NON-SIMPLE POLYOMINOES OF K ONIG TYPE AND THEIR CANONICAL MODULE RODICA DINU AND FRANCESCO NAVARRA

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NON-SIMPLE POLYOMINOES OF K ˝
ONIG TYPE AND THEIR CANONICAL
MODULE
RODICA DINU AND FRANCESCO NAVARRA
Abstract. We study the K˝onig type property for non-simple polyominoes. We prove that, for closed path
polyominoes, the polyomino ideals are of K˝onig type, extending the results of Herzog and Hibi for simple
thin polyominoes. As an application of this result, we give a combinatorial interpretation for the canonical
module of the coordinate ring of a sub-class of closed paths, namely circle closed path polyominoes. In this
case, we compute also the Cohen-Macaulay type and we show that the coordinate ring is level.
1. Introduction
Polyominoes are plane figures obtained by joining unit squares along their edges. They raise many
combinatorial problems, such as tiling a given region or even the entire plane with polyominoes, which
are of interest to mathematicians and computer scientists. Even though problems like, for example,
the enumeration of pentominoes, have their origins in antiquity, polyominoes were formally defined by
Golomb first in 1953 and later, in 1996, in his monograph [15]. The study of polyominoes reveals many
connections to different subjects. For instance, in algebraic languages there is a nice relation between
polyominoes and Dyck words and Motzkin words [12]. In statistical physics, polyominoes (and their
higher-dimensional analogs known in the literature as lattice animals) appear as models of branched
polymers and of percolation clusters [36].
A classic topic in commutative algebra is the study of determinantal ideals. These are the ideals generated
by the t-minors of a matrix whose entries are indeterminates; see for instance [1] and [33]. More generally,
ideals of t-minors of 2-sided ladders have been studied in [9], [10], [11], [16]. The concept of polyomino
ideal, alternatively known as the ideal generated by the so-called inner 2-minors of a m×nmatrix, widely
generalize the theory of determinantal ideals. Specifically, if Pis a polyomino, then the polyomino ideal IP
of Pis defined as the ideal generated by those sets of 2-minors of the matrix that can be combinatorially
associated with the polyomino P. This type of ideal was introduced in 2012 by Qureshi [28]. Since then,
the study of the main algebraic properties of polyomino ideals and their quotient rings K[P], in terms
of the shape of P, has emerged as an exciting area of research. For instance, several mathematicians
have studied the primality of IP, see [2], [5], [6], [23], [24], [25], [26], [32]. Moreover, in [21] and [30],
the authors showed that K[P] is a normal Cohen-Macaulay domain if Pis a simple polyomino, i.e. a
polyomino without holes. In [19] the authors introduced graded ideals of K˝onig type with respect to a
monomial order <. These ideals Iare characterized by the existence of a sequence, whose length is the
same as the height of I, of homogeneous polynomials forming part of a minimal system of generators of
Iand of a monomial order <with respect to whom their initial monomials form a regular sequence. The
authors presented interesting consequences that may occur when working with a graded ideal with this
property. Moreover, in [18], Herzog and Hibi showed that if Pis a simple thin polyomino, where thin
means that the polyomino does not contain the square tetromino, then its polyomino ideal has the K˝onig
type property.
We are interested in understanding the K˝onig type property for non-simple polyominoes, following the
path initiated by Herzog and Hibi. We will focus on a specific class of non-simple thin polyominoes,
namely closed path polyominoes. In [18, Example 5.6], the authors provided an example of a closed path
whose polyomino ideal is of K˝onig type with respect to a particular monomial order. This motivated us
to study the K˝onig type property for the closed paths. However, the monomial order suggested by the
2010 Mathematics Subject Classification. 05B50, 05E40.
Key words and phrases. Polyominoes, binomial ideals, Krull dimension, K˝onig type, canonical module.
