The sun was darkened for seventeen days AD 797. An Interdisciplinary Exploration of Celestial Phenomena between Byzantium Charlemagne and a Volcanic Eruption

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»The sun was darkened for seventeen days« (AD 797). An Interdisciplinary
Exploration of Celestial Phenomena between Byzantium, Charlemagne,
and a Volcanic Eruption
Johannes Preiser-Kapeller and Ewald Kislinger*
Pre-print, post peer review, published in: medieval worlds No. 17 2022 3-58,
https://doi.org/10.1553/medievalworlds_no17_2022s3
The blinding of the Byzantine emperor Constantine VI in Constantinople in August 797 and
his overthrow by his mother Eirene, who then ruled as the first female »emperor« of the
Eastern Roman Empire until 802, was used as legitimation for the coronation of the Frankish
king Charlemagne as emperor of the Romans on 25 December
800,
by contemporaries
in Western Europe. Some observers in the West may have even interpreted the downfall of
the Eastern Roman emperor and his replacement by a woman as sign of an impending
collapse
of the Roman Empire and the entire world order, as already expected (based on
chiliastic cal- culations). We equally find indications of apocalyptic expectations in
Constantinople, where
Constantineʹs blinding was linked with a spectacular celestial
manifestation of divine dis- approval
a darkening of the sun for 17 days. In this paper,
this obfuscation of the sun is
compared with the description of other atmospheric and
climatic phenomena in the 8th and
9th centuries, as well as before and after this period. In
addition, natural scientific data is used to disprove earlier hypotheses on the physical
background to this event and to present a more probable scenario (i.e., the impacts of one
or more volcanic eruptions) for the dark-
ening of 797 and other phenomena, which provided
a peculiar »atmospheric« framework for
the interpretation of the events between the
downfall of Constantine VI and the coronation of Charlemagne by contemporaries.
Keywords: Byzantine history, early medieval history, Carolingian Empire, astronomy,
vulcanology,
climate history, medieval Mediterranean, moral meteorology
* Correspondence details: Johannes Preiser-Kapeller, Institute for Medieval Research/Department for Byzantine
Research, Austrian Academy of Sciences, Hollandstraße 11-13/4, 1020 Vienna, Austria, email:
Johannes.Preiser-
Kapeller@oeaw.ac.at. Ewald Kislinger, Department for Byzantine and Modern Greek Studies,
University of Vienna,
Postgasse 9/3, 1010 Vienna, email: Ewald.Kislinger@univie.ac.at.
4
The Blinding of Emperor Constantine VI, the Reign of Empress Eirene and the
Imperial Coronation of Charlemagne
According to the Chronographia, a historical work written by the contemporary witness-
es Georgios Synkellos and Theophanes,1 on 15 August (or more probably 19 August)
797, Constantine VI,2 son of Leon IV (r. 775-780)3 and emperor of the Byzantine (Eastern
Roman) Empire, was overthrown and blinded in Constantinople.4 This mutilation was
committed at least with the consent, if not by the order of his mother Eirene,5 who became
his successor. Her position was secured by Constantineʹs maiming since the loss of his
eyesight disqualified him for the throne. Eirene had already ruled for her underage son in
the years 780 to 791, until conflicts emerged between mother and son when he reached the
age of majority. Now she became the sole basileus (in Byzantine Greek: emperor).6
Already the masculine form (basileus) indicates that Eirene, as the first female ruler of
Byzantium, had a difficult stand- ing in public opinion; additionally, she faced severe
problems with regard to foreign affairs.7 Her own overthrow in October 8028 is to be seen as in
some way connected with the cor- onation of the Frankish king Charlemagne as emperor
in Rome in 8009, which called into question the sole claim of Byzantium (as »New Rome«)
to the imperial title.10 In turn, some Western sources were of the opinion that a woman
could not be emperor and the imperial
1
That the mostly separately studied (and edited) historical works attributed to Georgios Synkellos and to Theophanes
should be regarded as one historiographical project (initiated and mostly written by Georgios Synkellos and fi-
nalized by Theophanes) to a much a higher degree than in earlier research was recently impressively illustrated by
Torgerson, Chronographia.
2
Speck, Konstantin VI.; Lilie, Byzanz unter Eirene; Wickham, The inheritance of Rome, 270-273. PmbZ, no.
