MAXIMIZATION OF THE FIRST LAPLACE EIGENVALUE OF A FINITE GRAPH TAKUMI GOMYOU AND SHIN NAYATANI

2025-05-02 0 0 3.71MB 17 页 10玖币
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MAXIMIZATION OF THE FIRST LAPLACE EIGENVALUE OF
A FINITE GRAPH
TAKUMI GOMYOU AND SHIN NAYATANI
Abstract. Given a length function on the edge set of a finite graph, we define
a vertex-weight and an edge-weight in terms of it and consider the corresponding
graph Laplacian. In this paper, we consider the problem of maximizing the first
nonzero eigenvalue of this Laplacian over all edge-length functions subject to a
certain normalization. For an extremal solution of this problem, we prove that
there exists a map from the vertex set to a Euclidean space consisting of first
eigenfunctions of the corresponding Laplacian so that the length function can be
explicitly expressed in terms of the map and the Euclidean distance. This is a
graph-analogue of Nadirashvili’s result related to first-eigenvalue maximization
problem on a smooth surface. We discuss simple examples and also prove a sim-
ilar result for a maximizing solution of the G¨oring-Helmberg-Wappler problem.
Introduction
Let G= (V, E) be a finite graph, where V(resp. E) is the set of vertices
(resp. edges). For any pair of a vertex-weight m0:VR>0and an edge-weight
m1:ER0, one can define the corresponding Laplacian ∆(m0,m1). If an edge-
length function l:ER>0is given, following Fujiwara [6], we define weights m0
and m1suitably in terms of land thus the Laplacian ∆l:= ∆(m0,m1). Then we
regard the length function las a variable and consider the problem of maximizing
the first nonzero eigenvalue of the Laplacian ∆lover all choices of lsubject to a
certain normalization. A maximizing length function does not always exist, but
if one exists, we prove that there exists a map φ:VRNconsisting of first
eigenfunctions of the corresponding Laplacian so that the length function can be
explicitly expressed in terms of the map φand the Euclidean distance. Here, N
is some positive integer less than or equal to the multiplicity of the first nonzero
eigenvalue. More generally, we prove the same assertion for any extremal solution.
A similar first-eigenvalue maximization problem was formulated by G¨oring-
Helmberg-Wappler [7, 8]. They fix a vertex-weight m0and an edge-length function
l, define the weighted Laplacian ∆(m0,m1)in terms of m0and a choice of edge-weight
m1, and maximize the first nonzero eigenvalue of ∆(m0,m1)over all choices of m1
subject to a normalization. They verified that a maximizing edge-weight always
exists though it may vanish on some edges. If this degeneracy does not happen,
then there exists a map similar to the above one but with the better property that
Key words and phrases. graph, Laplacian, eigenvalue, embedding.
Department of Mathematics, Osaka University, Osaka 560-0043, Japan,
gomyou@cr.math.sci.osaka-u.ac.jp.
Graduate School of Mathematics, Nagoya University, Chikusa-ku, Nagoya 464-8602, Japan,
nayatani@math.nagoya-u.ac.jp.
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arXiv:2210.10966v2 [math.CO] 8 Oct 2024
the length function exactly coincides with the pull-back of the Euclidean distance
by the map. Historically, Fiedler [5] considered a special case of this problem, fix-
ing m01 and maximizing the first nonzero eigenvalue of the weighted Laplacian
over all choices of m1with mean value one. He calls the maximum value as the
absolute algebraic connectivity of the graph. The condition on m1is identical to
oring et al.’s with the choice l1.
Regarding the largeness of the first positive eigenvalue of the graph Laplacian,
another direction of study involves expander graphs, that is, a sequence of regular
graphs with fixed degree and growing number of vertices, ensuring that their first
positive eigenvalues are uniformly bounded away from zero. Note that for a generic
sequence of such graphs, the first positive eigenvalues will decay to zero. For this
subject, the reader is referred to the comprehensive exposition [10].
