An Operational Metric for Quantum Chaos and the Corresponding Spatiotemporal Entanglement Structure Neil Dowling1and Kavan Modi1 2

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An Operational Metric for Quantum Chaos and the Corresponding Spatiotemporal
Entanglement Structure
Neil Dowling1, and Kavan Modi1, 2,
1School of Physics & Astronomy, Monash University, Clayton, VIC 3800, Australia
2Centre for Quantum Technology, Transport for New South Wales, Sydney, NSW 2000, Australia
(Dated: February 7, 2024)
Chaotic systems are highly sensitive to a small perturbation, and are ubiquitous throughout
biological sciences, physical sciences and even social sciences. Taking this as the underlying principle,
we construct an operational notion for quantum chaos. Namely, we demand that the future state of
a many-body, isolated quantum system is sensitive to past multitime operations on a small subpart
of that system. By ‘sensitive’, we mean that the resultant states from two different perturbations
cannot easily be transformed into each other. That is, the pertinent quantity is the complexity of
the effect of the perturbation within the final state. From this intuitive metric, which we call the
Butterfly Flutter Fidelity, we use the language of multitime quantum processes to identify a series of
operational conditions on chaos, in particular the scaling of the spatiotemporal entanglement. Our
criteria already contain the routine notions, as well as the well-known diagnostics for quantum chaos.
This includes the Peres-Loschmidt Echo, Dynamical Entropy, Tripartite Mutual Information, and
Local-Operator Entanglement. We hence present a unified framework for these existing diagnostics
within a single structure. We also go on to quantify how several mechanisms lead to quantum
chaos, such as evolution generated from random circuits. Our work paves the way to systematically
study many-body dynamical phenomena like Many-Body Localization, measurement-induced phase
transitions, and Floquet dynamics.
I. INTRODUCTION
Chaos as a principle is rather direct; a butterfly flutters
its wings, which leads to an effect much bigger than itself.
In other words, something small leading to a very big
effect. This effect arises in a vast array of fields, from
economics and ecology to meteorology and astronomy,
spanning disciplines and spatiotemporal scales.
Chaos at the microscale, on the other hand, is an ex-
ception. Quantum chaos is not well understood and lacks
a universally accepted classification. There is a vast web
of, often inconsistent, quantum chaos diagnostics in the
literature [1], which leads to a muddy picture of what this
concept actually means. In contrast, classically chaos is
a relatively complete framework. If one perturbs the ini-
tial conditions of a chaotic dynamical system, they see
an exponential deviation of trajectories in phase space,
quantified by a Lyapunov exponent. Trying to naively
extend this to quantum Hilbert space immediately falls
short of a meaningful notion of chaos, as the unitarity
of isolated quantum dynamics leads to a preservation of
fidelity with time. How then, can there possibly be non-
linear effects resulting from the linearity of Schrödinger’s
equation? We will see that the structure of entanglement
holds the key to this conundrum.
neil.dowling@monash.edu
kavan.modi@monash.edu
Yet, much effort has been made to understand quan-
tum chaos primarily as the cause of classical chaos [25],
to identify the properties that an underlying quantum
system requires in order to exhibit chaos in its semiclas-
sical limit. An example of this is the empirical connection
between random matrix theory and the Hamiltonians of
classically chaotic systems [2]. Recently, with experimen-
tal access to complex many-body quantum systems with
no meaningful classical limit, and given progress in re-
lated problems such as the black hole information para-
dox [6,7] and the quantum foundations of statistical me-
chanics [810], quantum chaos as a research program has
seen renewed interest across a range of research commu-
nities. In this context, a complete structure of quantum
chaos, independent of any classical limit, is highly desir-
able but remains absent.
In this work we approach quantum chaos from an oper-
ational, and theory agnostic, principle: Chaos is a deter-
ministic phenomenon, where the future state has a strong
sensitivity to a local perturbation in the past. For quan-
tum processes the key ingredient will turn out to be spa-
tiotemporal entanglement. To get there, we first identify
the underlying definition of chaos as a starting point, and
build a quantum butterfly flutter process from this fun-
damental principle. With this, we construct a genuinely
quantum measure for chaos, based solely on this state-
ment, which we term the Butterfly Flutter Fidelity. This
relies on the intuition that it is the complexity induced by
a perturbation in the resultant future pure state, rather
than just orthogonality, that dictates a chaotic effect. We
adapt this principle into the theory of quantum processes
arXiv:2210.14926v4 [quant-ph] 6 Feb 2024
2
and exploit their multitime structures. Namely, we use
a tool from quantum information theory – process-state
duality – to determine a hierarchy of necessary conditions
on meaningful notions of chaos in many-body systems.