14583 (accessed on 21 May 2021: db.degruyter.com/view/PMBZ/PMBZ14853). As Speck, Konstantin VI.,
307-308, has already demonstrated, the date specification in the Chronographia cannot be correct, and the
blinding of Constantine VI must have taken place on 19 August 797. See also Rochow, Byzanz im 8.
Jahrhundert, 268; Lilie, Byzanz unter Eirene, 90-99 (also on the general sequence of events).
3
Lilie, Byzanz unter Eirene, 1-33. PmbZ, no. 15401 (accessed on 21 May 2021:
db.degruyter.com/view/PMBZ/ PMBZ15401).
4
Theophanes, Chronographia, vol. 1, ed. de Boor, 472, 15-18; Rochow, Byzanz im 8. Jahrhundert, 269.
Speck,
Konstantin VI., 302-308, 325; Lilie, Byzanz unter Eirene, 268-273; Brandes and Haldon, Byzantium
ca. 600-1000, 40-41. On blinding as a penalty in the Byzantine Empire in general, see Herrin, Blinding in
Byzantium; Speck,
Konstantin VI., 725-726 (notes 164 and 165).
5
Several monographs and book chapters have been published concerning the reign and personality of Eirene:
Barbe,
Irène de Byzance; Bergamo, Irene; Runciman, The empress Eirene; Hiestand, Eirene Basileus;
Herrin, Women in Purple, 53-129; eadem, Unrivalled Influence, 194-207; Garland, Byzantine Empresses,
73-94; Brandes, Irene und
das Kaisertum. See also PmbZ, no. 12537 (accessed on 21 May 2021:
db.degruyter.com/view/PMBZ/PMBZ12537).
6
It is quite significant, that Eirene, in two law amendments, calls herself πιστὸς βασιλεύς / pistos basileus »faithful
emperor«: Burgmann, Die Novellen der Kaiserin Eirene, 16-24, 26. On her coins, we find the abbreviations βας´ and
αγο(υ)στ´, which may be read as basileus (male) or basilissa (female) and augustus or augusta; see Grierson,
Catalogue of
Byzantine Coins, vol. 3, 347-351, esp. 340-341 (class 1 dating from 780-790). See also Speck,
Konstantin VI., 324-325.
7
The empress had constant problems with the Arabs in Asia Minor, but the situation was rarely as dramatic as in
the periods before. In the west, however, the Byzantines lost a battle against a Frankish-Langobardic coalition in
788 and had to acknowledge the Carolingian supremacy in Benevent in 798. Treadgold, A History of the
Byzantine State, 423-424; Lilie, Byzanz unter Eirene, 156-166; Kislinger, La Longibardia minor e Bisanzio,
591-607.
8
Theophanes, Chronographia, vol. 1, ed. de Boor, 476, 3-27; Annales regni Francorum ad annum 803, ed. Pertz
and Kurze, 118; Herrin, Women in Purple, 98-99; Garland, Byzantine Empresses, 86; Rochow, Byzanz im 8.
Jahrhundert,
276-278; Lilie, Byzanz unter Eirene, 288-291; Bergamo, Irene, 115-116.
9
Nelson, King and Emperor, 361-363, 380-385; Fried, Karl der Große, 484-495.
10
Sarti, Frankish Romanness, 1040-1058; Stouraitis, Byzantine Romanness, 123-139; Kislinger, Diskretion bis
Ver- schleierung, 271-312. On the background and infrastructure of communication, see McCormick, Origins
of the European Economy, 887-899.
