Corrections to Hawking Radiation from Asteroid Mass Primordial Black Holes I. Formalism of Dissipative Interactions in Quantum Electrodynamics Makana Silva1 2Gabriel Vasquez1 2yEmily Koivu1 2zArijit Das1 2xand Christopher M. Hirata1 2 3

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Corrections to Hawking Radiation from Asteroid Mass Primordial Black Holes:
I. Formalism of Dissipative Interactions in Quantum Electrodynamics
Makana Silva,1, 2, Gabriel Vasquez,1, 2, Emily Koivu,1, 2, Arijit Das,1, 2, §and Christopher M. Hirata1, 2, 3,
1Center for Cosmology and Astroparticle Physics, The Ohio State University,
191 West Woodruff Avenue, Columbus OH, 43210, USA
2Department of Physics, The Ohio State University,
191 West Woodruff Avenue, Columbus OH, 43210, USA
3Department of Astronomy, The Ohio State University,
140 West 18th Avenue, Columbus OH, 43210, USA
(Dated: October 4, 2022)
Primordial black holes (PBHs) within the mass range 1017 1022 g are a favorable candidate for
describing the all of the dark matter content. Towards the lower end of this mass range, the Hawking
temperature, TH, of these PBHs is TH&100 keV, allowing for the creation of electron – positron
pairs; thus making their Hawking radiation a useful constraint for most current and future MeV
surveys. This motivates the need for realistic and rigorous accounts of the distribution and dynamics
of emitted particles from Hawking radiation in order to properly model detected signals from high
energy observations. This is the first in a series of papers to account for the O(α) correction to the
Hawking radiation spectrum. We begin by the usual canonical quantization of the photon and spinor
(electron/positron) fields on the Schwarzschild geometry. Then we compute the correction to the
rate of emission by standard time dependent perturbation theory from the interaction Hamiltonian.
We conclude with the analytic expression for the dissipative correction, i.e. corrections due to the
creation and annihilation of electron/positrons in the plasma.
I. INTRODUCTION
Primoridal black holes (PBHs) are possible relics that could provide insights into the physics of the earliest moments
of the Universe [1–5]. There are several proposed formation mechanisms for PBHs, such as collapse of non-Gaussian
fluctuations in the Early Universe, tunneling through some scalar potential, etc. [2, 6–10]. Primordial black holes are
an interesting candidate for dark matter (DM) since, although some new physics at a high energy scale is required
to form them, the PBH scenario does not require any new long-lived particles to be added to the Standard Model
[11]. A wide range of observational constraints have removed different mass ranges as candidates for dark matter (see
recent summaries [12, 13]), leaving a mass range of about 1017–1022 g as a possible candidate to describe all of the
dark matter content.
There are several probes for detecting PBHs based on their associated physical properties. From a gravitational
perspective, PBHs could be detected through their lensing effects on various bright back ground sources, e.g. mi-
crolensing, gravitational wave detection, etc. [12, 14–20]. Another method involves quantum processes near the black
hole horizon that were predicted by Hawking [21] known as Hawking radiation. This is the predicted effect that black
holes would radiate away (“evaporation”) by the emission of radiation and other particles. The foundation of this
argument lies in how we define the vacuum state; prior to the formation of the black hole (flat spacetime) we define
a vacuum state with zero occupation of particles, but after a black hole forms, the vacuum near the horizon becomes
a thermal state (due to the existence of an accelerating frame of reference near the horizon, i.e. Unruh effect) from
which particles can arise and escape to infinity [21–24]. The Hawking radiation of a black hole is dependent on its
mass: TH= 1/(8πM), where THis the Hawking temperature of the radiation in units where G=kB=c=~= 1,
showing that lower mass black holes radiate at higher temperatures than more massive ones. This process places
constraints on the lower mass range of PBHs due to lifetime of PBHs with MP BH .5×1014 g being comparable to
the age of the Universe, i.e. evaporated away [4, 25]. For PBHs of MP BH .1017 g, their Hawking radiation would
be in the γ-ray regime, making it a novel and effective probe for direct detection [26, 27].
