1 Optimal Design of V oltV AR Control Rules for Inverter-Interfaced Distributed Energy Resources

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Optimal Design of Volt/VAR Control Rules for
Inverter-Interfaced Distributed Energy Resources
Ilgiz Murzakhanov, Member, IEEE, Sarthak Gupta, Graduate Student Member, IEEE,
Spyros Chatzivasileiadis, Senior Member, IEEE, and Vassilis Kekatos, Senior Member, IEEE
Abstract—The IEEE 1547 Standard for the interconnection
of distributed energy resources (DERs) to distribution grids
provisions that smart inverters could be implementing Volt/VAR
control rules among other options. Such rules enable DERs to
respond autonomously in response to time-varying grid loading
conditions. The rules comprise affine droop control augmented
with a deadband and saturation regions. Nonetheless, selecting
the shape of these rules is not an obvious task, and the default
options may not be optimal or dynamically stable. To this end,
this work develops a novel methodology for customizing Volt/VAR
rules on a per-bus basis for a single-phase feeder. The rules are
adjusted by the utility every few hours depending on anticipated
demand and solar scenarios. Using a projected gradient descent-
based algorithm, rules are designed to improve the feeder’s
voltage profile, comply with IEEE 1547 constraints, and guar-
antee stability of the underlying nonlinear grid dynamics. The
stability region is inner approximated by a polytope and the
rules are judiciously parameterized so their feasible set is convex.
Numerical tests using real-world data on the IEEE 141-bus feeder
corroborate the scalability of the methodology and explore the
trade-offs of Volt/VAR control with alternatives.
Index Terms—Dynamic stability; second-order cone; nonlinear
dynamics; project gradient descent; voltage profile.
I. INTRODUCTION
Motivated by climate change concerns and rising fossil
fuel prices, countries around the globe are integrating large
amounts of solar photovoltaics and other distributed energy
resources (DERs) into the grid. Unfortunately, the uncertain
nature of photovoltaics and DERs can result in undesirable
voltage fluctuations in distribution feeders. Inverters equipped
with advanced power electronics can provide effective voltage
regulation through reactive power compensation if properly
orchestrated. This work aims at designing the Volt/VAR con-
trol rules for inverters, as recommended by the IEEE 1547.8
Standard [1], on a quasi-static basis to ensure their dynamic
stability and real-time voltage regulation performance.
Inverter-based voltage regulation has been extensively stud-
ied and adopted approaches can be classified as central-
ized,distributed, and localized.Centralized approaches entail
Manuscript received October 22, 2022; and revised February 10, and
April 23, 2023; accepted May 20, 2023. This work was supported in
part by the ID-EDGe project, funded by Innovation Fund Denmark, Grant
Agreement No. 8127-00017B, and the US National Science Foundation
grant 2034137. I. Murzakhanov and S. Chatzivasileiadis are with the De-
partment of Wind and Energy Systems, Technical University of Denmark.
E-mails: {ilgmu, spchatz}@dtu.dk. S. Gupta and V. Kekatos are with the
Bradley Dept. of ECE, Virginia Tech, Blacksburg, VA 24061, USA. E-mails:
{gsarthak,kekatos}@vt.edu
Color versions of one or more of the figures is this paper are available
online at http://ieeexplore.ieee.org.
Digital Object Identifier XXXXXX
communicating instantaneous load/solar data to the utility,
solving an optimal power flow (OPF) problem to obtain
optimal setpoints [2], and communicating back to inverters.
Although centralized approaches are able to compute optimal
setpoints, they may incur high computation and communica-
tion overhead in real time. Distributed approaches partially
address these concerns by sharing the computational burden
across inverters [3], [4]. However, they may need a large
number of iterations to converge, which leads to delays in
obtaining setpoints. Real-time OPF schemes where setpoints
are updated dynamically have been shown to be effective [5],
[6] by computing fast an approximate solution, yet two-way
communication is still necessary.
Controlling inverters using control rules has been advocated
as an effective means to reduce the computational overhead.
