JOINT WA VEFORM AND PASSIVE BEAMFORMER DESIGN IN MULTI-IRS-AIDED RADAR Zahra Esmaeilbeig1 Arian Eamaz1 Kumar Vijay Mishray and Mojtaba Soltanalian ECE Department University of Illinois Chicago Chicago IL 60607 USA

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JOINT WAVEFORM AND PASSIVE BEAMFORMER DESIGN IN MULTI-IRS-AIDED RADAR
Zahra Esmaeilbeig1?, Arian Eamaz1?, Kumar Vijay Mishra, and Mojtaba Soltanalian?
?ECE Department, University of Illinois Chicago, Chicago, IL 60607, USA
United States DEVCOM Army Research Laboratory, Adelphi, MD 20783, USA
ABSTRACT
Intelligent reflecting surface (IRS) technology has recently attracted
a significant interest in non-light-of-sight radar remote sensing. Prior
works have largely focused on designing single IRS beamformers for
this problem. For the first time in the literature, this paper considers
multi-IRS-aided multiple-input multiple-output (MIMO) radar and
jointly designs the transmit unimodular waveforms and optimal IRS
beamformers. To this end, we derive the Cram´
er-Rao lower bound
(CRLB) of target direction-of-arrival (DoA) as a performance met-
ric. Unimodular transmit sequences are the preferred waveforms
from a hardware perspective. We show that, through suitable trans-
formations, the joint design problem can be reformulated as two uni-
modular quadratic programs (UQP). To deal with the NP-hard nature
of both UQPs, we propose unimodular waveform and beamforming
design for multi-IRS radar (UBeR) algorithm that takes advantage of
the low-cost power method-like iterations. Numerical experiments
illustrate that the MIMO waveforms and phase shifts obtained from
our UBeR algorithm are effective in improving the CRLB of DoA
estimation.
Index TermsBeamforming, IRS-aided radar, non-line-of-
sight sensing, unimodular sequences, waveform design.
1. INTRODUCTION
An intelligent reflecting surface (IRS) is composed of a large array of
scattering meta-material elements, which reflect the incoming signal
after introducing a pre-determined phase shift [1, 2]. Recently, the
benefits of IRS have been investigated for future wireless communi-
cations [3–5] applications, including multi-beam design [6], secure
parameter estimation [7] and joint sensing-communications [8–10].
In this paper, we focus on the IRS-aided radar, where combined pro-
cessing of line-of-sight (LoS) and non-LoS (NLoS) paths has shown
improvement in target estimation and detection [11–14] through an
optimal design of IRS phase shifts.
Target detection via multiple-input multiple-output (MIMO)
IRS-aided radar was studied extensively in [11]. In our earlier works
on target estimation [12, 15], we derived the optimal IRS phase
shifts based on the mean-squared-error of the best linear unbiased
estimator (BLUE) for complex target reflection factor [12] and the
Cram´
er-Rao lower bound (CRLB) of Doppler estimation for mov-
ing targets [15]. Recent studies [13, 16] focused on optimization
of IRS beamforming based on CRLB of direction-of-arrival (DoA)
1Equal contribution. This work was sponsored in part by the National
Science Foundation Grant ECCS-1809225, and in part by the Army Re-
search Office, accomplished under Grant Number W911NF-22-1-0263. The
views and conclusions contained in this document are those of the authors
and should not be interpreted as representing the official policies, either ex-
pressed or implied, of the Army Research Office or the U.S. Government.
The U.S. Government is authorized to reproduce and distribute reprints for
Government purposes notwithstanding any copyright notation herein.
estimation for a single IRS-aided radar. More recent works [15, 17]
demonstrate the benefits of deploying multiple IRS platforms instead
of a single IRS.
Similar to a conventional radar [18], a judicious design of
transmit waveforms improves the performance of IRS-aided radar.
Whereas designing radar probing signals is a well-studied prob-
lem [18–22], it is relatively unexamined for IRS-aided radar. In
this context, transmit sequences that mitigate the non-linearities of
amplifiers and yield a uniform power transmission over time are of
particular interest. Unimodular sequences with the minimum peak-
to-average power ratio exhibit these properties and have been studied
in previous non-IRS works for radar applications [21]. In this paper,
we jointly design unimodular sequences and IRS beamformers.
