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Optimal Design of Volt/VAR Control Rules for
Inverter-Interfaced Distributed Energy Resources
Ilgiz Murzakhanov, Member, IEEE, Sarthak Gupta, Graduate Student Member, IEEE,
Spyros Chatzivasileiadis, Senior Member, IEEE, and Vassilis Kekatos, Senior Member, IEEE
Abstract—The IEEE 1547 Standard for the interconnection
of distributed energy resources (DERs) to distribution grids
provisions that smart inverters could be implementing Volt/VAR
control rules among other options. Such rules enable DERs to
respond autonomously in response to time-varying grid loading
conditions. The rules comprise affine droop control augmented
with a deadband and saturation regions. Nonetheless, selecting
the shape of these rules is not an obvious task, and the default
options may not be optimal or dynamically stable. To this end,
this work develops a novel methodology for customizing Volt/VAR
rules on a per-bus basis for a single-phase feeder. The rules are
adjusted by the utility every few hours depending on anticipated
demand and solar scenarios. Using a projected gradient descent-
based algorithm, rules are designed to improve the feeder’s
voltage profile, comply with IEEE 1547 constraints, and guar-
antee stability of the underlying nonlinear grid dynamics. The
stability region is inner approximated by a polytope and the
rules are judiciously parameterized so their feasible set is convex.
Numerical tests using real-world data on the IEEE 141-bus feeder
corroborate the scalability of the methodology and explore the
trade-offs of Volt/VAR control with alternatives.
Index Terms—Dynamic stability; second-order cone; nonlinear
dynamics; project gradient descent; voltage profile.
I. INTRODUCTION
Motivated by climate change concerns and rising fossil
fuel prices, countries around the globe are integrating large
amounts of solar photovoltaics and other distributed energy
resources (DERs) into the grid. Unfortunately, the uncertain
nature of photovoltaics and DERs can result in undesirable
voltage fluctuations in distribution feeders. Inverters equipped
with advanced power electronics can provide effective voltage
regulation through reactive power compensation if properly
orchestrated. This work aims at designing the Volt/VAR con-
trol rules for inverters, as recommended by the IEEE 1547.8
Standard [1], on a quasi-static basis to ensure their dynamic
stability and real-time voltage regulation performance.
Inverter-based voltage regulation has been extensively stud-
ied and adopted approaches can be classified as central-
ized,distributed, and localized.Centralized approaches entail
Manuscript received October 22, 2022; and revised February 10, and
April 23, 2023; accepted May 20, 2023. This work was supported in
part by the ID-EDGe project, funded by Innovation Fund Denmark, Grant
Agreement No. 8127-00017B, and the US National Science Foundation
grant 2034137. I. Murzakhanov and S. Chatzivasileiadis are with the De-
partment of Wind and Energy Systems, Technical University of Denmark.
E-mails: {ilgmu, spchatz}@dtu.dk. S. Gupta and V. Kekatos are with the
Bradley Dept. of ECE, Virginia Tech, Blacksburg, VA 24061, USA. E-mails:
{gsarthak,kekatos}@vt.edu
Color versions of one or more of the figures is this paper are available
online at http://ieeexplore.ieee.org.
Digital Object Identifier XXXXXX
communicating instantaneous load/solar data to the utility,
solving an optimal power flow (OPF) problem to obtain
optimal setpoints [2], and communicating back to inverters.
Although centralized approaches are able to compute optimal
setpoints, they may incur high computation and communica-
tion overhead in real time. Distributed approaches partially
address these concerns by sharing the computational burden
across inverters [3], [4]. However, they may need a large
number of iterations to converge, which leads to delays in
obtaining setpoints. Real-time OPF schemes where setpoints
are updated dynamically have been shown to be effective [5],
[6] by computing fast an approximate solution, yet two-way
communication is still necessary.
Controlling inverters using control rules has been advocated
as an effective means to reduce the computational overhead.
In such a scheme, inverter setpoints are decided as a (non)-
linear function of solar, load, and/or voltage data; see e.g., [7],
[8] and references therein. Although such approaches reduce
the computational burden, they still have high communication
needs if driven by non-local data. To this end, there has been
increased interest in local rules, i.e., policies driven by purely
local data [9]. Perhaps not surprisingly, local control rules lack
global optimality guarantees as established in [10], [11], yet
they offer autonomous inverter operation.
As a predominant example of local control rules, the IEEE
1547.8 standard provisions that inverter setpoints can be
selected upon Volt/VAR, Watt/VAR, or Volt/Watt rules [1].
The recommended rules take a parametric, non-increasing,
piecewise affine shape, equipped with saturation regions and
a deadband. Albeit easy to implement, designing the exact
shape of control curves is not an obvious task. Among the
different control options, Volt/VAR rules could be considered
most effective as voltage is the quantity to be controlled
and also carries non-local information. Watt/VAR curves have
been optimally designed before in [12], [13]. The resulting
optimization models involve products between continuous
and binary variables, which can be handled exactly using
McCormick relaxation (big-M trick) as in [13]. On the other
hand, designing Volt/VAR curves is more challenging as they
incur a closed-loop dynamical system, whose stability needs to
be enforced. Moreover, designing Volt/VAR curves gives rise
to optimization models involving products between continuous
variables, which are harder to deal with.
Although Volt/VAR rules have been shown to be stable
under appropriate conditions, their equilibria may not be
optimal in terms of voltage regulation performance [14], [15],
[16]. This brings about the need for systematically designing
arXiv:2210.12805v2 [eess.SY] 23 May 2023