Deep-Circuit QAOA Gereon Komann1aLennart Binkowski1bLauritz van Luijk1Timo Ziegler1 2cand Ren e Schwonnek1d 1Institut f ur Theoretische Physik Leibniz Universit at Hannover

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Deep-Circuit QAOA
Gereon Koßmann,1, a) Lennart Binkowski,1, b) Lauritz van Luijk,1Timo Ziegler,1, 2, c) and Ren´e Schwonnek1, d)
1)Institut f¨ur Theoretische Physik, Leibniz Universit¨at Hannover
2)Volkswagen AG, Berliner Ring 2, 38440 Wolfsburg
Despite its popularity, several empirical and theoretical studies suggest that the quantum approximate op-
timization algorithm (QAOA) has persistent issues in providing a substantial practical advantage. So far,
those findings mostly account for a regime of few qubits and shallow circuits. We find clear evidence for a
‘no free lunch’-behavior of QAOA on a general optimization task with no further structure; individual cases
have, however, to be analyzed more carefully.
We propose and justify a performance indicator for the deep-circuit QAOA that can be accessed by solely
evaluating statistical properties of the classical objective function. We further discuss the various favorable
properties a generic QAOA instance has in the asymptotic regime of infinitely many gates, and elaborate on
the immanent drawbacks of finite circuits. We provide several numerical examples of a deep-circuit QAOA
method based on local search strategies and find that – in alignment with our performance indicator – some
special function classes, like QUBO, admit a favorable optimization landscape.
I. INTRODUCTION
Within recent years, variational quantum algorithms
(VQAs)1have become the focus of a significant amount
of research. The intuitive idea of this class of algorithms
is to use classical optimization routines in order to vari-
ationally combine small building blocks of quantum cir-
cuits into bigger ones that may give good solutions to
difficult problems.
Due to its simplicity, the quantum approximate opti-
mization algorithm (QAOA)2is one of the most promi-
nent types of algorithms from the growing family of
VQAs. It was designed to tackle the class of combina-
torial optimization problems (see Section II). This class
includes, e.g., problems like MAXCUT, MAX-k-SAT, or
TSP, and can in general be considered to be of high prac-
tical relevance for real world applications. Algorithms for
non-trivial instances of these can already be implemented
on systems with only a few dozen of qubits; e.g. [3, Fig-
ure 4] use up to 23 qubits. This is why QAOA attracted,
beyond a pure academic interest, also a lot of attention
by several of the first commercial providers of quantum
software.
Despite the high hopes that are connected to these al-
gorithms, a true proof or demonstration of any practical
advantage coming from applying a VQA like the QAOA
to any real world problem is, however, still pending. Re-
specting the limitations of existing technology, we neither
have large fault tolerant quantum computers nor can we
simulate many qubits, a lot of research focus was put on
implementations with few qubits and shallow quantum
circuits4and therefore basically ‘proofs of concept’.
In this regime the hopes especially put into QAOA
seem to face substantial obstacles: Already in [2] it was
a)Electronic mail: kossmann@stud.uni-hannover.de
b)Electronic mail: lennart.binkowski@itp.uni-hannover.de
c)Electronic mail: timo.ziegler@volkswagen.de
d)Electronic mail: rene.schwonnek@itp.uni-hannover.de
numerically shown, that the MAXCUT problem for 3-
regular graphs is not (reliable) solvable with low-depth
circuits; only increased circuit depths yield decent solu-
tion quality5. Low-depth case studies are done in a broad
way through the literature leading to the, at least empir-
ical, conclusion that low-depth QAOA circuits will not
give reliable results for complicated problem instances68.
In this work we extend the investigation of the po-
tential perspectives and limitations of the QAOA to the
regime of deep quantum circuits. Central questions that
guide us on this path are: What are distinctive features of
this regime? Are there effects and methods that become
present for deep circuits that are not possible in a low-
depth regime? And most importantly, on what classes of
problems could QAOA perform well when circuit depth
is not a hard limitation?
By this work we try to provide at least some clear an-
swers to those questions. These answers should, when-
ever possible, admit a certain aspiration of mathematical
rigor and will be backed up by clear intuitions of possi-
ble mechanisms and numerical case study evidence oth-
erwise. For a bigger picture we can, however, only make
a beginning.
A distinctive feature for the deep-circuit regime con-
cerns the types of classical variational methods that could
be employed. In the deep-circuit regime, we are con-
fronted with a rapidly growing range of classical control
parameters. Here the classical variation routines that
are typically employed in low-depth QAOA quickly run
out of their efficiency range. Instead, we will consider
local search routines as the characteristic class of varia-
tion methods of the deep-circuit regime, since they are
naturally suited for optimizations in this situation.
