Five Lectures on Cluster Theory Ray Maresca Abstract

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Five Lectures on Cluster Theory
Ray Maresca
Abstract
In this paper, we will present the author’s interpretation and embellishment of five
lectures on cluster theory given by Kiyoshi Igusa during the Spring semester of 2022 at
Brandeis University. They are meant to be used as an introduction to cluster theory
from a representation-theoretic point of view.
1 Introduction
1.1 Some History
Since its introduction in the early 2000’s by Fomin and Zelevinsky, cluster theory has
been an active area of research. Some of the first results in cluster theory, such Fomin and
Zelevinsky’s classification of finite type cluster algebras in [17], bore striking resemblances to
theorems in representation theory such as Gabriel’s theorem in [20] and [21]. In particular,
every seed or cluster in a cluster algebra has some number, say
n
, cluster variables. This
allows us to represent the variables of a cluster algebra in a graph in which there is an edge
between any two variables that occur in a cluster. In this graph, which we will see in Section
4, we see that if we have
n
1 cluster variables connected by edges, there are precisely 2
ways to complete the the graph.
On the other hand, many of these phenomena were also being seen in representation theory.
For instance in [40], Skowro´nski showed that every basic tilting module has
n
indecomposable
summands. Moreover, Happel and Unger showed in [24] that every basic partial tilting
module having
n
1 indecomposable direct summands can always be completed into a tilting
module and that there are at most two ways that this can be done. Therefore, one may think
that the ‘right’ way to connect cluster theory and representation theory is through tilting
theory, though this fails in several ways, one being that there are more cluster variables then
there are indecomposable rigid modules and more clusters than tilting modules.
To attain a categorification of cluster theory in terms of representation theory, we thus
need to extend the module category in some way. This was done by Buan, Marsh, Reineke,
Reiten, and Todorov in [8] where they constructed a larger category called the cluster category
in which the original module category can be embedded. In [8], it was assumed that the
quiver
Q
associated to the initial seed was acyclic, so the path algebra is hereditary, which is
an assumption we will also make throughout this paper. This need not be the case and in [2],
Amoit removes the condition of
kQ
being hereditary and constructs the cluster category for
non-hereditary algebras of global dimension 2 and quivers with potential.
There however is still one thing to notice. In the cluster category of a hereditary al-
gebra, we have the following isomorphism from Auslander-Reiten duality: Ext
1
(
M, N
)
=
Hom(
N, τM
). One can show that this isomorphism actually also holds in module categories
1
arXiv:2210.05717v1 [math.RT] 11 Oct 2022
of non-hereditary cluster algebras. Therefore, there is a correspondence between the tilting
objects in the cluster category and modules in the module category of a cluster-tilted algebra.
The issue with this is that these modules may not be partial tilting objects due to having
infinite projective dimension. By dropping the requirement on projective dimension and
loosening rigidity to
τ
-rigidity, Adachi, Iyama, and Reiten introduced
τ
-tilting theory in [1].
1.2 Framework of These Notes
Although
τ
-tilting theory is one of the most active areas of current research, in this paper,
we will focus on classical tilting theory and cluster theory. For a survey on
τ
-tilting theory,
we suggest [43] by Treffinger, where many of the references and much of the background
information in these notes were found. In this article, we will illuminate some connections
between cluster theory and representation theory while working through the process of
categorifying cluster theory when the initial seed corresponds to a quiver with no loops or
two cycles. We will do this by working through the author’s interpretation and embellish-
ment of 5 lectures given by Kiyoshi Igusa during the spring semester of 2022 at Brandeis
University which contain several motivating examples and provide some intuition behind
results. One thing to note is that all proofs in the first six sections of this paper are meant
to provide the main idea and intuition behind the proof and should be taken as nothing
more than sketches. We will assume that the reader has some background in the founda-
tions of representation theory and suggest [3], [12], [38], and [39] as references for this material.