In such a scheme, inverter setpoints are decided as a (non)-
linear function of solar, load, and/or voltage data; see e.g., [7],
[8] and references therein. Although such approaches reduce
the computational burden, they still have high communication
needs if driven by non-local data. To this end, there has been
increased interest in local rules, i.e., policies driven by purely
local data [9]. Perhaps not surprisingly, local control rules lack
global optimality guarantees as established in [10], [11], yet
they offer autonomous inverter operation.
As a predominant example of local control rules, the IEEE
1547.8 standard provisions that inverter setpoints can be
selected upon Volt/VAR, Watt/VAR, or Volt/Watt rules [1].
The recommended rules take a parametric, non-increasing,
piecewise affine shape, equipped with saturation regions and
a deadband. Albeit easy to implement, designing the exact
shape of control curves is not an obvious task. Among the
different control options, Volt/VAR rules could be considered
most effective as voltage is the quantity to be controlled
and also carries non-local information. Watt/VAR curves have
been optimally designed before in [12], [13]. The resulting
optimization models involve products between continuous
and binary variables, which can be handled exactly using
McCormick relaxation (big-M trick) as in [13]. On the other
hand, designing Volt/VAR curves is more challenging as they
incur a closed-loop dynamical system, whose stability needs to
be enforced. Moreover, designing Volt/VAR curves gives rise
to optimization models involving products between continuous
variables, which are harder to deal with.
Although Volt/VAR rules have been shown to be stable
under appropriate conditions, their equilibria may not be
optimal in terms of voltage regulation performance [14], [15],
[16]. This brings about the need for systematically designing
arXiv:2210.12805v2 [eess.SY] 23 May 2023
2
Volt/VAR curves and customizing their shapes based on grid
loading conditions on a per-bus basis. Volt/VAR dynamics
exhibit an inherent trade-off between stability and voltage
regulation. In view of this, several works have suggested
augmenting Volt/VAR rules with a delay component so that
the reactive power setpoint q(t)at time tdepends on voltage
v(t)as well as the previous setpoint q(t1). These so-termed
incremental rules have been studied and designed in [17],
[18], [19], [20], [21]. Here we focus on non-incremental
Volt/VAR curves to be compliant with the IEEE 1547.8
Standard. Reference [22] designs stable Volt/VAR curves to
minimize the worst-case voltage excursions when loads and
solar generation lie within a polyhedral uncertainty set. This
design task can be approximated by a quadratic program;
however, Volt/VAR rules are oversimplified as affine, ignor-
ing their deadband and/or saturation regions. For example,
reference [23] simultaneously optimizes affine Volt/VAR and
nonlinear (polynomial) Volt/Watt rules. The proposed opti-
mization program incorporates stability and adopts a robust
uncertainty set design. Reference [24] considers the detailed
model of Volt/VAR curves and integrates them into a higher-
level OPF formulation to properly capture the behavior of
Volt/VAR-driven DERs; nevertheless, here curve parameters
are assumed fixed and are not designed.
This work considers the optimal design of Volt/VAR control
rules in single-phase distribution grids. Using a dataset of
grid loading scenarios anticipated for the next 2-hr period,
the goal is to centrally and optimally design Volt/VAR con-
trol curves to attain a desirable voltage profile across a
feeder. The contributions are on three fronts: i) Develop a
scalable projected gradient descent algorithm to find near-
optimal Volt/VAR control curves. The computed curves are
customized per inverter location, comply with the detailed
form and constraints provisioned by the IEEE 1547 Standard,
and ensure stable Volt/VAR dynamics (Section IV); ii) Provide
a polytopic representation for the dynamic stability region
of Volt/VAR control rules (Section II-C); and iii) Select a
proper representation of the Volt/VAR rule parameters so that
stability and the IEEE 1547-related constraints are expressed
as a convex feasible set (Section III). The proposed design
scheme is evaluated using numerical tests using real-world
load and solar generation data on the IEEE 141-bus feeder.
The paper is organized as follows. Section II reviews an
approximate feeder model, the IEEE 1547 Volt/VAR rules,
their steady-state properties, and expands upon their stability.
Section III states the task of optimal rule design and selects
a proper parameterization of the rules. Section IV presents an
iterative algorithm based on projected gradient descent to cope
with the optimal rule design task. Numerical tests are reported
in Section V and conclusions are drawn in Section VI.