5
An Interdisciplinary Exploration of Celestial
Phenomena
medieval worlds • No. 17 2022 3-58
Roman throne should therefore be considered vacant after the blinding of Constantine VI in
August 797.11 Eirene’s position of power was already criticized in the Carolingian polemics
against the Second Council of Nicaea in 787 in the Libri Carolini. There, Theodulf of Or-
léans not only quoted relevant passages from 1 Corinthians in which the silence of women
in church affairs is decreed, but he even evoked the example of Ataliah, a queen of Israel in
the Old Testament, who »justly« paid for her interference in the cult of the temple with her
death. Looking ahead or looking back, after the blinding Constantine VI, an even more dra-
matic parallel to Eirene could have been identified, since Ataliah had ordered the murder of
various members of her family.12 Furthermore, in a letter to Charlemagne, the scholar Alcuin
argued that after the blinding of the emperor in Constantinople and of Pope Leo III in Rome (in
799), only he (Charles) was left to preserve the »threatened salvation of the churches of
Christ« (tota salus ecclesiarum Christi).13
Also drawing inferences from Alcuinʹs statement, scholars such as Richard Landes
have
hypothesized that the information about Constantineʹs fall arrived at Charlemagneʹs
court in an atmosphere already full of apocalyptic fears. Based on older calculations that the
creation
of the world could be dated to 5199/5200 BC, some contemporaries in the Latin
Christian West expected the dawn of the 7th millennium of the world in the year AD 800
and thus the end of times. Landes assumes that in the Frankish Empire, before and
during the reign of Charlemagne (768-814), the meaning of the year 6000/800 was
deliberately concealed in
textual tradition. Tacitly, however, the conversion to a chronology
after the birth of Christ was promoted to avoid the potentially disastrous turn of the millennium.
Accordingly, the date 25
December 800 was selected for Charles’s coronation as emperor,
symbolizing the assurance
of the continued existence of the Roman Empire and world
order.14 Against this background, the »coup d’état« of Empress Eirene in 797 would have
been interpreted by Charlemagne and his entourage as another sign of the impeding fall of
the Roman Empire (construed according to 2 Thessalonians 2.6 as the power that holds back
the dawn of the last days). Out of this grew
a necessity to renew the Roman Empire in the
West, and hence Charlemagneʹs coronation.
15
Landesʹ interpretation is not universally
accepted in scholarship. A controversy exists
concerning how widespread such apocalyptic
assumptions were among the scholars of Latin
Europe or in the immediate retinue of
Charlemagne.
16
Nevertheless, it is intriguing that the
blinding of Constantine VI was likewise
related to a symbolic manifestation of divine volition
11
Annales Laureshamenses, ed. Pertz, 38: tunc cessabat a parte Graecorum nomen imperatoris, et
femineum imperium
apud se habebant (»and because at that time the imperial dignity had ceased on the part of
the Greeks and they had
female rule«).
12
Opus Caroli regis contra synodum III, 13, ed. Freeman and Meyvaert, 385-387. See also Noble, Images,
Iconoclasm, and the Carolingians, 158-206, esp. 185-190.
13
Epistolae Karolini Aevi 2, no. 174, ed. Dümmler, 288. See also Höfert, Kaisertum und Kalifat, 396.
14
Landes, Lest the Millennium Be Fulfilled, esp. 181-203.
15
Landes, Lest the Millennium Be Fulfilled, 201: »Just as Augustine and Jerome’s contemporaries could see
Rome’s sack through the lens of II Thessalonians, so too could Alcuin and Charlemagne view a woman’s
usurpation of the imperial throne in Constantinople as the signal that the Fourth Empire had fallen and that
Antichrist had been unleashedand, in fact, Eirene’s coup occurred in 797 AD, or, according to AM II, in the last
five years of the final millennium
16
See also Fried, Endzeiterwartung, esp. 396-398; Brandes, »Tempora periculosa sunt«, 49-79; Möhring, Der
Welt- kaiser der Endzeit, 25-26, 136-143; Schieffer, Neues von der Kaiserkrönung, 24; Palmer, Apocalypse
in the Early Middle Ages, 4-21 (summing up the debate) and 130-158 (discussing the theories of Landes and
Brandes and of their critics); Fried, Karl der Große, 437-439, 462-465, and Wozniak, Naturereignisse im
frühen Mittelalter, 713-716.