We will begin these notes with Section 2 in which we give some examples that provide
intuition behind what a cluster algebra is and how clusters and cluster variables are connected
to representation theory. We then provide definitions of cluster algebras and mutations in
terms of a quiver
Q
. In particular, we will see a connection between cluster variables (charac-
ters) and the Auslander-Reiten (AR) quiver of the corresponding initial quiver. Afterward in
Section 3 we will explicitly provide the correspondence by showing how to associate a cluster
character to a
kQ
-module. We will moreover see how the coefficients of this cluster character
are related to the module itself.
In Section 4 we will introduce two questions that we will spend the rest of the notes trying
to answer; namely, which sets of modules are sent to clusters and which algebraic objects
correspond to the initial cluster variables? These two questions motivated the categorification
of cluster theory in terms of representation theory. It is here we will introduce the notion of
tilting modules and how they fall short of describing cluster theory in its entirety. We will
need to extend the idea of a tilting module by introducing support tilting modules, shifted
projectives, and silting pairs. We will do this without introducing the bounded derived
category or explicitly creating the cluster category. At this point, we will provide the bijection
between clusters and silting pairs. We will finish this section by constructing the wall and
chamber structure (stability picture) and show how this structure connects to cluster theory.
After this, in Section 5, we will describe in fact why the stability picture introduced in
the previous section is accurate by showing that rigidity is a Zariski open condition. To do
2
this, we will introduce the category of 2-term silting complexes. We finish this section by
introducing the notion of stable barcodes which won’t actually be used for the remainder of
the notes. In the final section, Section 6, we introduce the notion of maximal green sequences
using exchange matrices and ice quivers. The definition of these sequences rely on notions
like sign coherence of
g
-vectors and
c
-vectors, which we will also explain in this section.
Throughout the notes, we will attempt to provide as much referencing as possible to both
history and proofs of the results.
Before we begin, we would like to remark that not all connections between cluster and
representation theory are made in these notes. For instance, there is a beautiful connection
between functorially finite torsion classes in mod-
kQ
and clusters, namely that they are in
bijection. One way to see this is through the fact that the dual graph of the stability picture
is precisely the Hasse quiver of functorially finite torsion classes in mod-
kQ
. For more on
the lattice of torsion classes, we suggest Thomas’s exposition [41]. For more details on the
bijection, Treffinger’s survey [43] is a great place to start.
2 Cluster Theory
2.1 Examples
Before presenting the formal definition of a cluster algebra, we provide some intuition,
motivation, and examples. Intuitively, ‘clusters’ are sets of
n
objects which can be mutated.
Each of these
n
objects are a cluster variable or cluster character. Throughout these lectures,
we will provide two methods of thinking about clusters, the former is the original definition
and the later is a categorification of it.
(a) Clusters are transcendence bases for Q(x1, x2, . . . , xn) given by a quiver Q.
(b) Clusters are objects in a category of the form T=T1T2 · · · Tn.
One relationship between the above two methods is through something called the ‘cluster
character’ denoted by
χ
(
Ti
)
Q
(
x1, x2, . . . , xn
). We begin our studies of cluster algebras
using method (a) through an example.
Until otherwise stated, let
Q
be the quiver 2
1
3. Note that this quiver consists of
only
descending
arrows, that is, there is an arrow from
i
to
j
if and only if
j < i
. Below
are three depictions of the Auslander-Reiten (AR) quiver for this quiver. Note that the maps
between the projectives are ascending with respect to their vertices; that is, there is an arrow
from
Pi
to
Pj
in the AR quiver if and only if
i < j
. This is one reason to always take the
arrows to be descending when the quiver does not have oriented cycles. Moreover, note that
the quiver formed by the three projectives in the AR quiver is the opposite quiver of
Q
. On
the top left we have the standard projective/injective at vertex
i
notation. On the top right
we have another standard notation indicating the tops and socles of the modules on the left.
