Relativistic effects on the Schr odinger-Newton equation David Brizuela1and Albert Duran-Cabac es2 Department of Physics and EHU Quantum Center University of the Basque Country UPVEHU
2025-04-26
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Relativistic effects on the Schr¨odinger-Newton equation
David Brizuela 1and Albert Duran-Cabac´es 2
Department of Physics and EHU Quantum Center, University of the Basque Country UPV/EHU,
Barrio Sarriena s/n, 48940 Leioa, Spain
Abstract
The Schr¨odinger-Newton model describes self-gravitating quantum particles, and it is often
cited to explain the gravitational collapse of the wave function and the localization of macroscopic
objects. However, this model is completely nonrelativistic. Thus, in order to study whether
the relativistic effects may spoil the properties of this system, we derive a modification of the
Schr¨odinger-Newton equation by considering certain relativistic corrections up to the first post-
Newtonian order. The construction of the model begins by considering the Hamiltonian of a
relativistic particle propagating on a curved background. For simplicity, the background metric is
assumed to be spherically symmetric and it is then expanded up to the first post-Newtonian order.
After performing the canonical quantization of the system, and following the usual interpretation,
the square of the module of the wave function defines a mass distribution, which in turn is the
source of the Poisson equation for the gravitational potential. As in the nonrelativistic case,
this construction couples the Poisson and the Schr¨odinger equations and leads to a complicated
nonlinear system. Hence, the dynamics of an initial Gaussian wave packet is then numerically
analyzed. We observe that the natural dispersion of the wave function is slower than in the
nonrelativistic case. Furthermore, for those cases that reach a final localized stationary state, the
peak of the wave function happens to be located at a smaller radius. Therefore, the relativistic
corrections effectively contribute to increase the self-gravitation of the particle and strengthen the
validity of this model as an explanation for the gravitational localization of the wave function.
1 Introduction
The Schr¨odinger-Newton (SN) equation [1] describes nonrelativistic quantum objects under self-gravitation.
In this model, the Schr¨odinger equation is coupled to a Newtonian gravitational potential term, which, in
turn, is sourced by the mass density given by the square of the module of the wave function. Therefore,
contrary to the usual Schr¨odinger equation, this system is nonlinear. The SN equation was first proposed
to study self-gravitating bosonic stars [2]. However, interesting applications of this equation to describe
the gravitational collapse of the wave function and the decoherence of macroscopic objects have also been
proposed later [3,4].
Despite its nonlinearity, the SN system has been shown to have an infinite family of defined stationary
states with negative energies [5]. These eigenstates have been explicitly found both numerically [5–8] and with
approximate analytical methods [9]. The studies of the dynamical evolution of a general wave packet given by
the SN equation have been mostly based on numerical methods due to the complexity of the nonlinear system
(see, e.g., Refs. [8,10–15]). In general, in this dynamical scenario, two regimes can be distinguished depending
on the features of the initial state. On the one hand, there is the weak self-gravitational regime, where
the natural quantum spreading of the wave function dominates. In this regime, the wave function evolves
similarly to, but somehow slower than, a free particle. On the other hand, there is the case dominated by
self-gravitation, or, as we will refer to it, the strong self-gravitational regime. In this latter regime, the wave
function tends to decay into its corresponding ground state through the so-called gravitational cooling [10,11].
Furthermore, certain modifications of the SN equation have also been studied in the literature. For
instance, a dark-energy term was coupled to this equation in Refs. [9, 16]. The addition of dark energy
changes the eigenstates of the Hamiltonian, as well as the dynamical evolution of the wave function, but the
main features of the model are kept intact.
1E-mail address: david.brizuela@ehu.eus
2E-mail address: albertdurancabaces@gmail.com
1
arXiv:2210.06195v2 [gr-qc] 3 Jan 2023
All in all, the SN equation is a promising effective model to describe macroscopic quantum objects, which
are expected to be well localized. Nonetheless, due to the Newtonian treatment of the gravitational inter-
action, relativistic effects, which could strengthen or undermine the validity of this model, are completely
missing from this picture. In fact, the Newtonian limit of fully relativistic self-gravitating models, like the
Einstein-Klein-Gordon system, has been analyzed [10], and certain variations of the Klein-Gordon equa-
tion with a Newtonian gravitational potential have been proposed [17]. In addition, there are studies in
which relativistic and gravitational corrections from external fields are considered in the usual Schr¨odinger
equation [18, 19], though discarding the self-gravitational interaction. In Ref. [20], the SN equation was
derived in the context of the gravitoelectromagnetism approximation to general relativity. While this ap-
proximation includes the relativistic corrections produced by the gravitomagnetic vector potential up to first
post-Newtonian (1PN) order (that is, up to order c−2, with cbeing the speed of light), other terms of the
same order are excluded. Therefore, the main goal of the present paper is to construct a model that describes
the SN system with the 1PN relativistic corrections given by nonlinear terms of the Newtonian potential and
kinetic energies, which have not been previously considered, and to determine the physical consequences of
such corrections on the dynamics of the wave packets.