These conditions culminate into the novel, strong metric
of the Butterfly Flutter Fidelity.
Fig. 1breaks up the problem of quantum chaos into
three broad components, laying out a review of the land-
scape of this multidisciplinary field and contextualizing
our results. Panel (a) represents the mechanisms by
which quantum chaos arises. Our contribution, depicted
in Panel (b), is to identify a strong, operational criterion
for quantum chaos through sensitivity in a future state,
to the spatiotemporal quantum entanglement of the cor-
responding process. We propose that this intuitive met-
ric bridges the gap between the mechanisms in Panel (a)
and the signatures for chaos depicted in Panel (c). We
provide explicit connections between several elements of
these panels in this work, whose details we outline below.
Specifically, affirming the validity of our approach, we
show that our criterion is stronger than and encom-
passes existing dynamical signatures of chaos. We show
this explicitly for the Peres-Loschmidt Echo, Dynami-
cal entropy, Tripartite Mutual Information, and Local-
Operator Entanglement.[20]That is, we identify the un-
derlying structure leading to characteristic chaotic be-
havior of each of these popular chaos diagnostics. We
offer a clear hierarchy of conditions of a chaotic effect,
due to a ‘butterfly flutter’, unifying a range of (appar-
ently) inconsistent diagnostics.
Next, we show that there are several known mecha-
nisms for quantum processes that lead to quantum chaos.
In particular, we show that both Haar random unitary
dynamics and random circuit dynamics – which lead to
approximate tdesign states – are highly likely to gen-
erate processes which satisfy our operational criterion
for quantum chaos. Our results also open the possibil-
ity of systematically studying other internal mechanisms
thought to generate quantum chaos, e.g. Wigner-Dyson
statistics [2], or the Eigenstate Thermalization Hypoth-
esis (ETH) [2123].
Finally, Our approach is different from previous works
that have usually relied on averages over Haar and/or
thermal ensembles to draw connections between some
previous signatures for quantum chaos [2426]. We work
solely within a deterministic, pure-state setting, identi-
fying a series of conditions which stem from a sensitivity
to past, local operations, without any need to average
over operators or dynamics. Moreover, other metrics for
quantum chaos also start from the notion of a kind of a
butterfly effect, such as the out-of-time order correlator
(OTOC) [27]. However, our sense of this intuitive idea is
different, and does not necessarily suffer the same short-
falls as e.g. the OTOC which decays quickly even for
some integrable systems [2830].
Summary of Main Result
We first give an informal explanation of the main in-
novation of this work. We use a simplified formalism and
setup in order to convey the main ideas, with a more
detailed exposition to be given later.
Consider an isolated quantum system where a sequence
of kunitaries Axiare applied on a local subspace S, such
that the global system is defined on the Hilbert space
HSHE. Later we will call this sequence a butterfly
flutter, and allow it to consist of an arbitrary sequence of
rank-one instruments (Def. 1). The outgoing state after
this protocol is
ΥRx=AxkUkAx2U2Ax1U1ψSE (1)
where Uirepresents global unitary evolution, either Flo-
quet or according to a Hamiltonian for time ti, and where
Axi(Axi)S1E. The other choices of notation will
become apparent in the following sections.
Now we similarly introduce a strictly different set of
kunitaries, labeled by the list y. We take these uni-
taries to be orthogonal to the first choice, in the Hilbert-
Schmidt sense such that tr[A
xiAyi]=0for all i[1, k].
Note that we impose no such constraint on operations
for different times, Axicompared to Axjwith ij. We
later loosen this condition such that these can be col-
lectively, approximately orthogonal operations. The out-
going state is defined analogously to Eq. (1), with the
same global dynamics Uiand subsystem decomposition
HSHE, but different unitary ‘perturbations’. We can
then ask, how much do these two resultant states, ΥRx
and ΥRy, differ?
This question is a direct translation to quantum me-
chanics, of the principle of chaos as a sensitivity pertur-
bation. The task is to define exactly what we mean by
this sensitivity. As mentioned in the introduction, fidelity
is preserved under unitary evolution. Further, as we dis-
cuss in Section III A and Appendix E, the fidelity cannot
be the full story: most dynamics irrespective of integra-
bility will lead to a small fidelity ΥRxΥRy2. We will
show that this orthogonality translates into an entropic
condition on the underlying process for this perturbation
protocol, namely that a genuinely chaotic system should
necessarily have a volumetrically scaling spatiotemporal
entanglement.