1
arXiv:2210.12665v4 [math.AC] 6 Mar 2025
2 RODICA DINU AND FRANCESCO NAVARRA
authors is different from the ones proposed in this paper. Several interesting results on the class of closed
path polyominoes can be found in [2], [4], [6], [7] and [8]. Since the first draft of this work was posted on
arxiv in October 2022, two interesting results have been obtained on polyomino ideals of closed paths. In
[8] it is given a complete description of the minimal primes of the polyomino ideal of a closed path and
in [4] it is proved that the coordinate ring of a closed path is always Cohen-Macaulay.
However, not all polyomino ideals are of K˝onig type and there is no known classification of the polyominoes
that have this property. In particular, parallelogram polyominoes give a class of simple polyominoes for
which this property does not hold. Indeed, this follows by [29, Proposition 2.3], where the authors showed
that parallelogram polyominoes are simple planar distributive lattices, and by using the classification of
distributive lattices of K˝onig type provided in [18, Theorem 4.1]. In addition, we found an example of a
non-simple thin polyomino that cannot be of K˝onig type (see Remark 4.1).
The paper is organized as follows. In Section 2, we present a detailed introduction to polyominoes and
polyomino ideals, and in Lemma 2.1 we prove that, if Pis a closed path polyomino, then its number
of vertices is twice the number of its cells, a fact that will be useful in the next sections. In order to
study closed path polyominoes of K˝onig type, a combinatorial formula to compute the height of IPis
needed. Section 3 is devoted to this scope. In Theorem 3.5, we give a combinatorial formula for the
Krull dimension of K[P] and prove it using the simplicial complexes theory. The fact that Pcontains
some specific configurations as shown in [2, Section 6] plays a crucial role in our proof. Consequently, in
Corollary 3.6, we prove that the height of IPis the number of cells of the closed path polyomino. We
conjecture that this formula holds for any non-simple polyomino. Furthermore, the polyominoes discussed
in [13] and [22] affirmatively support this conjecture. Additionally, in [20, Theorem 1.1], an intriguing
sufficient condition for this conjecture is provided. Section 4 is devoted to the proof of the K˝onig type
property of any closed path polyomino (see Theorem 4.8). Unfortunately, the monomial order used to
prove Theorem 3.5 does not guarantee the K˝onig type property for all closed paths as shown in Remark
4.2. In Definition 4.4, we define a suitable order on the vertices of the closed path polyomino Pfor whom
the desired property holds. There are two cases to be examined: either Pcontains a configuration of
four cells (treated in Proposition 4.5) or Phas an L-configuration in every change of direction (treated
in Proposition 4.7). In addition, we present a concrete example to illustrate our procedure. In Section 5,
we study the canonical module of the coordinate ring for a sub-class of closed path polyominoes, called
circle closed path polyominoes (see Definition 5.1). Actually, the canonical module of coordinate rings of
polyominoes has never been studied; just recently, in [31], the authors have studied the levelness property
for the special class of simple paths. In our case, we show that the canonical module can be obtained
from two ideals: a binomial ideal J(P), which is given by the K˝onig type property (see Proposition 4.7),
and a monomial ideal K(P), which is intimately related to the combinatorics of the polyomino. The
binomial ideal coming from the K˝onig type property will play an important role: J(P)IPis a complete
intersection ideal, radical and it has the same height as the polyomino ideal associated to a closed path, by
Lemma 5.7. These properties allow us to use a result from linkage theory, Proposition 5.5, which was first
observed in [27]. To compute the colon ideal J(P) : IP, we use another result, namely Proposition 5.6,
determining all the minimal prime ideals of J(P). Finally we give our main result from this section
(Theorem 5.4), where we determine explicitly the canonical module of K[P] for any circle closed path
polyomino P. As a consequence, we compute the Cohen-Macaulay type of K[P] in Corollary 5.17, and
we show that K[P] is a level ring.
2. Basics on polyominoes and polyomino ideals
Let (i, j),(k, l)Z2. We say that (i, j)(k, l) if ikand jl. Consider a= (i, j) and b= (k, l) in Z2
with ab. The set [a, b] = {(m, n)Z2:imk, j nl}is called an interval of Z2. Moreover, if
i<kand j < l, then [a, b] is a proper interval. In this case, we say aand bare the diagonal corners of
[a, b], and c= (i, l) and d= (k, j) are the anti-diagonal corners of [a, b]. If j=l(or i=k), then aand b
are in horizontal (or vertical)position. We denote by ]a, b[ the set {(m, n)Z2:i<m<k, j<n<l}.
