AN ANALOG OF THE KAUFFMAN BRACKET POLYNOMIAL FOR KNOTS IN THE NON-ORIENTABLE THICKENING OF A NON-ORIENTABLE SURFACE_2

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AN ANALOG OF THE KAUFFMAN BRACKET POLYNOMIAL
FOR KNOTS IN THE NON-ORIENTABLE THICKENING OF A
NON-ORIENTABLE SURFACE
VLADIMIR TARKAEV
Abstract. We study pseudo-classical knots in the non-orientable thickening
of a non-orientable surface, specifically knots that are orientation-preserving
paths in a non-orientable 3-manifold of the form (non-orientable surface) ×
[0,1]. For these knots, we propose an analog of the Kauffman bracket polyno-
mial. The construction of this polynomial closely mirrors the classical version,
with key differences in the definitions of the sign of a crossing and the pos-
itive/negative smoothing of a crossing. We prove that this polynomial is an
isotopy invariant of pseudo-classical knots and demonstrate that it is indepen-
dent of the classical Kauffman bracket polynomial for knots in the thickened
orientable surface, which is the orientable double cover of the non-orientable
surface under consideration.
Key words: knots in non-orientable manifold, knots in thickened surface,
pseudo-classical knots, Kauffman bracket polynomial
Introduction
Initially, the theory of knots studied knots in the 3-sphere, but now many other
kinds of object are also considered in the theory. In the context of the present paper,
first of all we need to mention knots in a thickened surface, that is in an orientable
3-manifold of the form (orientable surface) ×[0,1]. Some authors consider the case
of knots in a thickened non-orientable surface ( [1], [2], [6], [11]) where the thickening
is understood as an orientable 3-manifold equipped with an I-bundle structure over
a surface which is not necessarily orientable (here Idenotes a segment). Note that
in all these cases the thickening is assumed to be orientable independently whether
the base surface is orientable or not.
Knots in non-orientable 3-manifolds are also studied (see, for example, [13], [14])
but, unfortunately, the subject is not very popular. Maybe, one of the reasons is
that some important constructions cannot be transferred straightforwardly from
an orientable to a non-orientable case. In particular, that is so for the Kauff-
man bracket polynomial ( [7], [8]) and many other polynomial knot invariants that
explicitly use in their construction the notion of the sign of a crossing (see, for
example, [5], [9], [12], [10]). In the classical situation, the sign of a crossing xof
an oriented diagram Don a surface Σ is defined to be 1 (resp. 1) if a pair (a
positive tangent vector of overgoing branch at x, a positive tangent vector of un-
dergoing branch at x) is positive (resp. negative) basis in the tangent space of
Σ at x. Clearly, the definition cannot be used if Σ is non-orientable. One more
example is the notion of positive and negative smoothing of a crossing (in other
terms, the smoothing of the type Aand of the type B) which play a key role in
The work is supported by RSF (grant number 23-21-10014).
1
arXiv:2210.00540v4 [math.GT] 3 Sep 2024
2 VLADIMIR TARKAEV
the construction of the Kauffman bracket polynomial. The definition of the latter
notion uses concepts of “right” and “left” which have no sense on a non-orientable
surface. Note that aforementioned notions can be reformulated so that they have
sense in the case of the orientable thickening of a non-orientable surface. However,
the approach allowing to do this cannot be used in the case of the non-orientable
thickening of a non-orientable surface.