This particular mass range (“asteroid mass”) and lower would have a Hawking temperature TH&100 keV (TH
(1016 g/MP BH ) MeV), well within the γ-ray regime of the electromagnetic spectrum, making their Hawking radiation
a point of interest for observations by MeV observatories such as AMEGO or SMILE [28–31]. For the higher regime of
silva.179@osu.edu
vasquez.119@osu.edu
koivu.1@osu.edu
§das.241@osu.edu
hirata.10@osu.edu
arXiv:2210.01914v1 [gr-qc] 4 Oct 2022
2
TH(i.e. lower end of the asteroid mass regime), PBHs are able to emit electron – positron (e+e) pairs, making them
the dominate contributor to the detectable Hawking radiation and allowing for constraints on PBH mass distributions.
Since the emission of e+ewould lead to the increase of flux of 511 keV lines in any MeV survey and PBHs occupy
spherical halos around galaxies, the 511 keV emission line near and away from the the Galactic center would be an
ideal method of constraint [32]. DeRocco and Graham [33] was able to place constraints on PBH abundance as a
DM candidate by using 511 keV lines from MeV surveys of the Galactic Bulge from INTEGRAL [34], though the
underlying assumption was the rate of production of e+ewas not enough to form a plasma around a PBH (similar
to [35]), thus allowing for the escape of positrons to be annihilated at some further distance. This extended travel of
the positron requires knowledge of its propagation through the ISM in order to carefully account for excess 511 keV
lines in various regions of the Galactic Bulge. Recently, Coogan et al. [26] showed that upcoming MeV telescopes
could directly detect asteroid mass PBHs within dark matter halos. The dependence of the particles created by PBHs
at TH&100 keV motivates the need to have careful and rigorous models of the distributions of particles in order to
use intermediate-energy leptons [36] and the 511 keV positron annihilation line [33, 37, 38] to constrain PBH models
of DM.
Although Hawking radiation is often described as a blackbody, the emission spectrum is modified by a “graybody”
factor related to the energy-dependent cross section for the black hole to absorb a particle. The standard calculation
treats this by the partial wave expansion for non-interacting particles [39, 40]. Since then, there have been many
investigations into the case of interactions and secondary particles in various approximations. Page [41] showed that
when charged particles are emitted, the black hole develops an opposite charge, leading to an electric potential that
alters the emission of further charged particles, and an O(α) change to the charged particle emission rate, where
α1/137 is the fine structure constant. At TH&20 MeV, strongly interacting particles can be produced, and there
have been investigations of hadronization [42, 43]. Also most of the particles produced at these higher energies are
unstable, leading to secondary particles from their decay; in some regimes, these processes can even dominate the
neutrino spectrum [44]. Several papers have discussed the possibility that at very high TH, the density of emitted
particles might result in a high optical depth and form a “photosphere” or a region of relativistic fluid flow followed
by decoupling [45–49], although subsequent work incorporating the special relativistic kinematics of the outgoing
particles showed a much smaller optical depth and no photosphere [35]. Page et al. [50] considered the O(α) inner
bremsstrahlung emission accompanying the emission of charged particles and showed that this process could be a
significant contribution to the low-energy spectrum. Coogan et al. [26] specifically show that the secondary spectrum
(lower energy photons) of Hawking radiation from PBHs in the MeV range would be the most significant contributor to
the detection of this spectrum of radiation, showing that the discovery reach for upcoming MeV surveys will increase by
an order of magnitude by including the secondary spectrum. This shows that understanding the secondary spectrum
is vital for any sort of MeV survey that hopes to make direct detection of Hawking radiation from PBHs. This has also
motivated study of other quantum electrodynamics (QED) contributions to the emitted spectrum such as annihilation
of e+epairs [51].