In the background of the present work, there also is the problem of maximizing
the first Laplace eigenvalue on a manifold. The origin of the problem is the cele-
brated work of Hersch [9], who proved that on the two-sphere, the scale-invariant
quantity λ1(g)Area(g), where gis a Riemannian metric and Area(g) is the area
of g, is maximized by the metrics of round spheres in R3. Motivated by Hersch’s
result, Berger [1] asked whether on an arbitrary compact manifold of dimension
n, the scale-invariant quantity λ1(g)Vol(g)2/n was bounded from above by a con-
stant depending only on the manifold. Then Urakawa [22] found an explicit family
of metrics gt,t > 0, on the three-sphere for which the quantity λ1(gt)Vol(gt)2/3,
where Vol(g) is the volume of g, diverges to infinity as t→ ∞. This answers in the
negative the above question of Berger. Later, Colbois-Dodziuk [3] proved, by glu-
ing Urakawa’s metrics or their analogues on higher dimensional spheres to a given
manifold, that the quantity λ1(g)Vol(g)2/n is unbounded on any compact mani-
fold. On the other hand, for surfaces, rich progress has been made on the Berger
problem and also the problem of maximizing λ1(g)Area(g) (which is equivalent to
maximizing λ1(g) under the normalization Area(g) = 1). The first result (after
Hersch) is due to Yang-Yau [23], who proved that λ1(g)Area(g)8π(γ+1), where
γis the genus of the surface. (Later El Soufi-Ilias [4] remarked that the constant
on the right-hand side could be improved to 8πγ+3
2.) Since the work of Yang-
Yau, many important works were done and many interesting results were proved.
For these, we refer the reader to [13, 16, 17, 11, 19, 18, 15, 21, 12]. Here, we only
mention the result of Nadirashvili, which states that if a Riemannian metric gis an
extremal solution of the problem of maximizing λ1(g)Area(g) on a compact surface
M, then there exist first eigenfunctions φ1, . . . , φNof the corresponding Laplacian
such that φ= (φ1, . . . , φN): MRNis an isometric immersion; Therefore, φis
a minimal immersion into the sphere SN1(p21(g)) by the Takahashi theorem.
Our main result is regarded as a discrete analogue of this result of Nadirashvili.
For the study of the eigenvalues of the graph Laplacian from the perspective of
differential geometry, the reader is referred to the comprehensive monograph [2].
This paper is organized as follows. In Section 1, we consider the graph Laplacian
defined from an edge-length function and formulate a maximization problem for the
first nonzero eigenvalue of this Laplacian. We state a Nadirashvili-type theorem
for an extremal solution of this problem. This is the main theorem and it is proved
in Section 2, where a weak converse of the theorem is also proved. In Section 3, we
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find extremal solutions of the above problem for some graphs by numerical means.
We also find the maps by first eigenfunctions of the main theorem. In Section 4,
we prove an analogous result for a maximizing solution of the G¨oring-Helmberg-
Wappler problem.
1. Preliminaries, Problem and Main Result
Let G= (V, E) be a finite connected graph, where Vand Eare the sets of
vertices and (undirected) edges, respectively. We assume that Gis simple, that is,
that Ghas no loops nor multiple edges. Let uv denote the edge whose endpoints are
uand v.Gbeing undirected means that uv =vu. Choose weights m0:VR>0
and m1:ER0, and let RVdenote the set of functions φ:VR, equipped
with the inner product
φ1, φ2=X
uV
m0(u)φ1(u)φ2(u), φ1, φ2RV.