Multipath propagation through multiple IRS platforms increases
the spatial diversity of the radar system [23]. To this end, we inves-
tigate the benefits of multipath processing for multi-IRS-aided tar-
get estimation. We first derive the CRLB of DoA estimation for a
multi-IRS-aided radar. Then, we formulate the unimodular wave-
form design problem based on the CRLB minimization for IRS-
aided radar as a unimodular quadratic program (UQP). The uni-
modularity constraint makes the UQP an NP-hard problem. In gen-
eral, UQP may be relaxed via a semi-definite program (SDP) for-
mulation but the latter has a high computational complexity as well
[24,25]. Inspired by the power method that has the advantage of sim-
ple matrix-vector multiplications, [22, 26] proposed power method
like iterations (PMLI) algorithm to approximate UQP solutions lead-
ing to a low-cost algorithm. We formulate the IRS beamforming
design as a unimodular quartic programming (UQ2P). Prior works
[19,27] on unimodular waveform design with good correlation prop-
erties also lead to UQ2Ps, for which they employ a more costly
majorization-minimization technique. On the contrary, we use a
quartic to bi-quadratic transformation to solve UQ2P by splitting
it into two quadratic subproblems. Our unimodular waveform and
beamforming design for multi-IRS radar (UBeR) algorithm is based
on the cyclic application of PMLI and provides the optimized CRLB.
In summary, the contributions of our work are introducing the signal
model for a multi-IRS-aided radar system, derivation of the Fisher
information for the DoA estimation and developing our algorithm
called UBeR for joint Unimodular waveform and beamforming de-
sign in multi-IRS-aided radar.
Throughout this paper, we use bold lowercase and bold upper-
case letters for vectors and matrices, respectively. We represent a
vector xCNin terms of its elements {xi}as x= [xi]N
i=1. The
mn-th element of the matrix Bis [B]mn. The sets of complex
and real numbers are Cand R, respectively; (·)>,(·)and (·)H
are the vector/matrix transpose, conjugate and the Hermitian trans-
pose, respectively; trace of a matrix is Tr(.); the function diag(.)
returns the diagonal elements of the input matrix; and Diag(.)
produces a diagonal/block-diagonal matrix with the same diago-
nal entries/blocks as its vector/matrices argument. The Hadamard
arXiv:2210.14458v3 [cs.IT] 12 Mar 2023
(element-wise) and Kronecker products are and , respectively.
The vectorized form of a matrix Bis written as vec (B). The
s-dimensional all-ones vector, all-zeros vector, and the identity ma-
trix of size s×sare 1s,0N, and Is, respectively. The minimum
eigenvalue of Bis denoted by λmin(B). The real, imaginary, and
angle/phase components of a complex number are Re (·),Im (·),
and arg (·), respectively. vec1
K,L (c)reshapes the input vector
cCKL into a matrix CCK×Lsuch that vec (C) = c.
2. MULTI-IRS-AIDED RADAR SYSTEM MODEL
Consider a colocated MIMO radar with Nttransmit and Nrreceive
antennas, each arranged as uniform arrays (ULA) with inter-element
spacing d. The MIRS platforms indexed as IRS1, IRS2,...,IRSM,
are implemented at stationary and known locations, each equipped
with Nmreflecting elements arranged as ULA, with element spac-
ing of dmbetween the antennas/reflecting elements of IRSm. The
continuous-time signal transmitted from the n-th antenna at time
instant tis xn(t). Denote the Nt×1vector of all transmit sig-
nals as x(t) = [xi(t)]Nt
i=1 Nt, where the set of unimodular
sequences is n=sCn|s= [ejωi]n
i=1, ωi[0,2π]. The
steering vectors of radar transmitter, receiver and the m-th IRS
are, respectively, at(θ) = [1, ej2π
λdsinθ,...,ej2π
λd(Nt1)sinθ]>,
ar(θ) = [1, ej2π
λdsinθ,...,ej2π
λd(Nr1)sinθ]>, and bm(θ) =
[1, ej2π
λdmsinθ,...,ej2π
λdm(Nm1)sinθ]>, where λ, is the carrier
wavelength and dand dmare usually assumed to be half the carrier
wavelength. Each reflecting element of IRSmreflects the incident
signal with a phase shift and amplitude change that is configured via
a smart controller [28]. We denote the phase shift vector of IRSm
by vm= [ejφm,1,...,ejφm,Nm]>CNm, where φm,k [0,2π]
is the phase shift associated with the k-th passive element of IRSm.
Denote the angle between the radar-target, radar–IRSm, and
target-IRSmby θtr,θri,m , and θti,m, respectively. Denote target-
radar channel by Htr =ar(θtr)CNr×1; and radar-target by
Hrt =at(θtr )>C1×Nt. The LoS or radar-target-radar channel
matrix is Hrtr =ar(θtr )at(θtr )>CNr×NT. Analogously, for
the multi-IRS aided radar the NLoS channel matrices associated with
IRSmare defined as Hri,m =bm(θri,m)a>
t(θri,m)CNm×NT
for radar-IRSm;Hit,m =b>
m(θti,m)C1×Nmfor IRSm-
target; Hti,m =bm(θti,m)CNm×1for target-IRSm; and
Hir,m =ar(θri,m)b>
m(θri,m)CNr×Nmfor IRSm-radar paths.