In the present paper, we study knots in the non-orientable thickening of a non-
orientable surface, that is a non-orientable 3-manifold of the form Σ×[0,1], where Σ
is a non-orientable surface with (maybe) non-empty boundary. We propose an ap-
proach that in some particular case gives correct definitions of the sign of a crossing
and of two types of a smoothing. The knots we mean (we call them pseudo-classical)
are those which are orientation-preserving paths in the manifold. Two aforemen-
tioned definitions allow defining an analog of the Kauffman bracket polynomial
for pseudo-classical knots. The construction we use word-for-word coincides with
the classical one, the specificity of the non-orientable thickening is hidden in using
definition of positive and negative smoothing. Our proof of the invariance of the
polynomial (we denote it by J) is close to the classical one but do not coincide
with the latter. Finally, we compare the polynomial Jwith its natural competi-
tor — with the Kauffman bracket polynomial for knots in the thickened orientable
surface, which is the orientable double cover of the non-orientable surface under
consideration. We demonstrate that none of these invariants is a consequence of
the other. Namely, we consider two pairs of knots in the non-orientable thickening
of the Klein bottle so that knots forming the first pair have coinciding polynomi-
als Jwhile 2-component links in the thickened torus those are their double covers
have distinct Kauffman bracket polynomials. Knots forming the second pair, on
the contrary, have distinct polynomials Jwhile their double covers have coinciding
Kauffman bracket polynomials.
The paper is organized as follows. In Section 1, we give some definitions, includ-
ing a new definition of the sign of a crossing. In Section 2, we define two types of
smoothing. Then, we define the polynomial Jand prove its invariance. In the end
of this section, we briefly discuss a generalization of the polynomial analogous to the
homological version of the Kauffman bracket polynomial for knots in a thickened
orientable surface [3]. In Section 3, we compare the polynomial Jand the Kauffman
bracket polynomial for orientable double cover. In particular, in Section 3.2, we
explicitly compute the polynomial Jfor two knots in the non-orientable thickening
of the Klein bottle. In Appendix, we give source data needed for computing the val-
ues of the Kauffman bracket polynomial in the format acceptable by the computer
program “3–manifold recognizer”.
1. Definitions
1.1. Knots and diagrams. Throughout this paper Σ denotes a non-orientable
surface with (maybe) non-empty boundary and ˆ
Σ denotes the non-orientable man-
ifold of the form Σ ×[0,1]with fixed structure of the direct product. The latter
condition becomes crucial for us in the case of surface with non-empty bound-
ary when there are aforementioned structures of the corresponding manifold with
homeomorphic but non-isotopic base surfaces.
A KAUFFMAN BRACKET POLYNOMIAL FOR THE NON-ORIENTABLE THICKENING OF A NON-ORIENTABLE SURFACE3
Knots in ˆ
Σ and their diagrams on Σ can be defined by analogy with the case of
knots in a thickened orientable surface (below, we will refer to the latter case as
the “classical case”). Knots in ˆ
Σ will be considered up to ambient isotopy.
In our case, two diagrams on Σ represent the same knot if and only if they are
connected by a finite sequence of Reidemeister moves R1, R2, R3(which are just the
same as classical ones) and ambient isotopies. indeed, let Σ be represented by poly-
gon of which sides are assumed to be identified (maybe) with a twist and a diagram
is drawn inside the polygon. If we isotope the knot in question inside the direct
product of the polygon and the segment, then we can refer to the corresponding
classical fact. Otherwise, it is necessary to consider a few auxiliary moves. These
moves describe how we push arcs and crossings of the diagrams through the bound-
ary of the polygon. In the case of knots in orientable thickening of non-orientable
surface (see, for example, [2], [1]), some of these moves permute overgoing and un-
dergoing branches at pushing crossing. In our case, ˆ
Σ is the direct product hence
we have no moves permuting overgoing and undergoing branches, i.e., all auxiliary
moves represent ambient isotopies of a diagram. Therefore, in proofs below, we can
restrict ourselves to Reidemeister moves R1, R2, R3.
1.2. Pseudo-classical knots. A knot Kˆ
Σ is called an pseudo-classical if it is
an orientation-preserving path in ˆ
Σ. In other words, a knot in ˆ
Σ is pseudo-classical
if its regular neighborhood in the manifold is homeomorphic to the solid torus.
