2
by their mean velocity gradient norm contribution rather than
their mean TKE contribution resulted in only a small degree
of rearrangement. This was interpreted as evidence against
modal scale ordering and modal cascade, and it was suggested
instead that each POD mode captures a wide range of dynam-
ical scales; however, this result must be viewed in the light of
the different dynamics in play for 2D turbulence compared to
the 3D case.
The association of small-scale structures with higher and
less energetic POD modes suggests that modal optimality with
respect to TKE causes small-scale fluctuations to be under-
represented: a representation that prioritizes TKE-rich larger
scales will be inefficient at reconstructing the smaller scales
characterizing dissipation. This trade-off means that POD-
based ROMs lack accurate representation of small-scale fluc-
tuations important in determining dissipation, which is a cen-
tral parameter in turbulence theory and modeling. This under-
representation of small scales has often been associated with
model instability (see Bergmann, Bruneau, and Iollo, 2009),
although this claim has been challenged by Grimberg, Farhat,
and Youkilis (2020) who demonstrated that instabilities are
inherent to the Galerkin formalism rather than a consequence
of the scales represented in the basis. This notwithstanding,
model accuracy relies on the choice of basis: since turbulent
dynamics are characterized by interactions between a wide
range of scales, even low energetic structures generally play
an important role in determining the dynamics of the flow.
To achieve accurate POD-based ROMs one may there-
fore include corrections to account for the neglected modes.
Bergmann, Bruneau, and Iollo (2009) presented an overview
of approaches to address this issue, of which only a few will
briefly be recounted here. In the earliest work on POD-based
ROMs, Aubry et al. (1988) used a generalized Heisenberg
model in which the effective viscosity was adjusted to cor-
rect for unresolved modes. Iollo et al. (2000) described two
avenues to stabilize ROMs, namely compensation for unre-
solved modes by the addition of an explicit dissipation term,
and inclusion of the velocity gradient in the norm with re-
spect to which optimization was performed, though the lat-
ter approach was not realized in that work. Furthermore, Lee
and Dowell (2020) formulated a 2D ROM in terms of two
POD bases, supplementing the TKE-optimized velocity fluc-
tuation field representation with an enstrophy-optimized gra-
dient field representation. Andersen and Murcia Leon (2022)
showed how stability can be achieved by ensuring that the
non-linear interactions across modes are correctly maintained
when utilizing a global POD basis.
In the present work we build upon the concept presented by
Lee and Dowell (2020), introducing an explicitly dissipation-
optimizing POD formulation (d-POD). The resulting d-POD
modes span the set of strain rate tensors (SRTs) derived from
the ensemble of velocity fluctuation fields. By introducing an
inverse spectral SRT operator the modes can be mapped to ve-
locity fields, facilitating their use as a supplement to conven-
tional TKE-optimized (e-POD) modes. We show that d-POD
modes computed from cross sectional slabs of a 3D channel
flow DNS (Reτ=390) reconstruct the dissipation profile more
efficiently than do e-POD modes, and vice versa for the TKE
profile.
Although this is to our knowledge the first instance of an
explicitly dissipation-optimized POD, several works, in addi-
tion to Lee and Dowell (2020), have employed optimization
with respect to the closely related enstrophy. While distinct
quantities, as discussed e.g. by Bermejo-Moreno, Pullin, and
Horiuti (2009) and Yeung, Donzis, and Sreenivasan (2012)
dissipation and enstrophy remain intimately coupled and dis-
play similar spectral properties. They are proportional to
the squared norm of the SRT and the vorticity, respectively,
both of which are constructed from first-order gradient terms
∇jui. Similar properties with respect to POD convergence
may therefore be expected, providing the basis for comparison
between results found in the present work and comparable re-
sults on enstrophy-based POD found in literature. Enstrophy-
based POD was utilized by Huang (1994) and by Kostas, So-
ria, and Chong (2005) for identifying coherent flow structures
from 2D particle image velocimetry (PIV) measurements of
a backward-facing step flow, and similarly by Munir et al.
(2022), based on 2D measurements of two-phase slug flow
made by combining PIV and laser-induced fluorescence. Sen-
gupta et al. (2015) demonstrated reduced-order modeling of
a flow past a cylinder applying enstrophy-based POD to 2D
DNS data, using the resulting modes in a vorticity-formulation
of the Navier-Stokes equations. Like conventional e-POD
modes, enstrophy-based POD modes allow for identification
and characterization of important flow structures; the method
is of particular use in inhomogeneous flows where vortical
structures are of central importance to the dynamics (see Sen-
gupta, 2012).
The remainder of this paper is laid out as follows. In section
II we describe the the general POD formalism and its adap-
tations in the form of TKE and dissipation optimized PODs
employed in this work, we introduce the inverse spectral SRT
operator, and we briefly discuss the reconstruction of TKE
and dissipation based on the above. Implementation details,
including the DNS study used to produce the data on which
the analysis is built, are discussed in section III. We present a
comparison of the lowest POD modes in section IV. TKE and
dissipation are each reconstructed using either basis set, and
we analyze the reconstruction of profiles and total quantities
in section V. Discussion and conclusions are given in sections
VI and VII, respectively.
II. PROPER ORTHOGONAL DECOMPOSITION
The POD provides a decomposition of an ensemble of vec-
tors that is optimally efficient as measured by the norm on the
underlying vector space (see e.g. Holmes et al., 2012; Weiss,
2019). A formal and rather generic description of POD is
given in section II A. The specifications of the formalism rel-
evant to the energy and dissipation based PODs will be dis-
cussed in section II B. In section II C we introduce the inverse
spectral SRT operator used to map d-POD modes to velocity
fields. The modal reconstruction of TKE and dissipation is
discussed in section II D.