For such a purpose, we will first derive the Hamiltonian of a relativistic particle propagating on a curved
background. After assuming spherical symmetry, and performing a post-Newtonian expansion of the metric in
inverse powers of the speed of light up to the order c−2, the basic variables will be promoted to operators, and
the canonical quantization of the Hamiltonian will be performed. In this way, we will obtain the Schr¨odinger
equation with relativistic corrections, which will depend on a certain Newtonian gravitational potential. This
potential will then be assumed to obey the Poisson equation with a mass density given by the probability
distribution of the particle. This procedure will lead to a closed nonlinear system of equations. We will then
analyze the dynamics of an initial Gaussian state given by these equations of motion, and obtain the physical
effects produced by the relativistic correction terms by comparing this evolution with the one given by the
usual nonrelativistic SN system.
The paper is organized as follows. In Sec. 2, the SN equation with relativistic corrections up to the first
post-Newtonian order is derived. Section 3 presents the analysis of the dynamics of an initial Gaussian wave
packet. In Sec. 4 we summarize and discuss the main physical results of the model. Finally, in Appendix A
we include a description and some technical aspects of the numerical methods used to solve the equations,
while in Appendix B we present the results found with a modified version of the Poisson equation.
2 Relativistic corrections on the Schr¨odinger-Newton equation
This section is divided into three subsections. In Sec. 2.1 the Hamiltonian of a relativistic particle
propagating on a certain curved background is obtained. In Sec. 2.2 a post-Newtonian expansion of the
Hamiltonian is considered up to 1PN order. Finally, in Sec. 2.3, the canonical quantization of the system is
performed in order to obtain the Schr¨odinger-Newton equation with relativistic corrections.
2.1 Hamiltonian of a relativistic particle on curved backgrounds
The action of a particle with mass mpropagating on a spacetime described by the metric tensor gµν is
given by
S=Zds L(xµ,˙xµ),(1)
with the Lagrangian
L(xµ,˙xµ) = −mc(−gµν ˙xµ˙xν)1/2,(2)
where xµ=xµ(s) is the trajectory of the particle, and the dot stands for a derivative with respect to the
parameter s. In this setup, all four coordinates xµ= (x0, x1, x2, x3) are dynamical variables. For convenience,
we will also use the notation x0:= ct for the time coordinate. In order to obtain the Hamiltonian, one first
needs to define the conjugate momenta,
pµ:= ∂L
∂˙xµ=mc
(−gαβ ˙xα˙xβ)1/2gµν ˙xν.(3)
2
It is easy to check that these momenta are not independent, since they obey the constraint
pµpµ+m2c2= 0.(4)
This constraint is first class, and it is related to the reparametrization invariance of the system, that is, the
freedom to choose the parameter s. By performing a Legendre transformation and following the usual Dirac
procedure for constrained systems, which states that one should add the different constraints multiplied by
certain Lagrange multiplier to the Hamiltonian, one then finds the generalized Hamiltonian,
C=α
2(pµpµ+m2c2),(5)
with the Lagrange multiplier α. The equations of motion can be readily obtained by computing the Poisson
brackets between the different variables and the Hamiltonian,
˙xµ={xµ,C} =αgµν pν,(6)
˙pµ={pµ,C} =−α
2pαpβ
∂gαβ
∂xµ.(7)
Note that the Hamiltonian (5) is vanishing on shell and its canonical quantization would lead to the Klein-
Gordon equation. Instead, in order to construct our model, we will fix the gauge before quantization by
imposing the condition x0=cs, or equivalently t=s, on the time coordinate. The conservation of this
condition all along the evolution, ˙x0=c, establishes the value α=c/(g0µpµ) for the Lagrange multiplier.
The gauge-fixing procedure is then completed by solving the constraint (4) to write the conjugate momentum
p0in terms of the other variables. This leads to the Hamiltonian
H:= −cp0=c
p−g00 m2c2+gij −1
g00 g0ig0jpipj1/2
+cg0i
g00 pi,(8)
where we have chosen the positive sign in front of the square root in order to get the correct sign in the
nonrelativistic limit and latin letters stand for spatial indices running from 1 to 3. Now, the dynamical
variables are the three spatial coordinates xi, for which we will also use the notation x:= (x1, x2, x3), and
the equations of motion take the form
˙xi=c(g00H−cg0kpk)−1(g0iH−cgij pj),(9)
˙pi=1
2g00H−cg0kpk−1H2∂g00
∂xi−2cHpj
∂g0j
∂xi+c2pjpl
∂gjl
∂xi.(10)
2.2 Parametrized post-Newtonian formalism
In the nonrelativistic limit, every metric theory of gravity can be written in terms of small deviations from
the Newtonian gravitational equations. The post-Newtonian framework encompasses the mathematical tools
used for this purpose. An especially useful setup is the so-called parametrized post-Newtonian formalism [21],
which encodes these deviations using explicit parameters. These parameters have specific physical meaning,
as they describe different properties of the spacetime, and their numerical values are fixed by the particular
theory of gravity under consideration.