A proper interval C= [a, b] with b=a+ (1,1) is called a cell of Z2; moreover, the elements a,b,cand
dare called respectively the lower left,upper right,upper left and lower right corners of C. The set of
vertices of Cis V(C) = {a, b, c, d}and the set of edges of Cis E(C) = {{a, c},{c, b},{b, d},{a, d}}. Let
NON-SIMPLE POLYOMINOES OF K ˝
ONIG TYPE AND THEIR CANONICAL MODULE 3
Sbe a non-empty collection of cells in Z2. Then V(S) = SC∈S V(C) and E(S) = SC∈S E(C), while the
rank of Sis the number of cells belonging to S. If Cand Dare two distinct cells of S, then a walk from
Cto Din Sis a sequence C:C=C1, . . . , Cm=Dof cells of Z2such that CiCi+1 is an edge of Ci
and Ci+1 for i= 1, . . . , m 1. Moreover, if Ci̸=Cjfor all i̸=j, then Cis called a path from Cto D.
Moreover, if we denote by (ai, bi) the lower left corner of Cifor all i= 1, . . . , m, then Chas a change of
direction at Ckfor some 2 km1 if ak1̸=ak+1 and bk1̸=bk+1. In addition, a path can change
direction in one of the following ways:
(1) North, if (ai+1 ai, bi+1 bi) = (0,1) for some i= 1, . . . , m 1;
(2) South, if (ai+1 ai, bi+1 bi) = (0,1) for some i= 1, . . . , m 1;
(3) East, if (ai+1 ai, bi+1 bi) = (1,0) for some i= 1, . . . , m 1;
(4) West, if (ai+1 ai, bi+1 bi)=(1,0) for some i= 1, . . . , m 1.
We say that Cand Dare connected in Sif there exists a path of cells in Sfrom Cto D. A polyomino P
is a non-empty, finite collection of cells in Z2where any two cells of Pare connected in P. For instance,
see Figure 1.
Figure 1. A polyomino.
Let Pbe a polyomino. A sub-polyomino of Pis a polyomino whose cells belong to P. We say that Pis
simple if for any two cells Cand Dnot in Pthere exists a path of cells not in Pfrom Cto D. A finite
collection of cells Hnot in Pis a hole of Pif any two cells of Hare connected in Hand His maximal
with respect to set inclusion. For example, the polyomino in Figure 1 is not simple. Obviously, each hole
of Pis a simple polyomino, and Pis simple if and only if it has no hole. A polyomino is said to be thin
if it does not contain the square tetromino, which is a square obtained as a union of four distinct cells.
The rank of a polyomino, rank(P), is given by the number of its cells. Consider two cells Aand Bof Z2
with a= (i, j) and b= (k, l) as the lower left corners of Aand Bwith ab. A cell interval [A, B] is the
set of the cells of Z2with lower left corner (r, s) such that irkand jsl. If (i, j) and (k, l) are
in horizontal (or vertical) position, we say that the cells Aand Bare in horizontal (or vertical)position.
Let Pbe a polyomino. Consider two cells Aand Bof Pin vertical or horizontal position. The cell interval
[A, B], containing n > 1 cells, is called a block of Pof rank n if all cells of [A, B] belong to P. The cells
Aand Bare called extremal cells of [A, B]. Moreover, a block Bof Pis maximal if there does not exist
any block of Pwhich properly contains B. It is clear that an interval of Z2identifies a cell interval of Z2
and vice versa, hence we can associate to an interval Iof Z2the corresponding cell interval denoted by
PI. A proper interval [a, b] is called an inner interval of Pif all cells of P[a,b]belong to P. We denote by
I(P) the set of all inner intervals of P. An interval [a, b] with a= (i, j), b= (k, j) and i < k is called a
horizontal edge interval of Pif the sets {(ℓ, j),(+ 1, j)}are edges of cells of Pfor all =i, . . . , k 1. In
addition, if {(i1, j),(i, j)}and {(k, j),(k+ 1, j)}do not belong to E(P), then [a, b] is called a maximal
horizontal edge interval of P. We define similarly a vertical edge interval and a maximal vertical edge
interval.
