwith the homological augmentation, |c|=εcQ.
Often, such classes carise from generalizations cto singular varieties of bundle theo-
retic cohomological classes c. In such a situation, the pair cis of the form c(f) = c(νf),
where νfis the normal bundle of the smooth embedding f, and c(i) = ic(X)for inclu-
sions iof compact possibly singular subvarieties Xin ambient smooth varieties. By virtue
of the Verdier-Riemann-Roch type formulae derived by the first author in [6], our framework
applies in particular to the topological characteristic class c=Lof Goresky and MacPher-
son [21] that generalizes the cohomological Hirzebruch class c=L[25] to singular spaces
(see Theorem 9.2). In this case, the associated genus is the signature σ(X)of the Goresky-
MacPherson-Siegel intersection form on middle-perversity intersection homology of the Witt
space X.
By its very definition, the Goresky-MacPherson L-class is uniquely determined by signa-
ture normalization in degree zero, and by compatibility with Gysin restriction associated to
normally nonsingular topological embeddings of topological singular spaces with trivial nor-
mal bundle (see Cappell-Shaneson [12]). Uniqueness can be shown by a Thom-Pontrjagin
type approach via transverse regular maps to spheres. On the other hand, by dropping the triv-
iality assumption for normal bundles, the Gysin axiom introduced in the present paper seems
especially well-suited for concrete computations in transverse situations within the realm of
complex algebraic geometry. However, the Thom-Pontrjagin method is usually not directly
applicable when ranging only over algebraic varieties rather than all topological Witt spaces.
(Regular level sets of PL representatives of homotopy classes of maps from a variety to a
sphere are not subvarieties in general.) Our main result is the following uniqueness theorem
for Gysin coherent characteristic classes of singular varieties embedded in Grassmannians.
THE UNIQUENESS THEOREM FOR GYSIN COHERENT CHARACTERISTIC CLASSES OF SINGULAR SPACES 3
Theorem 1.1 (Uniqueness Theorem).Let cand e
cbe Gysin coherent characteristic classes.
If c=e
cand |c|=|e
c|for the associated genera, then we have c(i) = e
c(i)for all
inclusions i:XG of compact irreducible subvarieties in ambient Grassmannians.
Since the inclusion of Schubert subvarieties in Grassmannians induces an injective map
on homology with rational coefficients, we obtain
Corollary 1.2. Let cand e
cbe generalizations to singular varieties of a bundle theoretic
cohomological class csuch that |c|=|e
c|for the associated genera. If cand e
cinduce
Gysin coherent characteristic classes as explained above, then we have c(X) = e
c(X)for all
Schubert varieties X.
The reader can directly verify our Theorem 1.1 for the toy example of inclusions into
ambient projective spaces by applying the Gysin axiom inductively to intersections of sub-
varieties with generic hyperplanes. To provide enough flexibility for applications, we state
Theorem 1.1 in a slightly more general form (see Theorem 6.4) that accounts for a fixed
family Xof admissible inclusions i:XWwhich satisfy an analog of the Kleiman-Bertini
transversality theorem for an appropriate notion of transversality. In Section 8, we derive
Theorem 6.4 by induction on the dimension of the ambient Grassmannian from a more tech-
nical result (see Theorem 7.1) that exploits the intersection theory of Schubert cycles, and
specifically the Segre product of subvarieties of Grassmannians in an ambient Grassmannian.
The additional value of our Theorem 7.1 is that it yields a systematic method for the re-
cursive computation of Gysin coherent characteristic classes in ambient Grassmannians in
terms of the normal geometry of Schubert varieties. First examples of these normally non-
singular expansions appered in [6, Section 4]. There, the first author computed the Goresky-
MacPherson L-class in (real) codimension 4 for the Schubert varieties X2,1and X3,2, which are
sufficiently singular so as not to be rational Poincar´
e complexes. Beyond these examples, it
seems to be an open problem to compute L-classes of singular Schubert varieties. The Chern-
Schwartz-MacPherson classes of Schubert varieties were computed by Aluffi and Mihalcea
[1]. Our recursive formula (10) reduces computations to concrete Kronecker products (inte-
grals) that capture the normal geometry of Schubert varieties with L-shaped Young diagrams
over triple intersections of Schubert varieties (see Remark 7.9), and to genera of explicitly
constructed characteristic subvarieties (see Remark 7.11). These characteristic subvarieties
are obtained by taking the product of the given embedded variety with a certain Schubert
variety, and then intersecting the Segre embedded product in the larger Grassmannian with
another appropriate Schubert variety. If the given variety is a Schubert variety, then our char-
acteristic varieties turn out to be triple intersections of Schubert varieties. In the literature,
intersections of more than two general translates of Schubert varieties were studied by Billey
and Coskun [8] as a generalization of Richardson varieties [31]. They employed Kleiman’s
transversality theorem [26] to determine the singular locus of such intersection varieties. The
explicit computation of the integrals and genera that appear in our recursive formula (10)
requires separate techniques and is hence not pursued in the present paper.