We instead strengthen this by defining a new metric to
compare these states, which we call the Butterfly Flutter
Fidelity (Def. 2). This compares how different the two
final states are in a complexity sense, and measures the
fidelity after what we call a correction unitary V
ζ=sup
VRΥRxVΥRy2.(2)
This quantity is depicted graphically in Fig. 4(a). Here,
3
s
Pr
s
a)b)c)
Quantum ChaosInternal Mechanisms Dynamical Signatures
FIG. 1. A schematic of the causes, structure, and effects of quantum chaos. a) Internal mechanisms of chaos are the intrinsic properties
of the dynamics that lead to chaotic effects. For example, properties of the Hamiltonian such as (i) level spacing statistics and (ii) the
Eigenstate Thermalization Hypothesis (ETH), or properties of the quantum circuit describing the dynamics such as (iii) whether it forms
a unitary design. b) In this work we will identify general quantum butterfly flutter protocol, and from this argue that chaos reduces
to a hierarchy of conditions on the process describing the dynamics, including the volume-law spatiotemporal entanglement structure.
This principle forms the stepping stone between causal mechanisms of chaos and observable diagnostics of chaos. We remark that we
only conjecture that level spacing statistics and ETH (panels a.i and a.ii) lead to quantum chaos as formalized in this paper, and that
these relationships form an interesting open question. c) Operational diagnostics for quantum chaos. Some popular probes include (i) The
Peres-Loschmidt Echo, also known as Fidelity Decay or Loschmidt echo, which is the measure of the deviation between states, for evolution
under a perturbed compared to an unperturbed Hamiltonian [11,12]; (ii) The Dynamical Entropy, which quantifies how much information
one gains asymptotically from repeatably measuring a subpart of a quantum system [3,1315]; and (iii) Local Operator Entanglement,
which measures the complexity of the state representation of a time evolved Heisenberg operator [1618]. Another example which we
analyze in this work (not shown) is the Tripartite Mutual Information, which measures entanglement properties of a state representation
of a local input space of a channel together with a bipartition of the output space [19].
Ris a restricted set of unitaries on HSHE, which for
now can be considered to be the set of simple (low-depth)
circuits. Intuitively, this measure (2) determines whether
the orthogonality between ΥRxand ΥRyis complex or
not. That is, is the sensitivity stemming from past per-
turbations (local unitaries) easily correctable? Based on
our operational criteria for quantum chaos, we argue that
the dynamics are chaotic if this not easily correctable –
when ζ0for an appropriately defined set of corrections
R, and for any choice of butterfly flutters. This notion of
chaos then allows us to identify a connection with entan-
glement properties of the underlying process describing
the ‘butterfly flutter’ protocol.
For example, one could choose two butterfly flutters
as a sequence of kPauli Xgates on a single qubit of a
many-body system at ktimes, and the other to be a series
of identity maps (do nothing). With free, global evolu-
tion occurring between each gate, the Butterfly Flutter
Fidelity Eq. (2) would then indicate that the dynamics
is chaotic if the fidelity between the final states is small,
ζ0, even after trying to align the two final states using
any small depth, local circuit V. This quantity is the
main focus of this work.
The rest of the paper is structured as the following: We
present a review of the appropriate tools with which we
need to analyze the Butterfly Flutter Fidelity Eq. (2)
in Section II. This predominantly includes the theory
of multitime quantum process [3133], allowing us to
describe all possible perturbations and resultant effects
within a single quantum state. Then in Section III we
present a set of increasingly stronger, necessary condi-
tions on a dynamical process for which ζ0in Eq. (2).
These conditions are all motivated from the principle of
chaos as a sensitivity to perturbation, and start with a
minimal sense of what a large effect could be, stemming
from a past, local perturbation. This main results sec-
tion then culminates in the Butterfly Flutter Fidelity, as
the strongest condition in this hierarchy. We conclude
this section by comparing Butterfly Flutter Fidelity to
the classical ideas of chaos, and detailing how one could
in-principle measure it in experiment.
In Section IV, we support the proposed conditions by
showing how a range of previous dynamical signatures
of chaos agree with them, as depicted in Fig. 1. We
summarize these connections in Fig. 2, which serves as a
summary of this work and the related work of Ref. [30].
