particles below some new physics scale. In this framework the SM interactions appear as the leading term in
a systematic series expansion, and the effects from new physics at a high scale are incorporated as suppressed
high-dimensional operators and modifications to the SM parameters. The most appealing feature of SMEFT is
perhaps its universality. It contains exclusively the SM fields which are governed by the SM gauge symmetries
but is otherwise not constrained. Different high scale new physics will be reflected in Wilson coefficients (WCs)
and their interrelations. In the past years, the bases of complete and independent high dimensional operators
have been built for the SMEFT up to dimension nine (dim-9) [25–33]. To apply the SMEFT to low energy
phenomenology, one evolves it to the electroweak scale with the help of SMEFT renormalization group equations
(RGE), matches it with the low energy effective field theory (LEFT) at the electroweak scale, and further evolves
the latter to the experimental scale via the LEFT RGEs where one finally calculates the physical observables. In
this way, low energy experimental data can be employed complementarily to constrain physics in the ultraviolet
(UV).
An important task in this approach is the matching of a UV theory onto the SMEFT at the UV scale.
Assuming the UV theory is perturbative, the matching is a double expansion, one in the number of loops and
the other in the inverse power of the heavy scale. The tree-level matching can be easily done by solving the
classical equations of motion (EoM) for the heavy fields followed by a low energy expansion to the desired
order. However, in some cases interesting phenomenology (like flavor changing neutral currents) arises as a loop
effect or precision data demands an improved theoretical analysis, so that one-loop matching becomes more
and more relevant. Confronted with this, the recently developed functional matching via the effective action
is a tailor-made method to achieve this goal [34–44]. Unlike the diagrammatic approach, the matching is done
by calculating some functional supertraces without computing Feynman diagrams one by one for a designed
set of amplitudes. Some (semi-)automatic tools have been developed to facilitate this job for the tree-level
matching [45–47] and one-loop matching [43,47–49]. One-loop matching has recently been practiced for several
UV models, such as the three tree-level seesaws [50–54], the Zee model [51], leptoquark models [51,55,56], and
others [57–63].
Considering rich phenomenology of the scotogenic model and null experimental searches for new heavy states,
it is plausible to take the above EFT approach to investigate its low energy effects by treating both Nand η
as heavy states. It turns out that the existence of Z2symmetry implies no tree-level matching to the SMEFT.
Then we investigate its one-loop matching up to dim-7 operators. The direct result of functional evaluation is
organized in the so-called Green basis with a handful of operators whose origin can be relatively easily tracked
from the diagrammatic picture. To recast the result in terms of the standard dim-5 Weinberg operator [25],
the dim-6 Warsaw basis [26] and the dim-7 basis [29] (further improved in [64]), some manipulations have to be
made of the SM equations of motion (EoM), integration by parts (IBP) and the Fierz identities (FI).
The rest of the paper is organized as follows. In section 2we review the basic ingredients of the functional
matching in effective field theory. Section 3is a brief introduction of the scotogenic model as well as our
notational convention. In section 4we consider the one-loop matching for the scotogenic model to the SMEFT,
and show our main result in both Green and standard bases. The phenomenological analysis together with brief
comparisons to the literature is included in section 5. In section 6, we draw our conclusions. Supplementary
materials presented in the appendices include the collection of the SMEFT operator bases up to dimension 7
in appendix A, the calculation of the supertrace for four-lepton operators in appendix B, and the reduction of
operators from the Green basis to the standard basis in appendix C.
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