In the first part of Section III, we give a clarified view
on the QAOA optimization landscape on state space that
is, to our surprise, unexpectedly seldom employed. How-
ever, it fits well for analyzing local search routines which
notably do not admit for a fixed circuit length. The basic
QAOA Hamiltonians are treated as generators of a Lie
algebra whereby the optimization landscape is given by
an orbit of its Lie group. The resulting landscape reveals
arXiv:2210.12406v2 [quant-ph] 3 Feb 2023
2
a nice geometry that can be analyzed by basic tools from
differential geometry. In contrast to the QAOA context,
this view is well investigated in the field of optimal con-
trol theory from which we borrow methods and results.
In the second part of Section III, we start our investi-
gations by studying the limit of asymptotic circuits. Here
we find that a generic QAOA instance has many favor-
able properties: for example, a unique local minimum
that gives us the optimal solution of the underlying clas-
sical optimization problem. This vaguely means that a
local search that could exploit arbitrary circuit depths
and employ second order gradient methods will succeed
in solving almost any problem. This result can be seen in
line with findings that were, e.g., reported in [9] showing
that variational quantum algorithms with an exponential
amount of control parameters can avoid local traps.
These regimes are, however, far from any practical use.
In Section IV, we turn our attention to deep, but not
asymptotically deep, circuits. Here many of the nice
asymptotic properties vanish. Saddle points turn into
effective local minima, and we get a landscape with a
continuum of local attractors and potentially exponen-
tially many local traps. However, a characterization of
local traps reveals that statistical distribution proper-
ties of traps, like amount, sizes, and depths, only de-
pend on the classical objective function, and can be used
to predict the performance of the deep-circuit QAOA in
this generically unfavorable setting. Our method gives
strongly problem-dependent quantities that serve as an
evaluation basis for the success of the QAOA, and we col-
lect them in a single performance indicator. Especially
the lack of success in many QAOA instances could be
explained from this perspective. As an example for a ’no
free lunch’-behavior we come up with, in a very simple
way, randomly generated target functions that impose
an optimization landscape with unfavorably distributed
traps. In contrast, we see that certain special problem
classes, like QUBO, have the tendency to admit a favor-
able landscape.
In Section V we look at our results from a practi-
cal perspective by numerically simulating deep-circuit
QAOA (up to 1000 layers of non-decomposed QAOA-
gates) based on a simple downhill simplex method. Re-
sults indicate the QAOA performs well only on some
classes of optimization problems. Most notably, the nu-
merical results are in line with the prior introduced per-
formance indicator. Furthermore, we numerically justify
the basic intuitions regarding traps and their influence on
local search strategies. An exemplary step size analysis
also shows that, unexpectedly, the same problem instance
can lead to very different results when approached with
different auxiliary parameters.
II. PRELIMINARIES
For the readers convenience we will start by a brief
review of the VQA approach, elaborate on the specific
form of the QAOA, and outline our view on optimization
landscapes, which we will use throughout this work.
1. Variational Quantum Algorithms
Consider a generic unconstrained combinatorial mini-
mization problem:
min
zBNf(z),(1)
where BN:={0,1}Ndenotes the set of bit strings of
length N. We follow the standard encoding procedure:
identify each bit string zwith a computational basis state
|ziof the N-qubit space H:=C2Nand translate the ob-
jective function finto an objective Hamiltonian, diagonal
in the computational basis
f7→ H:=X
zBN
f(z)|zihz|.(2)
Despite mainly working with pure states, we will advo-
cate to describe the state of a quantum system within the
formalism of density matrices, i.e. positive matrices ρ0
of unit trace. We denote the state space by S(H). An
immediate consequence of using this natural formalism
is that the expectation value of an observable H
F(ρ):= tr(ρH) (3)
defines a linear functional F:S(H)R. Note that
by the Rayleigh-Ritz principle, the original minimization
task (1) is equivalent to finding a minimum of F. For
our study of derivatives, critical points, and minima of
F, this linearity will turn out as very beneficial.
In order to approximately minimize F, a general VQA
now utilizes parameterized trial states obtained by apply-
ing a parameterized quantum circuit to an initial state.
For the QAOA, the initial state is given by the pure state
|+ih+|, where
|+i=
N
O
n=1
1
2(|0i+|1i) = 1
2NX
zBN|zi.(4)
It is the non-degenerate ground state of the Hamil-
tonian10
B=
N
X
n=1
σ(n)
x.(5)
The unitary evolution generated from Bis commonly
referred to as ‘mixing’.
For the QAOA, we have two basic families of gates
UB(β) = eB and (6a)
UC(γ) = eC ,(6b)
where we used the convention of taking C=Htr(H)1
as a traceless generator for our second unitary which is
3
usually coined the ‘phase separator’. Note that taking
all generators traceless does not change the evolution on
the level of density matrices.