Finally, below these two is a depiction of the AR quiver using dimension vectors. In each
quiver the dotted lines indicate the AR translate τ:
3
P2
I3
P1
>>
I1
??
P3
??
I2
2
1
3
1
BB
2 3
1
AA
3
1
AA
2
(1,1,0)
%%
(0,0,1)
(1,0,0)
99
%%
(1,1,1)
99
%%
(1,0,1)
99
(0,1,0)
The form that uses the dimension vectors is computationally useful and sheds some light
onto the relationship between AR theory and cluster theory. Recall that given a short exact
sequence of modules 0
ABC
0, the dimension vectors satisfy the equality
dim
A
+ dim
C
= dim
B
. Since each mesh in the above AR quiver forms an almost split
sequence, which is short exact, we can construct the AR quiver using this relationship and in
some sense extend it as follows.
(1,1,0)
%%
(0,0,1)
&&
(1,0,1)
(1,0,0)
99
%%
(1,1,1)
99
%%
(1,0,0)
77
''
(1,0,1)
99
(0,1,0)
88
(1,1,0)
These newly added vectors are not dimension vectors in the usual sense since they
contain negative entries. From a representation theoretic point of view, we will see in
Section 4 that these negative ‘dimension vectors’ correspond to ‘shifted projectives’ in
the categorification method of studying cluster algebras. Now to the dimension vector
(
i1, i2, . . . , in
), we associate the symbol
xi1
1xi2
2. . . xin
n
. Then from the aforementioned additive
relationship given by the dimension vectors, we have that given a short exact sequence of
modules 0
ABC
0, the symbols satisfy the equality
xdimAxdimC
=
xdimB
. In
this notation, by
xdimA
we mean
Qn
i=1 xdimAi
i
where
dimAi
is the
i
th entry in the dimension
vector of
A
. Then the above AR quiver can be rewritten in terms of the symbols as follows.
4
x1x2
##
x3
1
x1x3
x1
>>
x1x2x3
==
!!
1
x1
??
x1x3
;;
x2
@@
1
x1x2
2.2 Cluster Variables
These symbols are the cluster variables or cluster characters for the cluster algebra whose
initial quiver is
Q
. Though we have not yet defined the cluster variables, they satisfy a nice
property. As was shown by Caldero and Chapoton in [9], given an almost split sequence of
modules 0
ABC
0, the corresponding cluster characters satisfy the relationship
χ(A)χ(C) = χ(B)+1
where
χ
(
B
) =
χ
(
iBi
) =
Piχ
(
Bi
). Note that if the sequence is neither split nor almost
split, we would need to add more than one on the right hand side and if the sequence is
split, we would not need to add anything, providing some intuition on why the sequences are
almost split but not split. We will see in Section 3 where this plus 1 is coming from. Using
this formula for cluster characters, we can reconstruct the AR quiver for our type
A
quiver
Q
, along with those ‘shifted projectives’, for the corresponding path algebra by beginning
with the opposite quiver as follows.
x2
""
x1
??
<<
""
<<
""
x3
>><<
To fill the left most oval, we need a cluster variable
y
such that
x1y
=
x2x3
+ 1, so
y=x2x3+1
x1. We get:
x2
!!!!
x1
@@
x2x3+1
x1
<<
""
==
!!
x3
====
Continuing in this way will provide us the entire AR quiver and more for
Q
in terms of the
cluster variables, though it will get quite messy quickly. To reduce unnecessary computations,
we examine a simpler example. Let Qnow be the quiver 1 2. Then the AR quiver is
5
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FiveLecturesonClusterTheoryRayMarescaAbstractInthispaper,wewillpresenttheauthor'sinterpretationandembellishmentof velecturesonclustertheorygivenbyKiyoshiIgusaduringtheSpringsemesterof2022atBrandeisUniversity.Theyaremeanttobeusedasanintroductiontoclustertheoryfromarepresentation-theoreticpointofview....

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