
Chiral Phonon Induced Spin-Polarization
J. Fransson∗
Department of Physics and Astronomy, Box 516, 751 20, Uppsala University, Uppsala, Sweden
(Dated: October 25, 2022)
The current understanding of chirality suggests the existence of a connection between structure and angular
momentum, including spin. This is particularly emphasised in the chiral induced spin selectivity effect, where
chiral structures act as spin filters. However, the recent discovery of chiral phonons have demonstrated that
phonons too may carry angular momentum which also can be regarded as magnetic moments which add to
the total moment. Here, it is shown that chiral phonons may induce a non-trivial spin-texture in an otherwise
non-magnetic electronic structure. By considering a set-up in which electrons and phonons are interfaced with
each other, it is shown that chiral phonons may transfer its angular momentum into the electron reservoir which,
thereby, becomes spin-polarized. It is, moreover, shown that an equivalent mechanism does not exist whenever
the electrons are interfaced with achiral phonons.
Phonons represent the collective nuclear motion within a
structure. As such, phonons are the quantum mechanically
defined quantities with which the mechanical degrees of free-
dom are effectively incorporated into the framework of the
general quantum field theory. While traditionally being re-
garded as a quantity carrying linear momentum, it is only re-
cently that angular momentum of phonons have been consid-
ered. An incomplete list of important results are phonon Hall,
phonon spin Hall, and phonon angular momentum Hall ef-
fects [1–7], phonon contribution to spin-relaxation processes
[8–11] and the Einstein-de Haas effect [10,12–14], phonon-
ically mediated spin-spin interactions [15,16], temperature
gradient induced phonon angular momentum [17], and opti-
cally activated chiral phono-magnetic effects [18–20]. Exper-
imentally, progress has been made in observations of chiral
phonons [21–25], and phonon induced magneto-thermal prop-
erties [26–28].
The existence of phonon angular momentum opens up the
possibility to couple the electronic spin-degrees of freedom
with the mechanical. It is well-established that spin and nu-
clear motion are coupled directly through, e.g., the Elliot-
Yafet mechanism [29–34], but also indirectly via the elec-
tronic structure [15], and it has been demonstrated that such
coupling opens for a viable explanation of the chiral induced
spin selectivity effect [34–37].
Hitherto, however, the angular momentum of phonons and
electrons have been considered as separate from one an-
other, where the magnetic moment associated with the chi-
ral phonons have been studied in its own right. While this
is definitely pertinent, the effects angular momentum trans-
fer between phonons and electrons has been discussed in a
semi-classical model [38], in which a spin-dependent cou-
pling between phonons and electrons is assumed and it is
demonstrated that chiral phonons may give rise to the spin-
Seebck effect, something that was also recently observed in
experiments [39]. Nonetheless, the mechanism that enables
the angular momentum transfer is yet to be discussed. The
purpose with this Letter is to present a coherent theory that
ties the existence of phononic angular momentum to a broken
electronic spin-degeneracy. It is shown that the mechanism is
provided through a vibronically assisted spin-orbit interaction
and while this coupling is always present, chiral phonons are
required for inducing a spin-polarization.
Chirality is a geometrical property where the structure lacks
both inversion and reflection symmetries. It is easy to demon-
strate that chiral phonons must carry a non-vanishing angular
momentum Jph. This can be seen directly from the definition
Jph(t)=ZQ(r,t)×˙
Q(r,t)dr,(1)
where Qis the nuclear displacement, which is connected
to phonons through the relation Q(r,t)=PqlqqQp(t)eiq·r,
where Qq=bqµ+b†
¯
qµ, is the quantum phonon displacement
operator. Here, bqand b†
qdenote the phonon destruction and
creation operators, respectively, with q=(q,µ) (¯q=(¯
q,µ)=
(−q,µ)) comprising the wave vector qand normal mode µ,
and lq=p}/2ρvωqwhich defines a length scale in terms of
the phonon energy ωq, density ρ, and volume v, whereas qis
the displacement polarization vector.
The expectation value of the angular momentum, hence, as-
sumes the form
hJphi(t)=lim
t0→ti∂tX
pq
lplqpׯqD>
pq(t0,t)Zei(p−q)·rdr,(2)
where D>
pq(t0,t)=(−i)hQp(t0)Q¯q(t)idefines the correlations
between the phonons Qp(t0) and Q¯p(t). The expression in Eq.
(2) shows that a finite phonon angular momentum requires
non-collinear polarisations pand ¯q.
Non-collinear polarizations can on the one hand be
achieved when there is a mechanism that mixes the phonon
modes pand q. Such mode mixing may originate from, e.g.,
anharmonic effects or scattering offdefects acting upon the
otherwise orthogonal modes defined in the harmonic approxi-
mation.
In the harmonic approximation, the phonons can, up to
a constant, be summarised the Hamiltonian form as Hph =
Pqωqb†
qbq. In this form, it is assumed that the phonon modes
do not mix which, therefore, leads to a vanishing angular mo-
mentum. However, the introduction of a component of the
kind Wqµνb†
qµbqνprovides a mode mixing, which can be un-
derstood as chirality.
arXiv:2210.12722v1 [cond-mat.mes-hall] 23 Oct 2022