Despite the general applicability of our recursive technique asserted by Theorem 7.1, it can
be more convenient in practice to implement slightly modified algorithms for doing concrete
computations. In Section 10, we illustrate such a related recursive method to compute the
Goresky-MacPherson L-class for the example of the singular Schubert variety X3,2,1of real
dimension 12, which does not satisfy global Poincar´
e duality over the rationals. Note that the
computation of L4(X3,2,1)goes beyond the scope of the computations in [6, Section 4], which
are limited to the L-class in real codimension 4.
4 MARKUS BANAGL AND DOMINIK J. WRAZIDLO
In [6], the first author derived Verdier-Riemann-Roch type formulae for the Gysin restric-
tion of both the topological characteristic classes Lof Goresky and MacPherson [21] and the
Hodge-theoretic intersection Hirzebruch characteristic classes IT1of Brasselet, Sch¨
urmann
and Yokura [9]. For an introduction to characteristic classes of singular spaces via mixed
Hodge theory in the complex algebraic context see Sch¨
urmann’s expository paper [32]. The
formulae in [6] have the potential to yield new evidence for the equality of the characteristic
classes Land IT1for pure-dimensional compact complex algebraic varieties, as conjectured
by Brasselet, Sch¨
urmann and Yokura in [9, Remark 5.4]. Cappell, Maxim, Sch¨
urmann and
Shaneson proved the conjecture in [11, Cor. 1.2] for orbit spaces X=Y/G, with Ya projec-
tive G-manifold and Ga finite group of algebraic automorphisms. They also showed the con-
jecture for certain complex hypersurfaces with isolated singularities [10, Theorem 4.3]. The
conjecture holds for simplicial projective toric varieties as shown by Maxim and Sch¨
urmann
[29, Corollary 1.2(iii)]. Furthermore, the conjecture was established by the first author in [5]
for normal connected complex projective 3-folds Xthat have at worst canonical singularities,
trivial canonical divisor, and dimH1(X;OX)>0. Generalizing the above cases, Fern´
andez de
Bobadilla and Pallar´
es [17] proved the conjecture for all compact complex algebraic varieties
that are rational homology manifolds. In ongoing work with J¨
org Sch¨
urmann, we apply the
methods developed in the present paper to prove the ambient version of the conjecture for
a certain class of subvarieties in Grassmannians. This class includes all Schubert varieties.
Since the homology of Schubert varieties injects into the homology of ambient Grassmanni-
ans, this would imply the conjecture for all Schubert varieties. Furthermore, we shall clarify
how other algebraic characteristic classes such as Chern classes fit into the framework.
Acknowledgement. We thank J¨
org Sch¨
urmann and Laurentiu Maxim for insightful com-
ments on an earlier version of the paper.
Notation. (Co)homology groups will be with rational coefficients unless otherwise stated.
Complex algebraic varieties are not assumed to be irreducible. If Xand Yare subvarieties of
a smooth variety W, then the symbol XYdenotes the set theoretic intersection of Xand Y
in W. Given a set S, the Kronecker delta of two elements a,bSis δab =1 for a=b, and
δab =0 else. The Kronecker product h−,−i is defined by hξ,xi=ε(ξx)Qfor classes
ξH(A)and xH(A)on a topological space A, where ε:H(A)H(pt) = Qdenotes
the augmentation map induced by the unique map Apt.
2. WHITNEY TRANSVERSALITY
Let Wbe a smooth manifold. Recall that a Whitney stratification of a closed subset ZW
is a certain decomposition of Zinto locally closed smooth submanifolds of Wsuch that the
pieces of this decomposition fit together via Whitney’s conditions A and B (for details, see
e.g. [23, Section 1.2, p. 37]). Two Whitney stratified subsets Z1,Z2Ware called transverse
if every stratum of Z1is transverse to every stratum of Z2as smooth submanifolds of W. The
transverse intersection Z1Z2then has a canonical Whitney stratification in Wwhose strata
are given by the intersections of the strata of Z1and Z2.