This is the first in a series of papers whose ultimate goal is to compute the O(α) correction to the Hawking radiation
from a Schwarzschild black hole. The current analysis of the photon spectrum from PBHs was investigated to O(α)
in Coogan et al. [26] showing at lower photon energies, the secondary spectrum becomes the dominant contributor to
the total spectrum (see Fig. 2 in Coogan et al. [26]). However, this photon emission calculation was performed using
flat spacetime inner bremsstrahlung formulae [52], leading to the purpose and motivation of this series of papers: to
compute the O(α) correction to the Hawking radiation but on a curved spacetime, i.e., the Schwarzschild metric. Given
the historical challenges and controversies in understanding interacting particles resulting from Hawking radiation,
we believe that a full quantum treatment on the curved background is a necessary step in order to put the calculation
of inner bremsstrahlung and related O(α) effects on a rigorous foundation.
This paper is organized as follows. In Sec. II we lay out our conventions for the spacetime metric and spinor
algebra used in the quantization of the electromagnetic and spinor fields (electron and positrons). In Sec. III and
Sec. IV, we work through the canonical quantization of the electromagnetic and spinor fields. In Sec. V, we compute
the interaction Hamiltonian between spinors and photons in terms of annihilation and creation operators and mode
overlap integrals. In Sec. VI, we re-express our results in the interaction picture as appropriate for a time dependent
perturbation theory treatment, and arrive at our expressions for the dissipative O(α) contribution to the photon
emission of the Hawking radiation. Finally, we conclude and discuss follow up works in Sec. VII.
II. CONVENTIONS
We use the + + +signature for the metric. We use Greek indices αβ to indicate any spacetime index; and Latin
indices ijk to select only spatial indices; and Latin indices ABC to denote Dirac spinor indices.
3
We use the tortoise coordinate r?to write the Schwarzschild metric:
ds2=12M
rdr2
?+r22+r2sin2θ dφ212M
rdt2,(1)
where rand r?are related by
r?=r+ 2Mln r2M
2Mand dr
dr?
= 1 2M
r.(2)
We have r?rat large radius, but at the horizon r2Mwhereas r?→ −∞. In general rappears in most of our
expressions, but r?is a better choice of independent variable for numerical calculations near the horizon since one
can avoid cancellations in the expression 1 2M/r.
We use the overdot symbol ˙ to indicate partial derivatives with respect to t, and the prime 0to indicate partial
derivatives with respect to r?.
The electron mass is µand the black hole mass is M. The speed of light, Newton’s gravitational constant, the
reduced Planck’s constant (“~”), and the permittivity of the vacuum (“0”) are set equal to unity.
The Dirac matrices written in an orthonormal basis are denoted by ˜
γµ, and satisfy the usual anti-commutation
relation {˜
γµ,˜
γν}= 2ηµν I4×4. We use the representation of the Dirac matrices, in 2 ×2 form,
˜
γi=0σi
σi0and ˜
γ4=iI2×20
0iI2×2,(3)
where σiare the Pauli matrices and I2×2is the 2 ×2 identity. This follows the convention of Brill & Wheeler [53];
note that due to the signature, ˜
γ4is anti-Hermitian whereas ˜
γiis Hermitian. We define the usual adjoint spinor
appearing in the Dirac Lagrangian ¯
ψ=ψβ, where
β=i˜
γ4=I2×20
0I2×2.(4)
In this convention, the action of quantum electrodynamics is
SQED =Z¯
ψ(γµDµµ)ψ1
4Fµν Fµν g d4x, (5)
where γµ=aµα˜
γαis the Dirac γ-matrix in covariant notation; aµαis the 4 ×4 matrix of vierbein components; and
the covariant derivative acting on the electron spinor is
Dµ=µΓµieAµ.(6)
This expression contains two corrections to the partial derivative: the 4 ×4Γµmatrix, which encodes the rotation
of the vierbein when we move in direction µ(Eq. 8 of Ref. [53]); and the U(1) gauge transformation term ieAµfor
electron charge e. The electromagnetic term includes the field strength tensor, Fµν =µAννAµ.