Finally, in Section Vwe discuss mechanisms of chaos that
4
Volume-law
Spatiotemporal
Entanglement (C2)
Small Buttery
Flutter Fidelity
(C3)
Max entanglement
in B:R splitting (C1)
Linear growth of
Local Operator
Entanglement
Exponentially
decaying
OTOC
Small Peres-
Loschmidt Echo
Non-zero Dynamical
Entropy
Maximally negative
Tripartite Mutual
Information
(i)
(v) (vi)
(ii)
(iii)
(iv)
FIG. 2. A summary of the results of this work, where directed ar-
rows mean implication. The shaded region with pink boxes is the
hierarchy of conditions on quantum chaos as a sensitivity to per-
turbation proposed in this work, (C1)-(C3). (i) Volume-law spa-
tiotemporal entanglement of Υis strictly stronger than maximum
entanglement in the single bipartition BR. (ii) A small Butterfly
Flutter Fidelity (Def. 2) necessarily implies the volume-law spa-
tiotemporal entanglement of Υ(Prop. 3), with equivalence when
the initial state is area-law (Prop. 4). (iii) The (trotterized) Peres-
Loschmidt Echo constitutes the particular case of an asymptotically
many-time, weak unitary butterfly flutter (Section IV A), while an
extensive Dynamical entropy is equivalent to an extensive entan-
glement scaling in the splitting BR(Prop. 1and Section IV B).
(iv) For a single-time butterfly flutter, volume-law spatiotemporal
entanglement directly implies a (near) maximally negative Tripar-
tite mutual information of the corresponding channel (Prop. 7). (v)
For a single-time butterfly flutter, if the Butterfly Flutter Fidelity
is small for any initial state, then for an operator entanglement
complexity measure the Local Operator Entanglement grows lin-
early with time (Thm. 8). (vi) If the Local Operator Entanglement
grows linearly with time, then general OTOCs necessarily decay ex-
ponentially [30].
lead to the operational effects we propose. In particular,
we prove that random dynamics – both fully Haar ran-
dom and those generated by unitary designs – typically
lead to chaos.
II. TOOLS: MULTITIME QUANTUM
PROCESSES AND SPATIOTEMPORAL
ENTANGLEMENT
Many of the results of this work rely on the application
of ideas from entanglement theory to multitime quantum
processes, in order to interpret the overarching problem
of chaos in isolated many-body systems. We here give
only an overview of the relevant facets of this topic, and
refer the reader Appendix Afor more information, and
to Refs. [33,34] for a more complete introduction to the
process tensor framework.
Consider a finite dimensional quantum system. A
quantum process is a quantum dynamical system under
the effect of multitime interventions on some accessible
local space HS. These interventions are described by
instruments, which trace non-increasing quantum maps.
The dynamics between interventions can then be dilated
to a system-environment HSHE, such that the total
isolated state on HSHEevolves unitarily on this ex-
tended space. A kstep process tensor is the mathemat-
ical description of a such a process, encoding all possible
spatiotemporal correlations in a single object; analogous
to how a density matrix encodes single-time measure-
ments.
In this work we will generally consider rank-one instru-
ments, such as unitary matrices and projective measure-
ments (including the outgoing state). In this case, we are
able to write down the full pure state on HSHEat the
end of this process,
ψ
SE =UkAxkUk1. . . U1Ax1ψSE ,(3)
where we have rewritten this as the conditional state of a
subpart of process Υ, and will explain exactly what this
means below. Axican be arbitrary norm non-increasing
operators, with xiA
xiAxi=1. That is, anything that
maps pure states to (possibly subnormalized) pure states.
This includes e.g. unitary operators or projective mea-
surements. We stress that Axiare considered to act lo-
cally on HS, such that AxiA(S)
xi1(E). As every-
thing is pure here, there is no need to consider super-
operators or density matrices, and left multiplication by
matrices is a sufficient description (see Appendix Afor
the mixed-state extension of this). ΥRxcould be a
sub-normalized pure state, for example if the instruments
chosen to be a series of projective measurements
ψ
SE =pxΥRx.(4)
Here, Axi=xixi,pxis the probability of observ-
ing this outcome, and where we have neglected the (un-
observable) global phase. We will usually consider the
(normalized) conditional state ΥRxwhen investigating
chaotic effects, as we will be concerned with the resultant
state rather than the probability that it is produced.
