Stochastic transitions: Paths over higher energy barriers can dominate in the early stages
S. P. Fitzgerald,1, ∗A. Bailey Hass,1G. D´
ıaz Leines,2and A. J. Archer3, †
1Department of Applied Mathematics, University of Leeds, Leeds LS2 9JT, United Kingdom
2Yusuf Hamied Department of Chemistry, University of Cambridge,
Lensfield Road, Cambridge CB2 1EW, United Kingdom
3Department of Mathematical Sciences and Interdisciplinary Centre for Mathematical Modelling,
Loughborough University, Loughborough, Leicestershire LE11 3TU, United Kingdom
The time evolution of many physical, chemical, and biological systems can be modelled by stochastic transitions
between the minima of the potential energy surface describing the system of interest. We show that in cases
where there are two (or more) possible pathways that the system can take, the time available for the transition
to occur is crucially important. The well-known results of reaction rate theory for determining the rates of the
transitions apply in the long-time limit. However, at short times, the system can instead choose to pass over
higher energy barriers with much higher probability, as long as the distance to travel in phase space is shorter.
We construct two simple models to illustrate this general phenomenon. We also present an extension of the
gMAM algorithm of Vanden-Eijnden and Heymann [J. Chem. Phys. 128, 061103 (2008)] to determine the most
likely path at both short and long times.
The transition dynamics of complex systems having many de-
grees of freedom can often be reduced to one or two reaction
coordinates. These are the system degrees of freedom that
evolve the slowest in time [1]. All the other (maybe very
many) degrees of freedom are slaved to these slowest pro-
cesses [2]. The slow evolution of these systems is usually
characterized by rare transitions between metastable states
separated by significant energy barriers. The identification of
the reaction coordinates in high-dimensional (complex) sys-
tems remains extremely challenging [3]. For example, for
large molecules, the centre of mass is often a ‘slow’ degree
of freedom, whilst the fluctuations of the individual atoms
within the molecule are the slaved ‘fast’ degrees of freedom.
This is the case e.g. in biomolecular conformation changes
such as protein folding [4, 5], nucleation-driven phase trans-
formations [6], chemical reactions in general and surfactant
molecules in a liquid transitioning from being freely dispersed
in the liquid or joined together in a micelle or adsorbing to in-
terfaces [7–9]. An example of recent work to identify the rel-
evant reaction coordinates is Ref. [10], which uses machine-
learning. Of course, for high-dimensional systems, the energy
landscape is often complex, with multiple critical points, bar-
riers of various sizes and multiple transition paths connect-
ing the stable states. For such systems, algorithms based on
simplifying assumptions such as no barrier recrossings, single
transition states, a smooth landscape, ‘long enough’ (infinite)
times often fail to provide an straightforward and accurate es-
timation of the rate [6] or to even identify the most likely path
[11, 12] under perturbations of the energy landscape.
We consider here a class of such stochastic dynamical sys-
tems where there is a simple choice of two transition pathways
away from the initial state: one is over a smaller energy bar-
rier (the activation energy barrier for chemical reactions), but
the system has to evolve a greater distance in phase space (i.e.
has a longer reaction pathway), while the other path is over a
much higher energy barrier, but has a much shorter distance
to travel in phase space. Examples of such systems include
where a surfactant molecule in liquid has a choice between ad-
sorbing to an interface or forming micelles, or where a chem-
ical reaction can proceed via a catalyzed or non-catalyzed
route. Standard reaction-rate theory (RRT) which includes
transition state theory and other related approaches [2] pre-
dicts that the path over the lowest barrier is the most likely
and therefore dominates the dynamics, at least for simple en-
ergy landscapes. However, even for these simple cases we
find the standard RRT picture does not hold and the behaviour
crucially depends on the timescale over which the system is
sampled. In particular, for shorter times (but still much longer
than the timescale of the fluctuating ‘fast’ degrees of freedom)
the flux over the higher barrier can completely dominate the
dynamics of the system and even at intermediate times, the
transition probabilities are very different from the predictions
of RRT approaches which do not consider the time taken; i.e.
RRT only applies in the long-time limit. The key finding of
our work is that the length of time over which barrier crossing
problems are allowed to proceed is critically important. In any
system where the reaction is stopped after a certain time, the
reaction pathway predicted by RRT may not be the one actu-
ally taken. For example, this may be the case in flow reactors
such as catalytic converters. However, in any system that can
explore the long-time limit, the predictions of RRT are fully
recovered. Conversely, if the potential landscape and reaction
coordinates are unknown, and are inferred via densities and
rates measured from experiments or simulations necessarily
performed on a finite timescale, then the dominant long-time
dynamics of the system may be missed entirely.
Additionally, we develop a method for calculating the most
likely path (MLP) through the potential energy landscape,
useful for analysing systems with two or more dimensions.
Various techniques to compute the minimum energy (and
hence most probable) path between two minima exist, in-
cluding the string method and the geometric minimum ac-
tion method (gMAM [13, 14]; see also [15, 16]). Such paths,
sometimes known as the instanton, are everywhere parallel to
the potential gradient, and correspond to the infinite-time tran-
sition. In this work, we extend the gMAM approach to finite-
arXiv:2210.11280v1 [cond-mat.stat-mech] 20 Oct 2022