Following [25], we call a zig-zag walk of Pa sequence W:I1, . . . , Iof distinct inner intervals of Pwhere,
for all i= 1, . . . , ℓ, the interval Iihas either diagonal corners vi,ziand anti-diagonal corners ui,vi+1, or
anti-diagonal corners vi,ziand diagonal corners ui,vi+1, such that:
(1) I1I={v1=v+1}and IiIi+1 ={vi+1}, for all i= 1, . . . , ℓ 1;
(2) viand vi+1 are on the same edge interval of P, for all i= 1, . . . , ℓ;
(3) for all i, j ∈ {1, . . . , ℓ}with i̸=j, there exists no inner interval Jof Psuch that zi,zjbelong to
J.
4 RODICA DINU AND FRANCESCO NAVARRA
According to [2], we recall the definition of a closed path polyomino, and the configuration of cells char-
acterizing its primality. We say that a polyomino Pis a closed path if there exists a sequence of cells
A1, . . . , An, An+1,n > 5, such that:
(1) A1=An+1;
(2) AiAi+1 is a common edge, for all i= 1, . . . , n;
(3) Ai̸=Aj, for all i̸=jand i, j ∈ {1, . . . , n};
(4) For all i∈ {1, . . . , n}and for all j /∈ {i2, i 1, i, i + 1, i + 2}, we have V(Ai)V(Aj) = , where
A1=An1,A0=An,An+1 =A1and An+2 =A2.
Figure 2. An example of two closed paths.
A path of five cells C1, C2, C3, C4, C5of Pis called an L-configuration if the two sequences C1, C2, C3
and C3, C4, C5go in two orthogonal directions. A set B={Bi}i=1,...,n of maximal horizontal (or vertical)
blocks of rank at least two, with V(Bi)V(Bi+1) = {ai, bi}and ai̸=bifor all i= 1, . . . , n 1, is called a
ladder of nsteps if [ai, bi] is not on the same edge interval of [ai+1, bi+1] for all i= 1, . . . , n 2. We recall
that a closed path has no zig-zag walks if and only if it contains an L-configuration or a ladder of at least
three steps (see [2, Section 6]). For instance, in Figure 2 there is presented on the left side a closed path
whose polyomino ideal is prime (so it does not contain zig-zag walks), and on the right side a closed path
with zig-zag walks.
Lemma 2.1. Let Pbe a closed path polyomino. Then |V(P)|= 2 rank(P).
Proof. From [2, Lemma 3.3], Pcontains a block Bof rank at least three. We may assume that Bis in
horizontal position and we may label the cells of Ptaking An1, Anand A1in Bas shown in Figure 3 (A).
We want to inductively assign a pair of vertices of Pto every cell of P. Let us start to attach to A1the
lower and the upper right corners of A1. Let i1 and consider the set Bi={Ai1, Ai, Ai+1}. If Biis as
in Figure 3 (B), up to rotations, then we attach to Ai+1 the two vertices of Pmarked in red. Otherwise,
if Bihas the shape as in Figure 3 (C), up to rotations or reflections, then we attach to Ai+1 the two blue
vertices of P. This procedure ends after n1 steps, considering the set Bn1={An2, An1, An}and
attaching to Anthe lower and the upper right corners of An. Therefore, we can attach to every cell of P
two distinct vertices as defined before, and in conclusion, we get that |V(P)|= 2 rank(P).
(a) (b) (c)
Figure 3. Changes of directions in a closed path.