Rather than choosing a particular instrument Axifor
each intervention, one can instead feed in half of a max-
imally entangled state from an ancilla space, as shown
in Fig. 3. This results in the pure state Υ, encoding
both any interventions on the multitime space in the past
which we call HB, and the final pure state on the global,
isolated system, on the space HR. This is the generalized
Choi–Jamiołkowski Isomorphism (CJI) [31,32], shown in
Fig. 3. Alternatively to this ancilla-based construction,
the pure process tensor can be defined succinctly as
Υ=Uk ⋅ ⋅ ⋅ U1ψSE (t1),(5)
where is the Link product, corresponding to compo-
sition of maps within the Choi representation [35], and
is essentially a matrix product on the HEspace, and a
tensor product on the HSspace. A ket of a rank-one
5
FIG. 3. Tensor network diagram of the protocol producing the
Choi state of a pure process tensor through the generalized Choi-
Jamiołkowski isomorphism [31,36]. This means that input indices
are put on equal footing with output indices, through appending
a maximally entangled ancilla system ϕ+at each time, and in-
serting half of this state into the process. The final output state
of this protocol encodes all multitime spatiotemporal correlations:
a pure process tensor. A multitime expectation value can then
be computed in this representation by finding the Hilbert Schmidt
inner product between this (normalized) Choi state and the (su-
pernormalized) Choi state of a multitime instrument. The system
HSdenotes the singletime space where instruments act, and the
environment HEthe dilated space such that all dynamics are uni-
tary. Here the independent Hilbert spaces are labeled such that
()i(()o) is the input (output) system space HSat time t, show-
ing that the final output Υcorresponds to a (2k+2)body pure
quantum state.
instrument Acorresponds to the single-time Choi state
A=(A1)ϕ+,(6)
by the usual single-time CJI: channel-state duality [34].
Here, we have gathered the multitime Hilbert space
where the full multitime instruments act on a space with
the single label,
HBHio
S(tk1)⋅ ⋅ ⋅ Hio
S(t1)Hio
S(t0)(7)
called the ‘butterfly’ space HB, where Hio
S(tj)Hi
S(tj)
Ho
S(tj).Hirepresents the input space to the process,
while Horepresents the output. The ‘remainder’ space
HR– the full final state on the system plus environment
at the end of the protocol, where the ‘butterfly’ does not
act – is
HRHo
S(tk)Ho
E(tk).(8)
All of these are clearly labeled in Fig. 3. It will become
apparent in the following section why we name these
spaces as such.
From Eq. (5) we can determine the outgoing (possibly
sub-normalized) state Eq. (4) from projections on this
state,
ψ
SE =xΥ.(9)
For independent instruments at each intervention time,
we have that
x=xk ⋅ ⋅ ⋅ x1,(10)
where each single-time state is constructed as in Eq. (6).
Alternatively, one could trace over the final state on HR,
and the reduced state on HB,ΥB, is the process ten-
sor [3133], as we describe in Appendix A.
The key point here is that through the CJI we have
reduced all possible correlations of a dynamical multi-
time experiment to a single quantum state, Υ. This
means that all the machinery from many-body physics is
available to describe multitime effects. A subtle differ-
ence from the single-time case is that the normalization
of these Choi states do not exactly correspond to the
normalization of states and projections. Instruments are
taken to be supernormalized, while processes have unit
normalization and so constitute valid quantum states
ΥΥ=1,and xxd2k
S,(11)
where the inequality is saturated for deterministic instru-
ments: CPTP maps. This normalization ensures that
one gets well defined probabilities in Eq. (4).
Therefore, dynamical properties of a process such as:
non-Markovianity [32,33,3739], temporal correlation
function equilibration [40,41], whether its measurement
statistics can be described by a classical stochastic pro-
cess [4244], multipartite entanglement in time [45], and
other many-time properties [46], can all be clearly de-
fined in terms of properties of the quantum state Υ.
However, the spatiotemporal entanglement structure of
this multitime object is largely unexplored, and we will
show that this has vast implications for understanding
quantum chaotic versus regular dynamics.
Any pure quantum state ψAB on HAHBcan be
decomposed across any bipartition ABvia the Schmidt
decomposition,
ψAB =
χ
i=1
λiαiAβiB,(12)
where αiαj=δij =βiβj.χis called the bond di-
mension or Schmidt rank, dictating intuitively how much
of the subsystems are entangled with each other. The
bond dimension is equal to one if and only if the state is
separable across AB.
Using this decomposition (12), one can successively in-
crease the size of the subsystem HA, and determine how
the bond dimension scales. We will deal with one spatial
dimension systems when discussing spatiotemporal en-
tanglement in this work, as characteristic entanglement
scaling depends on the underlying geometry [47]. Our re-
sults should generalize in a straightforward way to higher
spatial dimensions. If χis bounded by min{dA, D}for
摘要:

AnOperationalMetricforQuantumChaosandtheCorrespondingSpatiotemporalEntanglementStructureNeilDowling1,∗andKavanModi1,2,†1SchoolofPhysics&Astronomy,MonashUniversity,Clayton,VIC3800,Australia2CentreforQuantumTechnology,TransportforNewSouthWales,Sydney,NSW2000,Australia(Dated:February7,2024)Chaoticsyste...

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