6
in Constantinople.17 The Chronographia reports for the Byzantine year AM (annus mundi)
6289 (1 September 796-31 August 797), that after Constantine’s blinding the sun did not
shine in its usual ways for 17 (ιζ´) days.18 This the people of Constantinople considered a sign
of celestial disapproval. The Chronographia says:
About the 9th hour they blinded him [Constantine VI] in a cruel and grievous manner
with a view to making him die at the behest of his mother and her advisers. The sun
was darkened for seventeen days and did not emit its rays so that ships lost course and
drifted about. All said and agreed (καὶ πάντας λέγειν κα ὁμολογεῖν) that the sun with-
held its rays because the emperor had been blinded. In this manner his mother Eirene
acceded to power.19
Some Byzantine apocalyptic texts, which were probably composed during Eireneʹs reign,
may suggest an even more intense debate and negative interpretation of the emperorʹs
blinding and Eireneʹs ascent to power. These texts took up earlier prophecies about the reign
of a woman as sign of the impeding end of time and connected them with descriptions of
a sinking of Constantinople in the sea and a transfer of imperial power from Byzantium to
Rome.20 One of these texts, the so-called »Apocalypse of (Pseudo)Leon of Constantinople«,
even refers to an »empress called Eirene« in this context.21
17
The Byzantine East mostly used a different calculation for the creation of the world, resulting in a date of c. 5500
BC (most commonly 5508 BC). Thus, the dawn of the 7th millennium of the world had been expected already for
the time around AD 500, when a series of calamities in the reigns of the emperors Anastasius I (r. 491-518)
and
especially Justinian I (r. 527-565) were partly interpreted as apocalyptic omens; see Brandes, Anastasios
δίκορος,
24-63; Meier, Das andere Zeitalter Justinians; Meier, The ›Justinianic Plague‹, 267-292; Preiser-
Kapeller, Der Lange Sommer, 38-50 and 59-73. However, a number of apocalyptic texts from the 8th to the
9th centuries suggest an expectation of an end of times during these decades, at least in some circles of
Byzantium; see Ubierna, Lapoca- lyptique byzantine, and Brandes, Traditions and expectations, 290-293, as
well as below
18
Theophanes, Chronographia, vol. 1, ed. de Boor, 472, 18-22: ἐσκοτίσθη δὲ ἥλιος ἐπὶ μέρας ιζ κα οὐκ ἔδωκε
τὰς κτῖνας αὐτο, στε πλανᾶσθαι τ πλοα κα φρεσθαι, κα πντας λγειν κα μολογεῖν, τι δι τὴν το βασιλως
τύφλωσιν λιος τὰς κτῖνας ἀπέθετο. The use of the passive verb form ἐσκοτίσθη
/
eskotisthē (»was darkened«)
indicates superior, i.e., divine will as the cause of the event.
19
The Chronicle of Theophanes Confessor, transl. Mango and Scott, 648-649; Kountoura Galaki, A light in the
dark- ness, 143-158.
20
See the »Seventh Vision of Daniel«, dated to the late 5th century AD and preserved in an Armenian translation
(La Porta, The Seventh Vision of Daniel, 428 und 431), and the »Diegesis of Daniel«, dated to the 8th or
9th centuries, Berger, Die griechische Daniel-Diegese, 14-15 and 91-92. See also DiTommaso, The
Armenian Seventh
Vision of Daniel; Berger, Das apokalyptische Konstantinopel; Ubierna, L’apocalyptique
byzantine. For a most re-
cent overview on apocalyptic texts in Byzantium, see Congourdeau, Textes
apocalyptiques; Brandes, Traditions
and expectations; and Kraft, An inventory of medieval Greek apocalyptical
sources (also for the dating of the texts discussed above). On the interpretation of natural phenomena in these
texts, see, most recently, Kraft, Natural di- sasters in medieval Greek apocalypses. On the general (ab)use of
various forms of prognostication, also in political
discourse, see Brandes, Kaiserprophetien und Hochverrat, and
now Grünbart, Prognostication.
21
L’apocalisse apocrifa di Leone di Costantinopoli, cap. 15, ed. Maisano, 89-90. On the possible dating of the
core of this text to the early 9th century (and its later adaptation in the 12th century), see Brandes, Sieben
Hügel; Berger, Das apokalyptische Konstantinopel; Congourdeau, Textes apocalyptiques; Ubierna,
L’apocalyptique byzantine; and now Kraft, An inventory of medieval Greek apocalyptical sources. Regarding the
handling of apocalyptic expectations in the Chronographia, Torgerson, Chronographia, 37, observes: »Readers
of the Chronographia found in the work not only an authoritative account of all past time but a definitive
adjudication of time’s end as the meaning behind the chronology of the Roman emperors. Accordingly, we find
the Chronographia completely uninterested in anything resembling apocalyptic prophecies or calculations, and
yet deeply invested in making meaning out of the time at hand through the figures of apocalyptic typologies.«
7
An Interdisciplinary Exploration of Celestial
Phenomena
medieval worlds • No. 17 2022 3-58
Interestingly, even the Chronographia, which otherwise tried to preserve a positive image
of Eirene, linked Constantine VIʹs blinding with the events leading to the imperial coronation
of Charlemagne since immediately after the description of this event we read:
In the same year, too, the relatives of the blessed Pope Adrian in Rome roused up the
people and rebelled against Pope Leo, whom they arrested and blinded. They did not
manage, however, to extinguish his sight altogether because those who were blinding
him were merciful and took pity on him. He sought refuge with Karoulos, king of the
Franks, who took bitter vengeance on his enemies and restored him to his throne,
Rome, falling from that time onwards under the authority of the Franks. Repaying his
debt to Karoulos, Leo crowned him emperor of the Romans in the church of the holy
apostle Peter after anointing him with oil from head to foot and investing him with
imperial robes and a crown on 25 December, indiction 9.22
This narrative links is also evident in the oldest manuscript tradition of the Chronographia.
