1 Energy-Efficient Cell-Free Network Assisted by Hybrid RISs

2025-04-27 0 0 2.43MB 6 页 10玖币
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Energy-Efficient Cell-Free Network
Assisted by Hybrid RISs
Wanting Lyu, Yue Xiu, Songjie Yang, Chau Yuen, Fellow, IEEE, and Zhongpei Zhang, Member, IEEE
Abstract—In this letter, we investigate a cell-free network
aided by hybrid reconfigurable intelligent surfaces (RISs), which
consists of a mixture of passive and active elements that are
capable of amplifying and reflecting the incident signal. To
maximize the energy efficiency (EE) of the system, we formulate
a joint transmit beamforming and RIS coefficients optimization
problem. To deal with the fractional objective function, Dinkel-
bach transform, Lagrangian dual reformulation, and quadratic
transform are utilized, with a block coordinate descent (BCD)
based algorithm proposed to decouple the variables. In addition,
successive convex approximation (SCA) method is applied to
iteratively to tackle the non-convexity of the sub-problems.
Simulation results illustrate the effectiveness and convergence
of the proposed algorithm through analyzing the EE and sum
rate performance with varying parameter settings. The proposed
hybrid RISs schemes can achieve 92% of the sum rate but 188%
of EE of active RISs schemes. As compared with passive RISs,
11% gain in sum rate can be achieved with comparable EE.
Index Terms—Beamforming, cell-free, convex optimization,
energy efficiency, reconfigurable intelligent surfaces.
I. INTRODUCTION
CELL-FREE network has gained great attractiveness in
beyond fifth-generation mobile communications (B5G)
without cell boundaries [5]. It has great potential in next
generation indoor and hot-spot environment, such as shopping
malls, train stations, hospitals and subways. In addition, cell-
free network is particularly effective in high-mobility scenarios
like vehicular networks without handover cost [7]. Despite
the above advantages, conventional cell-free network requires
massive access points (APs), resulting in high power consump-
tion both for AP transmit power and hardware power [8].
Recently, reconfigurable intelligent surface (RIS), as a
promising technology to overcome obstacles, enhance channel
capacity and improve energy efficiency [33] in various scenar-
ios [26], [27], [29]–[32], [34], has been integrated into cell-free
networks to replace some of the APs [8] [18] [2]. However,
the ideal capacity gains provided by RIS is difficult to achieve
practically owing to the ”multiplicative fading” effect caused
by RIS, causing extremely large path loss in the cascaded
channels. Considering this, a new structure of RIS, namely
active RIS has been proposed by authors of [11] [12], where
active reflecting elements are configured with radio frequency
Wanting Lyu, Yue Xiu, Songjie Yang and Zhongpei Zhang are with
National Key Laboratory of Science and Technology on Communications,
University of Electronic Science and Technology of China, Chengdu61173,
China (E-mail: lyuwanting@yeah.net; xiuyue12345678@163.com; yang-
songjie@std.uestc.edu.cn; zhangzp@uestc.edu.cn).
C. Yuen is with the Engineering Product Development (EPD) Pillar,
Singapore University of Technology and Design, Singapore 487372 (e-mail:
yuenchau@sutd.edu.sg).
Fig. 1. System model of the hybrid RIS-aided cell-free network.
(RF) chains and power amplifiers to alleviate the severe
fading effect. The active RIS, however, requires higher power
consumption, and introduce non-negligible self-interference
and thermal noise. Considering the trade-off between the
signal amplifying effect and power consumption, a hybrid RIS
architecture has been proposed [14]. In this architecture, only a
few reflecting elements are activated, introducing a lower level
of transmit power and effective noise than active RIS, while
significantly enhancing the signal strength compared with full
RIS. Hybrid RIS provides a reliable, sustainable solution to
the wireless network design with an acceptable level of cost
and power consumption.
To the best of our knowledge, conventional passive RISs
have been used in cell-free networks to reduce the power
consumption, but the data rate is limited by the severe
double-fading effect. To improve the energy efficiency (EE)
of cell-free networks while alleviating the fading effect, we
consider hybrid RISs with a few active elements capable
of amplifying the incident signal to replace a part of APs.
Thus, we consider a downlink cell-free network assisted by
hybrid RISs to achieve a trade-off between EE and sum rate
performance. A highly coupled non-convex EE maximization
problem constraint on the minimum rate requirement is for-
mulated by optimizing the digital beamforming and hybrid
RIS coefficients design. Then, we propose a block coordinate
descent (BCD) based algorithm to decouple the variables. To
deal with the fractional objective function, Dinkelbach method,
Lagrangian dual reformulation, and quadratic transform are
applied. Particularly, successive convex approximation (SCA)