Notation: Column vectors (matrices) are denoted by lower-
(upper-) case letters. Operator dg(x)returns a diagonal matrix
with xon its diagonal. Symbol (·)stands for transposition;
and INis the N×Nidentity matrix.
II. FEEDER AND CONTROL RULE MODELING
A. Feeder Modeling
Consider a single-phase radial distribution feeder with N+1
buses hosting a combination of inelastic loads and DERs.
Buses are indexed by set N:= {1, . . . , N}. Let vndenote
the voltage magnitude at bus n, and pn+jqnthe complex
power injected at bus n N . Let vectors (v,p,q)collect the
aforesaid quantities across all buses. To express the depen-
dence of voltages on power injections, we adopt the widely
used linearized grid model [25]
vRp +Xq +v01(1)
where v0is the substation voltage. Matrices (R,X)are sym-
metric positive definite with positive entries. They depend on
the feeder topology and line impedances, which are assumed
fixed and known for the control period of interest. Symbol 1
denotes a vector of all ones and of appropriate length.
The vectors of power injections can be decomposed as
p=pgpand q=qgq
where pg+jqgis the complex power injected by inverter-
interfaced DERs, and p+jqis the complex power consumed
by uncontrollable loads.
Volt/VAR control amounts to adjusting qgwith the goal
of maintaining voltages around one per unit (pu) despite
fluctuations in (pg,p,q). With this control objective in
mind, let us rewrite (1) as
v=Xqg+˜
v=Xq +˜
v(2)
where with a slight abuse in notation, we will henceforth
denote qgsimply by q. Moreover, vector ˜
v:= R(pg
p)Xq+v01captures the effect of current grid loading
conditions on voltages, and will be referred to simply as the
vector of grid conditions.
B. Volt/VAR Rules
The IEEE 1547 standard provisions DERs to provide re-
active power support according to four possible modes: i)
constant reactive power; ii) constant power factor; iii) active
power-dependent reactive power (watt-var); and iv) voltage-
dependent reactive power (volt-var) mode. Mode i) is invariant
to grid conditions. Modes ii) and iii) do adjust reactive injec-
tions, yet adjustments depend solely on the active injection
of the individual DER. On the contrary, mode iv) adjusts the
reactive power injected by each DER based on its voltage
magnitude. Albeit measured locally, voltage carries non-local
grid information and constitutes the quantity of control interest
anyway. Hence, our focus is on Volt/VAR control rules.
Per the IEEE 1547 standard [1], a Volt/VAR control rule is
described by the piecewise affine function shown on Fig. 1(a).
This plot shows the dependence of reactive injection on local
voltages over a given range of operating voltages [v, vh]. The
curve is described by voltage points (v1, v2, vr, v3, v4)and
reactive power points (q1, q4). To simplify the presentation,
let us suppose the Volt/VAR curve is odd symmetric around
the axis v= ¯v=vr. The simplified rule shown in Fig. 1(b)
3
Fig. 1. (a) IEEE 1547 Volt/VAR rule [1]; and (b) its symmetric version.
can be described by four parameters: the reference voltage ¯v;
the deadband voltage ¯v+δ; the saturation voltage ¯v+σ; and
the saturation reactive power injection ¯q. Per the standard, the
tuple (¯v, δ, σ, ¯q)expressed in pu is constrained as
0.95 ¯v1.05 (3a)
0δ0.03 (3b)
δ+ 0.02 σ0.18 (3c)
0¯qˆq. (3d)
Constraint (3d) ensures the extreme reactive setpoints are
within the reactive power capability ˆqof the DER. It is worth
emphasizing here that the Volt/VAR curve can be designed
to saturate at ¯qthat can be lower than ˆq. The standard also
specifies default settings as δ= 0.02,σ= 0.08,¯v= 1, and
¯q= ˆq= 0.44¯p, where ¯pis the per-unit kW rating of the DER.
The rule segment over [¯v+δ, ¯v+σ]can also be written as
q=α(v¯vδ)where α=¯q
σδ>0.(4)
The rule segment over [¯vσ, ¯vδ]is q=α(v¯v+δ).