We denote quantum numbers of modes as follows:
1. For photon modes, the energy is denoted ωand the angular quantum numbers are denoted by `and m. Parity is
denoted by (p)∈ {(e),(o)}(“even” or “odd” sector; also described as “electric” or “magnetic” when discussing
atomic or nuclear transitions, or “polar” or “axial” sectors [54]).
2. For electron modes, the energy is denoted by hand the total (orbital+spin) angular momentum and parity are
denoted by j,m, and p=±1. We may for shorthand use the combination k=s(j+1
2) instead of writing both
jand p, where the sign of kis s= (1)j1/2p.
3. For both types of modes, we use Xto denote a mode associated with the “in from ” (“in”) channel, or “up
from the horizon” (“up”) channel, as depicted in Fig. 1. We may also use the alternative basis of the “out” or
“down” modes.
4. Since we will be doing non-linear interactions, we will often work with multiple electron or photon modes. Mode
indices may be primed or subscripted to distinguish them.
We define the triangle inequality condition:
∆(j1, j2, j3) = 1j1+j2j3and j3+j1j2and j2+j3j1
0 otherwise ,(7)
and define (1)p= +1 for (p)=(e) and (1)p=1 for (p)=(o).
4
FIG. 1. Representation of the different scattering states from the effective potential (curve labeled V(r)) coming from the
black hole (BH) horizon (“up”) and coming in from (“in”) as well as the equivalent scattering basis for radiation falling
towards the BH near the horizon (“down”) and radiation leaving the black hole to (“out”).
III. THE ELECTROMAGNETIC FIELD
We first review the electromagnetic field in the Schwarzschild spacetime. This is described by an Schr¨odinger-like
equation with a Regge-Wheeler potential [55, 56], which is implemented in commonly used tools such as BlackHawk to
compute Hawking radiation for spin 1 massless particles (see Eq. 3.33 of [57]). We work through the derivation here,
both for completeness and to make explicit our gauge choice and the expression for potentials in terms of annihilation
and creation operators.
Because we want to write an interaction Hamiltonian, we will follow the canonical quantization method, and we also
work in terms of the vector potential Aµrather than the field components Fµν (or the closely related Newman-Penrose
variables Φ0and Φ2[58–61]). This approach has been used for some problems in black hole spacetimes, although with
a different gauge choice than we will take here – e.g., the modified Feynman gauge [62], the gauge choices based on
null vectors [63, 64] (which extend naturally to the Kerr case), or the zero scalar potential gauge At= 0 [65] (although
this leads to the same mode functions for the vector potential because it is the same as the Coulomb gauge in the
case where there are no charges). It is also used for the Proca equation [66, 67] (but in that case the Lorenz condition
Aµ;µ= 0 holds and we cannot impose a different gauge choice).
A. Angular decomposition
The electromagnetic field action is SEM =R1
4Fµν Fµν g d4x, where the field tensor is Fµν =µAννAµ.
Written in terms of components, the Lagrangian LEM =dSEM/dt is
LEM =Z
−∞ Z2π
0Zπ
0n1
20+˙
Ar?)2+12M/r
2r2h(θΦ + ˙
Aθ)2+1
sin2θ(φΦ + ˙
Aφ)2i
12M/r
2r2h(θAr?A0
θ)2+1
sin2θ(φAr?A0
φ)2i(1 2M/r)2
2r4sin2θ(θAφφAθ)2osin θ dθ dφ r2dr?