Clearly, in a non-orientable manifolds not all knots have the property since, in
this case, there are knots whose regular neighborhood is homeomorphic to the solid
Klein bottle. However, the latter kind of knots is out of consideration in the present
paper.
Let Kbe a pseudo-classical oriented knot represented by a diagram DΣ. Since
the knot is pseudo-classical, the diagram (or, more precisely, the projection of K
onto Σ) viewed as a closed directed path on the surface is an orientation-preserving
path. Hence, 2-cabling D2Σ of Dis a diagram of a 2-component link (recall that
2-cabling of a diagram is, informally speaking, the same diagram drawn by doubled-
line with preserving over/under-information in all crossings). Note again that this
is not the case for an arbitrary diagram on Σ. This is because Σ is assumed to be
non-orientable hence there are knot diagrams on the surface, those are orientation-
reversing paths. Hence, their 2-cabling represents not a 2-component link but a
knot which goes along the given knot twice. In the latter case, 2-cabling bounds
the M¨obius strip (going across itself near each crossing of the given diagram) while
2-cabling of a pseudo-classical knot bounds an annulus (having self-intersections).
In the case of an oriented surface, one can speak of left and right components of
2-cabling of an oriented knot diagram. Since Σ is non-orientable, we do not have
the concepts of left and right. However, we will use the terms “left component”
and “right component” of D2keeping in mind that in our situation this is nothing
more than a convenient notation. A choice (which component is chosen as the left
and which is chosen as the right) will be called the labeling of D2. The components
will be denoted by L(D)and R(D), respectively. Below, L(D)and R(D)are
assumed to be oriented so that their orientations are agreed with the orientation of
D. Sometimes we will rename R(D)into L(D)and vice versa, the transformation
will be called the relabeling of D2.
A single crossing of Dbecomes in D2a pattern of 4 crossings (see Fig. 1). There
are two distinguished crossings in each of these patterns: the first one in which
4 VLADIMIR TARKAEV
x
inp(x)
out(x)
L
R L
R
(a)
x
inp(x)
out(x)
L
R L
R
(b)
x
inp(x)
out(x)
L
R R
L
(c)
x
inp(x)
out(x)
R
L R
L
(d)
Figure 1. Segments belong to D, R(D)and L(D)are drawn by
solid, dashed and dotted lines, respectively.
components of D2come into the pattern and the second one in which they go out.
These crossings are called the input (resp. output) crossing for the crossing xand
they are denoted by inp(x)(resp. out(x)), where x#Dis that crossing of D
to which the pattern corresponds. Here and below we denote by #Dthe set of
crossings of a diagram D.
Note if the surface under consideration is orientable then input and output cross-
ings are necessarily intersections of distinct components of 2-cabling while in non-
orientable case the situation when input and output crossings are a self-crossing of
the same component of D2may occur.
1.3. The sign of a crossing. Recall that in the classical situation the sign of a
crossing xof an oriented diagram Don an oriented surface Fis defined to be 1
(resp. 1) if the pair (t1, t2)is a positive (resp. negative) basis in the tangent space
of Fat x, where t1and t2are, respectively, a positive tangent vector of overgoing
and undergoing branches of Dat x. Clearly, the definition cannot be used if the
surface is non-orientable. In the following definition, we use a labeling of 2-cabling
of the diagram under consideration instead of the orientation of the surface in which
the diagram lies.
Definition 1. Let DΣand D2be a diagram of an oriented pseudo-classical
knot and its 2-cabling. The sign of a crossing x#Dis defined to be the mapping
摘要:

ANANALOGOFTHEKAUFFMANBRACKETPOLYNOMIALFORKNOTSINTHENON-ORIENTABLETHICKENINGOFANON-ORIENTABLESURFACEVLADIMIRTARKAEVAbstract.Westudypseudo-classicalknotsinthenon-orientablethickeningofanon-orientablesurface,specificallyknotsthatareorientation-preservingpathsinanon-orientable3-manifoldoftheform(non-ori...

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