Pure-dimensional closed subvarieties of a nonsingular complex algebraic variety can al-
ways be Whitney stratified by strata of even codimension. In the context of this paper, we
call two such subvarieties Whitney transverse if they can be equipped with transverse Whit-
ney stratifications. The present section collects various results about Whitney stratified spaces
that will be applied to Whitney transverse subvarieties later on in the paper.
Lemma 2.1. Let Z1,Z2W be Whitney stratified subspaces of a smooth manifold W that
are transverse to each other. If U W is a smooth submanifold that is open as a subset of
Z2, then every stratum of Z1is transverse to U in W .
THE UNIQUENESS THEOREM FOR GYSIN COHERENT CHARACTERISTIC CLASSES OF SINGULAR SPACES 5
Proof. Let zZ1U. Let SZ1and S0Z2denote the strata containing z. Then, Sand
S0are transverse at zin W. Note that U0:=W\(Z2\U)is an open subset of Wbecause Z2
is a closed subset of W. Since zU0, it follows that U0Sand U0S0are transverse at zin
U0. Since UU0is a smooth submanifold that contains U0S0, it follows that U0Sand
Uare transverse at zin U0. Consequently, Sand Uare transverse at zin W, and the claim
follows.
The following topological version of Kleiman’s transversality theorem [26] will be applied
for the canonical action of the Lie group G=GL(V)on the Grassmannian W=Gk(V)for a
complex vector space Vof finite dimension.
Theorem 2.2. (See e.g. [23, p. 39, Theorem 1.3.6 and Examples 1.3.7].) Let W be a smooth
manifold that is homogeneous under the action of a Lie Group G. Given Whitney stratified
subspaces Z1,Z2W , the set U of all g G such that g ·Z1and Z2are transverse in W is
dense in G. Moreover, if Z1is compact, then U is also open in G.
Recall that an inclusion g:YXof topological spaces is called (oriented) normally non-
singular (of codimension r) if there is a (oriented) real vector bundle ν:EY(of rank r),
a neighborhood UEof the zero section of ν(which we also denote by Y), and a homeo-
morphism j:UXonto an open subset j(U)Xsuch that gfactorizes as the composition
Yincl
Uj
X(see e.g. [23, Section 1.11, p. 46f]). We also call νa normal bundle of the
normally nonsingular inclusion g. For example, transverse intersections give rise to normally
nonsingular inclusions as follows.
Theorem 2.3. (See Theorem 1.11 in [23, p. 47].) Let X W be a Whitney stratified subset
of a smooth manifold W . Suppose that M W is a smooth submanifold of codimension r
that is transverse to every stratum of X, and set Y =MX . Then, the inclusion g :YX is
normally nonsingular of codimension r with respect to the normal bundle ν=νMW|Ygiven
by restriction of the normal bundle νMWof M in W .
An oriented normally nonsingular inclusion g:YXof a closed subset YXwith
normal bundle ν:EYof rank rinduces a Gysin homomorphism
g!:H(X;Q)H∗−r(Y;Q)
given by the composition
H(X)incl
H(X,X\Y)e
=H(E,E0)u∩−
=H∗−r(E)ν
=H∗−r(Y),
where uHr(E,E0)is the Thom class with E0=E\Ythe complement of the zero section of
νin E, and edenotes the excision isomorphism induced by the open embedding j:UX.
Gysin homomorphisms are compatible with pushforward under embeddings as follows.
Proposition 2.4 (Base Change).Consider a cartesian square
Lβ//
g
Y
f
Kα
//X
of topological spaces and continuous maps, where f and g are oriented normally nonsingular
inclusions of closed subsets with normal bundles νfand νg, respectively, such that νg=βνf.
Then,
βg!=f!α.
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THEUNIQUENESSTHEOREMFORGYSINCOHERENTCHARACTERISTICCLASSESOFSINGULARSPACESMARKUSBANAGLANDDOMINIKJ.WRAZIDLOABSTRACT.Weestablishageneralcomputationalschemedesignedforasystematiccom-putationofcharacteristicclassesofsingularcomplexalgebraicvarietiesthatsatisfyaGysinaxiominatransversesetup.Thisschemeisexp...

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