We will see later that the slope αis crucial for stability.
Although the standard offers flexibility in the design of
Volt/VAR curves, it is not clear to utilities and software
vendors how to optimally tune such control settings. The
tuple (¯v, δ, σ, ¯q)can be customized on a per bus basis. Let
qn=fn(vn)denote the Volt/VAR rule for bus n. The rule
for DER nis parameterized by (¯vn, δn, σn,¯qn). Let vectors
(¯
v,δ,σ,¯
q)collect the rule parameters across all buses.
When Volt/VAR-controlled DERs interact with the electric
grid, they give rise to the nonlinear dynamical system [14]
vt=Xqt+˜
v(5a)
qt+1 =f(vt).(5b)
where the n-th entry of (5b) denotes the Volt/VAR rule qn=
fn(vn)for DER n. Given the nonlinear dynamics of (5), three
questions arise: q1) Is the system stable? In other words, if
initiated at some v0for t= 0, DERs run Volt/VAR rules qn=
fn(vn)for all n, and grid experiences loading conditions ˜
v,
do the nonlinear dynamics of (5) reach an equilibrium where
vt=veq and qt=qeq for all t>T for some T? During the
interval t[0, T ], the grid loading conditions ˜
vare assumed
time-invariant assuming Volt/VAR dynamics are faster than
load/solar variations. q2) If stable, what is its equilibrium? and
q3) Is that equilibrium useful for voltage regulation? These
questions have been addressed in [14], [15]. We review and
build upon those answers.
C. Stability of Volt/VAR Rules
Regarding q1), let vector αcollect all slope parameters αn
and define the diagonal matrix A:= dg(α). The nonlinear
dynamics in (5) are stable if AX2<1, where AX2is
the maximum singular value of AX; see [14], [15], [16] for
proofs of local and global exponential stability. If DERs are
installed only on a subset G ⊆ N of buses, the condition
becomes AXGG 2<1, where XGG is obtained from Xby
keeping only its rows/columns associated with the buses in
G. To simplify the presentation, we will henceforth assume
G=N, and elaborate when needed otherwise.
Because it is hard to satisfy AX2<1as a strict
inequality, one may want to tighten the constraint as [22]
AX21ϵ(6)
for some positive ϵ. Constraint (6) can be expressed as a linear
matrix inequality (LMI) on αas
(1 ϵ)I AX
XA (1 ϵ)I0.
This is because by Schur’s complement, the LMI is equiv-
alent to (1 ϵ)2IXA2X, or equivalently, AX2=
pλmax(XA2X)1ϵ. To avoid the computational complex-
ity of an LMI, reference [14] surrogated the LMI for ϵ= 0
by the linear inequality α· ∥X1<1. This inequality
may be conservative as it upper bounds all slopes αnby the
same constant X11
. We next propose a tighter restriction
of the LMI involving only linear inequality constraints.
Lemma 1. The dynamical system in (5) is stable if
Xα(1 ϵ)·1(7a)
α(1 ϵ)·[dg(X1)]11(7b)
with the inequalities understood entrywise.
Proof: Matrices Aand Xhave non-negative entries. By
a rendition of H¨
older’s inequality, it holds that
AX2
2≤ ∥AX1· ∥AX
where AX1is the maximum column-sum and AX
is the maximum row-sum of matrix AX. It is not hard to
verify that (7a) implies AX11ϵ, while (7b) implies
AX1ϵ, so (6) follows.
Note that previous works have suggested that (7b) alone is
sufficient to ensure stability [15], [21]. The next counterexam-
ple shows that (7a) is needed as well. Suppose a toy feeder
摘要:

1OptimalDesignofVolt/VARControlRulesforInverter-InterfacedDistributedEnergyResourcesIlgizMurzakhanov,Member,IEEE,SarthakGupta,GraduateStudentMember,IEEE,SpyrosChatzivasileiadis,SeniorMember,IEEE,andVassilisKekatos,SeniorMember,IEEEAbstract—TheIEEE1547Standardfortheinterconnectionofdistributedenergyr...

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