12M/r ,
(8)
5
where Φ ≡ −At. It is convenient to break down the vector potential in a multipole expansion: we write
Φ(t, r?, θ, φ) =
X
`=0
`
X
m=`
Φ`,m(t, r?)Y`,m(θ, φ),
Ar?(t, r?, θ, φ) =
X
`=0
`
X
m=`
A(r),`,m(t, r?)Y`,m(θ, φ),
Aθ(t, r?, θ, φ) =
X
`=1
`
X
m=`A(e),`,m(t, r?)θY`,m(θ, φ)A(o),`,m(t, r?)1
sin θφY`,m(θ, φ),and
Aφ(t, r?, θ, φ) =
X
`=1
`
X
m=`A(e),`,m(t, r?)φY`,m(θ, φ) + A(o),`,m(t, r?) sin θ ∂θY`,m(θ, φ).(9)
Here Φ`,m and A(r),`,m are the usual multipole moments of the scalar potential and radial part of the vector potential.
The components in the angular (θand φ) directions form a vector on the 2-sphere of constant (t, r?) and have to
be described with two sets of multipole moments: an A(e),`,m component with the same parity as Y`,m (since the
coefficient multiplies Y`,m); and an A(o),`,m component with the opposite parity (since the coefficient multiplies
ˆ
er?× ∇Y`,m). An equivalent description of the angular components is
Aθ(t, r?, θ, φ)±i
sin θAφ(t, r?, θ, φ) =
X
`=1
`
X
m=`p`(`+ 1) A(e),`,m(t, r?)±iA(o),`,m(t, r?)±1Y`,m(θ, φ).(10)
The Lagrangian of Eq. (8) can be re-written in terms of these components; with some simplification, we find
LEM =X
`,m Z
−∞nr2
12M/r h1
2|Φ0
`,m|2+ Re{Φ0}
`,m ˙
A(r),`,m +1
2|˙
A(r),`,m|2i+`(`+ 1)h1
2|Φ`,m|2+ Re Φ
`,m ˙
A(e),`,m
+1
2|˙
A(e),`,m|2+1
2|˙
A(o),`,m|21
2|A(r),`,m A0
(e),`,m|21
2|A0
(o),`,m|2i[`(`+ 1)]212M/r
r2
1
2|A(o),`,m|2odr?.
(11)
B. Gauge fixing
To continue the quantization program, we impose a gauge condition. A particularly convenient choice is a gen-
eralization of the Coulomb gauge, which eliminates the cross-terms between the scalar and vector potentials. In
Minkowski spacetime the Coulomb gauge has the disadvantage of breaking Lorentz invariance, but on a Schwarzschild
background this is not a concern. In our case, we choose
K`m ≡ −r2
12M/r A(r),`,m0
+`(`+ 1)A(e),`,m = 0,(12)
which turns the combination of the Re{Φ0}
`,m ˙
A(r),`,m and Re Φ
`,m ˙
A(e),`,m terms in Eq. (11) into a total derivative.
The gauge choice of Eq. (12) can always be achieved by the gauge transformation AµAµ+µχ, where χ=
˜
H1
`K`mY`,m(θ, φ) and we define the radial operator
˜
H`f=r2
12M/r f00
+`(`+ 1)f, (13)
which is positive definite and Hermitian with respect to the standard inner product (f1|f2)r?=R
−∞ f
1f2dr?.
C. Sectors of the theory and the radial wave equations
The Lagrangian of Eq. (11) can then be broken down into three parts:
LEM =LEM,Φ+LEM,(e)+LEM,(o),(14)
摘要:

CorrectionstoHawkingRadiationfromAsteroidMassPrimordialBlackHoles:I.FormalismofDissipativeInteractionsinQuantumElectrodynamicsMakanaSilva,1,2,GabrielVasquez,1,2,yEmilyKoivu,1,2,zArijitDas,1,2,xandChristopherM.Hirata1,2,3,{1CenterforCosmologyandAstroparticlePhysics,TheOhioStateUniversity,191WestWood...

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Corrections to Hawking Radiation from Asteroid Mass Primordial Black Holes I. Formalism of Dissipative Interactions in Quantum Electrodynamics Makana Silva1 2Gabriel Vasquez1 2yEmily Koivu1 2zArijit Das1 2xand Christopher M. Hirata1 2 3.pdf

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