23
Arguably, the chroniclers intended to contrast the brutal blinding of Constantine VI with the
more »merciful« one of Pope Leo III; the two events, however, did not take place »in the same
year« of AM 6289. Leo III was blinded on 25 April 799, that is AM 6291.
24
In order to bring
the narrative on Leo III to a conclusion, the Chronographia further adds the reference to
the crowning of Charlemagne, which took place on 25 December 800, that is AM 6293.
This reference is later repeated in the Chronographia under the correct year AM 6293
25
,
which suggests that the authors were informed about the actual chronology of the events in
Rome. Nevertheless, they put the blinding of Constantine VI and of Leo III »in the same
yeato serve their narrative strategy, culminating in the coronation of the Charlemagne
as a con-
sequence of the «darkening« of imperial power in Constantinople and papal power
in Rome (somehow similar to the above-mentioned argument put forward by Alcuin).26 Such
adapta-
tions of the chronology of events to the purposes of the narrative are quite
common in the Chronographia,
27
also for celestial phenomena during the reign of Eirene
and Constantine VI (see below).
22
Theophanes, Chronographia, vol 1, ed. de Boor, 472,23-473, 4; The Chronicle of Theophanes
Confessor, transl. Mango and Scott, 649.
23
See, for instance, Christ Church MS 5, folio 298v (late 9th century). Accessed on 20 August 2022:
digital.bodleian.
ox.ac.uk/objects/e873ecff-7b8d-4826-a1dd-62e4e2ac1c8f/surfaces/227ac1b7-b02b-4ca9-
af02-967b692dae79/. On the actual marking of narrative units in the Chronographia, which is often distorted
by the organization of the text in modern-day editions and translations, see Torgerson, Chronographia, 39.
24
PmbZ, no. 4239/corr. (accessed on 21 May 2021: www.degruyter.com/database/PMBZ/entry/PMBZ15397/html).
See
also Speck, Konstantin VI., 353-354; Rochow, Byzanz im 8. Jahrhundert, 270; Torgerson,
Chronographia, 258-259.
25
»In this year, on 25 December, indiction 9, Karoulos, king of the Franks, was crowned by Pope Leo. He intended to
make a naval expedition against Sicily, but changed his mind and decided instead to marry Eirene. To this end he
sent ambassadors the following year, indiction 10.« Theophanes, Chronographia, vol 1, ed. de Boor, 475, 10-15;
The Chronicle of Theophanes Confessor, transl. Mango and Scott, 653. On the probability of actual plans of a
marriage between Eirene and Charlemagne, see Kislinger, Diskretion bis Verschleierung, 276-278, 305-307.
26
Torgerson, Chronographia, 258-260.
27
Torgerson, Chronographia; Kislinger, Diskretion bis Verschleierung, 274, n. 5. See also the excellent study by
Jankowiak, First Arab siege of Constantinople, who demonstrates how a first Arab siege of Constantinople dated
in scholarship to the years 674-678 erroneously emerged from a rearrangement of events actually taking place
in the late 660s by Theophanes.
摘要:

»Thesunwasdarkenedforseventeendays«(AD797).AnInterdisciplinaryExplorationofCelestialPhenomenabetweenByzantium,Charlemagne,andaVolcanicEruptionJohannesPreiser-KapellerandEwaldKislinger*Pre-print,postpeerreview,publishedin:medievalworlds•No.17•2022•3-58,https://doi.org/10.1553/medievalworlds_no17_2022...

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