However, there is nothing like a parametrized post-Newtonian formalism for a generic spacetime. In order
to construct such a framework, one needs to assume certain particular physical scenario with corresponding
symmetries and, more importantly, a specific matter content. The usual parametrized post-Newtonian for-
malism is written for a perfect fluid, which is a suitable assumption for most applications, and it is described
in terms of ten real-valued parameters along with the same number of metric potentials that obey Poisson-like
equations. This formalism includes all possible 1PN-order terms in the metric. However, the resolution of
such a system is very complicated due to the large number of equations involved. In addition, since our
goal is to describe the evolution of a mass density given by the norm of the wave function, in order to apply
the complete formalism, one would need to define different kinematic and thermodynamic quantities (like
the velocity, the pressure, the internal energy,...) in terms of the wave function, as well as the equation of
state of such a fluid, and such definitions might not be obvious. Therefore, we leave the construction and
3
analysis of the complete framework for future work. Here, in order to construct the simplest possible model
that encodes the 1PN corrections that only involve the Newtonian potential, we will assume the same metric
as considered by Eddington, Robertson, and Schiff [21], which describes a spherically symmetric vacuum
spacetime. By doing so, we are neglecting all other post-Newtonian potentials. Some of these potentials are
related to the velocity of the fluid, while others are sourced by thermodynamic magnitudes as the pressure or
the internal energy. Therefore, our formalism will be valid near the equilibrium and as long as such termody-
namic quantities do not have a large impact on the dynamics. Finally, let us comment that, instead of using
the parametrized post-Newtonian framework to study the relativistic effects, another alternative would be to
consider the metric obtained from the expansion of the Einstein-Klein-Gordon system presented in Ref. [22],
which leads to the SN system.
In the coordinates centered at the gravitational source, the components of the Eddington-Robertson-Schiff
metric are
g00 =−1+2Φ
c2+ 2βΦ2
c4+O(c−5), g0i=O(c−4), gij =1−2γΦ
c2qij +O(c−3),(11)
where qij is the three-dimensional Euclidean metric, Φ is the Newtonian gravitational potential, and the
truncation order is chosen so that all the components of the line element gµν dxµdxνare accurate up to an
order c−2. In particular, this differs from the gravitoelectromagnetism approximation used in Ref. [20], which
does not include the quadratic term Φ2in the expansion of the g00 component of the metric. Note that this
metric depends on the two parameters βand γ. The parameter βdescribes how nonlinear the superposition
law for gravitational fields is, whereas γis related to the spatial curvature. Both of them have fixed values
for any given theory of gravity and, in the particular case of general relativity, β=γ= 1. However, in order
to track their contribution along the different equations, we will keep them explicitly and only replace them
by their value in general relativity β=γ= 1 for the numerical implementation that will be performed in the
next section.
It is now straightforward to obtain the components of the inverse metric,
g00 =−1−2Φ
c2−(2β−4)Φ2
c4+O(c−5), g0i=O(c−4), gij =1+2γΦ
c2qij +O(c−3),(12)
with qij being the inverse Euclidean metric, that is, qij qjk =δik. Replacing the elements (12) into the
expression (8), and performing an expansion in inverse powers of c, the Hamiltonian up to 1PN order is
found to be
H=mc2+p2
2m+mΦ + m
2c2(2β−1)Φ2+(2γ+ 1)
2mc2Φp2−p4
8m3c2+O(c−3),(13)
with p2:= pipjqij . The first term is the rest energy of the particle and will be absorbed simply by redefining
the origin of the energy. The second and third terms are, respectively, the Newtonian kinetic and potential
energies. The last three terms are thus the relativistic corrections, which are essentially the three possible
quadratic combinations of the Newtonian kinetic and potential energies. That is, the term that depends on
βis quadratic on the potential energy and, as commented above, represents how nonlinear the superposition
of potential energies is, which is exactly linear in the Newtonian regime. The term parametrized by γshows
a coupling between the potential and kinetic energies, while the last term is quadratic in the kinetic energy
and encodes the usual relativistic correction to the kinetic energy. These relativistic terms are not present
in the Hamiltonian obtained in the context of the gravitoelectromagnetism approach (see equation (30) of
Ref. [20]), while in contrast, the geometromagnetic potential vector is absent from our Hamiltonian since it
corresponds to one of the neglected post-Newtonian potentials.
2.3 Canonical quantization
In order to perform the canonical quantization of the system, the classical position xiand momentum pi
variables are promoted to quantum operators xi→ˆxiand pi→ˆpi. These operators do not commute,
[ˆxi,ˆpj] = i~δij,(14)
and they act on states of a given Hilbert space H. For any two vectors ϕ, φ ∈ H, the inner product of this
space will be defined as
4
摘要:
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RelativisticeectsontheSchrodinger-NewtonequationDavidBrizuela1andAlbertDuran-Cabaces2DepartmentofPhysicsandEHUQuantumCenter,UniversityoftheBasqueCountryUPV/EHU,BarrioSarrienas/n,48940Leioa,SpainAbstractTheSchrodinger-Newtonmodeldescribesself-gravitatingquantumparticles,anditisoftencitedtoexplain...
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