Then the graph Laplacian is a positive symmetric linear operator ∆(m0,m1):RV
RV, defined by
(1.1) (∆(m0,m1)φ)(u) = X
vu
m1(uv)
m0(u)(φ(u)φ(v)) , u V,
where we write vuif uv E. Note that ∆(m0,m1)has only real and nonnegative
eigenvalues, always has eigenvalue 0, and the corresponding eigenspace consists
precisely of constant functions on Vif E={uv E|m1(uv)>0}is connected,
which we assume from here on. The second smallest eigenvalue of ∆(m0,m1), which
is positive, will be denoted by λ1(G, (m0, m1)) and referred to as the first nonzero
eigenvalue of ∆(m0,m1). It is a standard fact that λ1(G, (m0, m1)) is characterized
variationally as
λ1(G, (m0, m1)) = min
φ(m0,m1)φ, φ
φ, φ
= min
φPuvEm1(uv)(φ(u)φ(v))2
PuVm0(u)φ(u)2,(1.2)
where the minimum is taken over all nonzero functions φsuch that
PuVm0(u)φ(u) = 0, meaning that φis orthogonal to constant functions, that is,
eigenfunctions of the eigenvalue 0.
Other than the operator language, we can employ the matrix language to de-
scribe the graph Laplacian. To do so, we write V={1,...,|V|} and choose the
orthonormal basis
ei:jV7→ δij
pm0(i)R, i V,
of RV. Then the corresponding representation matrix L:= L(m0,m1)of the Lapla-
cian ∆(m0,m1)is given by L=D1/2L0D1/2, where D= diag(m0(1), . . . , m0(|V|))
and L0has diagonal components
(L0)ii =X
ji
m1(ij), i V
3
and off-diagonal components
(L0)ij =
m1(ij), ij E,
0, ij /E.
The matrix Lis positive, symmetric, and has eigenvalue 0 with eigenvector x0=
pm0(1),...,pm0(|V|). Note also that the variational characterization (1.2) of
λ1(G, (m0, m1)) is expressed as
λ1(G, (m0, m1)) = min
x
Lx ·x
x·x,
where ·denotes the Euclidean inner product on R|V|and the minimum is taken
over all nonzero vectors xR|V|such that x·x0= 0.
Remark 1.Associated with the operator-matrix correspondence above, it should
be noted that given a vector x= (x1, . . . , xn)R|V|, the corresponding function
φRVis given by
φ(i) = xi/pm0(i),1i≤ |V|.
If φ, ψ RVcorrespond to x, y R|V|, respectively, then φ, ψ=x·y. This
observation is necessary in working with explicit examples in Section 3.
We now formulate a first-eigenvalue maximization problem whose variable is the
edge-length function l:ER>0. Following Fujiwara [6], for a given l, we define
a vertex-weight m0:VR>0and an edge-weight m1:ER>0by
m0(u) = X
vu
l(uv), u Vand m1(uv) = 1
l(uv), uv E,
respectively. Let ∆ldenote the corresponding Laplacian.
Problem 1.1. Over all edge-length functions l, subject to the normalization
(1.3) X
uV
m0(u) = 2 X
uvE
l(uv) = 1,
maximize the first nonzero eigenvalue λ1(G, l)of l.
Remark 2.In the definition of the weighted Laplacian, it is standard to assume
that m0(u) = Pvum1(u, v) (cf. [2]). The above definition of ∆lby Fujiwara
deviates from this convention. However, it has a merit (cf. [6]): the eigenvalues
of the Laplacian of a compact Riemannian manifold (M, g) are approximated in a
certain coarse sense by the eigenvalues of Fujiwara’s Laplacian of 1/n-nets in M
equipped with appropriate graph structures and edge-length functions ln1/n,
as n→ ∞.
The squared edge-length function l2is regarded as a graph analogue of the
Riemannian metric. For c > 0, we have ∆cl =1
c2l, which is consistent with
the relation ∆c2g=1
c2gfor the Reimannian Laplacian under the rescaling of
Riemannian metric g.
Following El Soufi-Ilias [4] (see also [17]), we introduce the following definition:
4
摘要:

MAXIMIZATIONOFTHEFIRSTLAPLACEEIGENVALUEOFAFINITEGRAPHTAKUMIGOMYOUANDSHINNAYATANIAbstract.Givenalengthfunctionontheedgesetofafinitegraph,wedefineavertex-weightandanedge-weightintermsofitandconsiderthecorrespondinggraphLaplacian.Inthispaper,weconsidertheproblemofmaximizingthefirstnonzeroeigenvalueofth...

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