method is used to tackle the non-convexity of the subproblems.
Simulation results show the effectiveness of the proposed
algorithm in terms of improving energy efficiency.
arXiv:2210.01440v1 [eess.SP] 4 Oct 2022
2
II. SYSTEM MODEL AND PROBLEM FORMULATION
A. Transmission Model
Consider a downlink cell-free network with LAPs each
configured with Ntantennas serving Ksingle-antenna users
as shown in Fig. 1. To enhance the communication quality and
improve the energy efficiency, Rhybrid RISs are deployed in
the network, each with Nsreflecting elements. For each RIS,
NaNsactive reflecting elements are predetermined in the
set Ar, where |Ar|=Na. The RIS coefficient matrix of RIS
ris defined as Θr=diag{ar,1, . . . , ar,Ns}, where ar,ns=
|ar,ns|er,nsdenotes the coefficient of the nth
selement, with
the amplitude |ar,ns| ≤ amax if the element (r, ns)is in the
set Ar, and |ar,ns| ≤ 1otherwise. To combine the elements
in all RRISs together and for ease of exposition, define n=
Ns(r1) + ns,1nN, where N=RNs. The elements
in set A=
rArare the active reflecting elements in all R
RISs. Then, the overall RIS matrix can be written as Θ=
blockdiag{Θ1,...,ΘR}. To distinguish the active and passive
elements, rewrite Θas Θ=Ψ+Υ, where Ψ=and
Υ= (INA)Θdenote the coefficient matrices of active and
passive elements, respectively, where the selection matrix A
is an N×Ndiagonal matrix with the elements corresponding
to set Ato be 1, and others to be 0.
Assume that all APs and all RISs serve all users over
the same time-frequency resource, such that data symbol
sCK×1satisfying E{ssH}=IKis transmitted from
the APs simultaneously. A central processing unit (CPU)
connected to all APs generates the digital beamformers based
on perfectly known channel state information (CSI) of all
the links. The transmitted signal at the AP lcan then be
expressed as xl=Wls, where WlCNt×Kdenotes the
transmit beamforming matrix at AP l. The links from AP l
to user k, from AP lto RIS r, and from RIS rto user kare
denoted as dH
l,k C1×Nt,Gl,r CNs×Ntand fH
r,k C1×Ns,
respectively. Thus, the received signal of user kcan be
expressed as
yk=
L
X
l=1
(dH
l,k +
R
X
r=1
fH
r,kΘrGl,r )Wls+
R
X
r=1
fH
r,kΨzr+nk,(1)
where nk∼ CN(0, σ2
0)is the additional white Gaussion noise
(AWGN) at user k, and zr∼ CN(0, σ2
rArINs)is the effective
noise caused by the active elements of RIS r, including the
AWGN and self-interference due to the full-duplex mode. Or
we can write (1) in a more compact form as
yk= (dH
k+fH
kΘG)Ws +fH
kΨz +nk,
=˜
hH
kWs +fH
kΨz +nk,(2)
where dH
k= (dH
1,k,...,dH
L,k)C1×LNt,fH
k=
(fH
1,k,...,fH
R,k)C1×RNs,W= (WT
1,...,WT
L)T
CLNt×K,z= (z1,...,zR)CRNs×1, and
G=
G1,1··· GL,1
.
.
.....
.
.
G1,R ··· GL,R
CRNs×LNt.(3)
Hence, the received signal-to-interference-plus-noise
(SINR) at user kcan be expressed as
γk=|˜
hH
kwk|2
Pj6=k|˜
hH
kwj|2+PR
r=1 ˜σ2
r+σ2
0
,(4)
where wkis kth column of the digital beamforming matrix
W, and ˜σ2
r=σ2
r||fH
r,kΨr||2is the effective RIS noise power.
B. Energy Efficiency
The total power consumption includes transmit power at
APs, transmit power at active elements of RISs and hardware
circuit power. Therefore, the total power consumption of the
cell-free system can be expressed as
Ptot(W,Ψ) =
L
X
l=1
PA
l,tx(Wl)
| {z }
transmit power of APs
+
R
X
r=1
PR
r,a(Ψr,W)
| {z }
transmit power of active RIS elements
+
L
X
l=1
PA
l,c +
R
X
r=1
PR
r,c +
K
X
k=1
PU
k
| {z }
circuit power of APs, RISs and UEs
.(5)
Specifically, transmit power of AP lis PA
l,tx(Wl) =
Tr(WH
lWl)
µA, and transmit power of the active elements of
RIS ris PR
r,a(ΨrW) = 1
µRE{||Ψr(GrWs +zr)||2}=
1
µRTr(WHGH
rΨH
rΨrGrW) + Pns∈Ar|ar,ns|2σ2
r,
where µA, µR(0,1] denote the amplifier efficiency factors
of AP and RIS, respectively.
Thus, the energy efficiency of this system can be written as
η=PK
k=1 Rk
Ptot
,(6)
where Rk= log2(1 + γk)is the data rate of user k.
C. Problem Formulation
To maximize the system energy efficiency, the optimization
problem can be formulated as
(P1) max
W,Θη(7a)
s.t. PA
l,tx(Wl)PA
max,l∈ {1, . . . , L},(7b)
0θn2π, n, (7c)
|an| ≤ amax, n ∈ A (7d)
|an| ≤ 1, n /∈ A (7e)
RkRth,k, (7f)
PR
r,a(Ψr,W)PR
max,r, (7g)
where (7b), (7g) are the transmit power constraints for AP
land RIS r. (7c), (7d) and (7e) are the phase shift and
amplitude constraints for all RIS elements, respectively. (7f)
is to guarantee the data rate of user k.
However, problem (P1) is difficult to solve due to the
strongly coupled variables, non-convex fractional objective
function (7a), and non-convex constraints (7f). To solve this
problem, we proposed an iterative BCD algorithm in section
III.
III. JOINT OPTIMIZATION ALGORITHM
In this section, we first transform the complex fractional
objective function into equivalent concave form, and propose a
摘要:

1Energy-EfcientCell-FreeNetworkAssistedbyHybridRISsWantingLyu,YueXiu,SongjieYang,ChauYuen,Fellow,IEEE,andZhongpeiZhang,Member,IEEEAbstract—Inthisletter,weinvestigateacell-freenetworkaidedbyhybridrecongurableintelligentsurfaces(RISs),whichconsistsofamixtureofpassiveandactiveelementsthatarecapableof...

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