The received signal back-scattered from a single target is the
superimposition of echoes from both LoS and NLoS paths as
y(t) = αrtr Hrtrx(tτrtr)
+
M
X
m=1
αritr,m HtrHit,m ΦmHri,mx(tτritr,m)
+
M
X
m=1
αrtir,m Hir,mΦmHti,mHrtx(tτrtir,m)
+
M
X
m=1
αritir,m Hir,mΦmHti,mHit,mΦmHri,m
x(tτritir,m) + w(t),CNr,(1)
where Φm= Diag (vm),α(·),m is the complex reflectivity which
depends on the target back-scattering coefficient and the atmospheric
attenuation, and w(t) CN (0, σ2INt)denotes a stationary (ho-
moscedastic) additive white Gaussian noise (AWGN). In general,
the received signal may also have an additional inter-IRS interfer-
ence that should be included while accounting for the SNR. When
there is some blockage or obstruction between the radar and target,
we have αrtr '0,αritr,m '0and αrtir,m '0. We replace
αritir,m by αmfor notation brevity. The received signal becomes
y(t) =
M
X
m=1
αmHir,mΦmHti,mHit,mΦmHri,m
x(tτritir,m) + w(t).(2)
Our goal is to design a radar system for inspecting a range cell
located at distance dtr with respect to (w.r.t.) the radar transmit-
ter/receiver for a potential target. Assume that the relative time
gaps between any two multipath signals are very small in compar-
ison to the actual roundtrip delays, i.e., τritir,m τ0=2dtr
cfor
m∈ {1,...,M}, where cis the speed of light. We collect N
slow-time samples at the rate 1/Tsfrom the signal, at t=nTs,
n= 0,...,N 1. Hence, corresponding to the range-cell of inter-
est, the received signal vector is
y[n] =
M
X
m=1
αmHmx[n] + w[n],y[n]CNr×1,(3)
where x[n] = x(τ0+nTs)CNt×1,y[n]=[yi[n]]Nr
i=1, and we
define Hm=Hir,mΦmHti,mHit,mΦmHri,m CNr×Nt. The
delay τ0is aligned on-the-grid so that n0=τ0/Tsis an integer [29].
Collecting all discrete-time samples for Nrreceiver antennas,
the received signal is the Nr×NmatrixY= [y[0],...,y[N
1]] = PM
m=1 αmHmX+W,where X= [x[0],...,x[N1]]
CNt×Nand W= [w[0],...,w[N1]] CNr×N. Vectorizing as
y= vec (Y)yields
y=
M
X
m=1
αmvec (HmX) + vec (W) = ˜
X˜
Hα+˜
w,(4)
where ˜
X=X>INr,˜
H= [ ˜
H1,..., ˜
HM],˜
Hm= vec (Hm)for
m∈ {1,...,M},˜
w= vec (W)and α= [αm]M
m=1. Given that
w(t)is AWGN in (1), it is easily observed that y CN (µ,R),
where µ=˜
X˜
Hαand R=σ2INrN. Note that, since w(n)is a
stationary process and i.i.d. with σ2variance, through vectorization
and stacking all ensembles as one vector, the resulting process is still
stationary and i.i.d with the same variance.
Our goal is to show the effectiveness of placing MIRS plat-
forms in estimating the DoA of the target in the LoS path, i.e. θtr .
For simplicity, we consider a two-dimensional (2-D) scenario, where
the radar, IRS platforms and the target are in the same plane. Our
analysis can be easily extended to 3-D scenarios. The following re-
mark states that the estimation of DoAs in the NLoS paths, θti,m ,
for m∈ {1,...,M}is equivalent to an estimation of θtr.
Remark 1. Estimation of the vector of target DoAs, ζ= [θti,1,
...,θti,M ]>is equivalent to estimating scalar DoA parameter, θtr .
This follows because, given the locations of radar, IRS platforms
and potential target range in the 2-D plane, we have ζ= [θtr +
θ1,...,θtr +θM]>, where θmfor m∈ {1,...,M}are known.
3. UQP-BASED CRLB OPTIMIZATION
For an unbiased estimator of a parameter θtr (θ, hereafter), the vari-
ance of ˆ
θis lower bounded as E{(ˆ
θθ)(ˆ
θθ)H} ≥ CRLB(θ)[30].
摘要:

JOINTWAVEFORMANDPASSIVEBEAMFORMERDESIGNINMULTI-IRS-AIDEDRADARZahraEsmaeilbeig1?,ArianEamaz1?,KumarVijayMishray,andMojtabaSoltanalian??ECEDepartment,UniversityofIllinoisChicago,Chicago,IL60607,USAyUnitedStatesDEVCOMArmyResearchLaboratory,Adelphi,MD20783,USAABSTRACTIntelligentreectingsurface(IRS)tech...

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