NON-SIMPLE POLYOMINOES OF K ˝
ONIG TYPE AND THEIR CANONICAL MODULE 5
Let Pbe a polyomino. We set SP=K[xv:vV(P)], where Kis a field. If [a, b] is an inner interval
of P, with a,band c,drespectively diagonal and anti-diagonal corners, then the binomial xaxbxcxd
is called an inner 2-minor of P. We define IPas the ideal in SPgenerated by all the inner 2-minors
of Pand we call it the polyomino ideal of P. We set also K[P] = SP/IP, which is the coordinate ring of P.
3. Krull dimension of closed path polyominoes
In this section we compute the Krull dimension of the coordinate ring attached to a closed path polyomino.
We recall some basic facts on simplicial complexes. A finite simplicial complex ∆ on the vertex set
[n] = {1, . . . , n}is a collection of subsets of [n] satisfying the following two conditions:
(1) if F∆ and FFthen F∆;
(2) {i} ∈ ∆ for all i= 1, . . . , n.
The elements of ∆ are called faces, and the dimension of a face is one less than its cardinality. An edge
of ∆ is a face of dimension 1, while a vertex of ∆ is a face of dimension 0. The maximal faces of ∆
with respect to the set inclusion are called facets. The dimension of ∆ is given by sup{dim(F) : F}.
We say that a simplicial complex ∆ is pure if all the facets have the same dimension. If ∆ is pure, then
the dimension of ∆ is given trivially by the dimension of a facet of ∆. Let ∆ be a simplicial complex
on [n] and R=K[x1, . . . , xn] be the polynomial ring in nvariables over a field K. To every collection
F={i1, . . . , ir}of rdistinct vertices of ∆, we associate a monomial xFin Rwhere xF=xi1. . . xir.The
monomial ideal generated by all monomials xFsuch that Fis not a face of ∆ is called Stanley-Reisner
ideal and it is denoted by I. The face ring of ∆, denoted by K[∆], is defined to be the quotient ring
R/I. It follows from [35, Corollary 6.3.5], if ∆ is a simplicial complex on [n] of dimension d, then
dim K[∆] = d+ 1 = max{s:xi1. . . xis/I, i1<· · · < is}.
Definition 3.1. A polyomino Ris called Γ-path with middle cell Dand hooking vertex wif it consists
of a maximal horizontal block B1= [C1, B1] of rank greater than three and a maximal vertical block
B2= [B2, C2] of rank greater than three such that there is a cell Dnot belonging to B1∪ B2and
V(B1)V(B2) = {w}where wis the upper left corner of D. This is illustrated in Figure 4 (A). With
reference to Figure 4, we define τ-paths, W-paths and ζ-paths in a similar way.
(a) Γ-path (b) τ-path (c) W-path (d) ζ-path
Figure 4. Some configurations in a closed path with zig-zag walks.
Moreover, we say that a pair (F,G) of the previous polyominoes is compatible if Fis a Γ-path (τ-path or
W-path or ζ-path) and Gis one of the other paths.
Definition 3.2. A polyomino Sis called a LU-skew path with hooking vertices a, b if it is made up of
two maximal blocks B1= [C1, D1] and B2= [C2, D2], both of them having rank greater than three, with
V(B1)V(B2) = {a, b}where a, b are the left and right upper corners of D1, respectively. For instance,
see Figure 5 (A). With reference to Figure 5, we can define LD-skew, DU -skew and UD-skew paths in a
similar way.
Let Pbe a closed path and (F,G) be a pair of two sub-polyominoes of Pas in Definition 3.1. Without
loss of generality, we may assume that the middle cell of Fis A1and the middle cell of Gis Akwith
k[n1]. Then a sub-polyomino Qof Pas in Definition 3.2 is said to be between Fand Gif Qis
摘要:

NON-SIMPLEPOLYOMINOESOFK˝ONIGTYPEANDTHEIRCANONICALMODULERODICADINUANDFRANCESCONAVARRAAbstract.WestudytheK˝onigtypepropertyfornon-simplepolyominoes.Weprovethat,forclosedpathpolyominoes,thepolyominoidealsareofK˝onigtype,extendingtheresultsofHerzogandHibiforsimplethinpolyominoes.Asanapplicationofthisre...

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