A full QAOA circuit is then combined from these basic
families. The corresponding parameters are typically la-
beled by ~
β= (β1, . . . , βp)[0, π)pand ~γ = (γ1, . . . , γp)
Rpwith pN, where the quantity pspecifies the circuit
depth. A fully parameterized QAOA circuit is therefore
given by
V(~
β, ~γ) =
p
Y
q=1
UB(βq)UC(γq).(7)
2. The Deep-Circuit Regime
In the majority of the existing literature circuits with a
depth p10 or less are taken into account. One practical
reason for this restriction is the still too high gate noise
in existing quantum computers.
In this work we will refer to deep circuits as those that
substantially exceed the scale of p10, potentially by or-
ders of magnitudes. For example, the circuit depths used
in our numerical simulations ranged from 100 to 3 ·104.
From a technological perspective, this regime is not yet
reliably realizable on most existing devices, but clearly
at the edge of what we can expect from the technological
developments in the near and midterm future. The key
achievements we are here hoping for are improved gate
fidelities that could, e.g. be enabled by improved error
mitigation techniques11 or even a full implementation of
(few) error corrected qubits12.
A central ingredient in any VQA are the classical rou-
tines involved in optimizing the circuit parameters. Here
the types of classical optimization algorithms that can
be used for shallow or deep circuits might differ substan-
tially. In shallow circuits all variational parameters can
be actively optimized at the same time. Typical optimiz-
ers in use are for example COBYLA, Gradient Descent,
and Nelder-Mead. Those may however not perform well
for deep circuits. An optimization of a largely growing
amount of parameters might quickly become unpractical,
either by an increase of computational hardness or by the
commonly observed barren plateaus13,14.
For deep circuits, we will therefore focus on optimiza-
tion routines that follow local search strategies, i.e. those
which successively only vary a few parameters at the
same time within a small range of variation. We tend
to mark the necessity of these routines as another distin-
guishing feature of the deep-circuit regime. As a naive
prototype, we use a very simple downhill simplex method
in our numerical studies in Section V, being fully aware
that a huge variety of very elaborated and versatile local
search routines exist. For layer-wise optimization, the
phenomenon of barren plateaus has also been reported
in some particular instances15. These instances, how-
ever, substantially differ from our setting, and we can
attribute the phenomenon of vanishing gradients to ‘lo-
cal traps’ instead.
3. Optimization Landscapes
In the context of the QAOA, the term optimization
landscape commonly refers to the ‘landscape’ of values
that the functional Ftakes on a parameter space which
is a subset of R2p(or on a two dimensional subspace
whenever a graphical illustration is provided). However,
for local search strategies, the final length pof a circuit,
and therefore the parameter space, is typically not fixed.
Hence, the above notion of ‘optimization landscape’ does
not really apply here. This motivates us to think of op-
timization landscapes in a different way:
We simply regard the functional Fas a function that
defines a ‘landscape’ on the state space S(H), or more
precisely on the subset of the states that are potentially
accessible by a sequence of QAOA gates. To our big
surprise, this perspective is rather rare to find within
the existing literature on VQAs. It’s indeed very nice
geometry will therefore be fully clarified within the next
section.
In order to properly distinguish notions we will from
now on refer to landscape in R2pas the parameter land-
scape of Fand to the latter one as the state space land-
scape of F. Using the state space landscape to determine
properties of an QAOA algorithm has at least three im-
mediate advantages:
(i) Circuits with varying length can be properly ex-
pressed and compared within the same picture.
(ii) Local overparameterization is avoided. Different
sets of parameters could refer to almost the same
point in statespace in no obvious way. This can,
for example, lead to a situation in which there are
many different local minima in the parameter land-
scape that however only correspond to one and the
same minimum in the statespace landscape.
(iii) The behavior of different classes of VQAs can be
compared within the same picture.
In this work, especially the points (i) and (ii) will be
essential for analyzing the performance perspectives of
deep QAOA circuits by characterizing the distribution
properties of local minima and critical points.
III. ASYMPTOTIC CIRCUITS
As starting point of our investigation we will discuss
the perspectives of the QAOA in an asymptotic regime.
This is, we consider infinite sequences of gates with po-
tentially infinitesimally small parameters. By includ-
ing infinitesimal elements, the analysis of the asymptotic
QAOA becomes drastically more structured since we now
4
can make direct use of tools from differential geometry,
i.e. Lie groups and their algebras.
In the first part of this section we will clarify this ge-
ometry. Here the key points are:
Accessible states form a differentiable manifold Ω
The target functional corresponds to a differen-
tiable scalar field on Ω
The two families of QAOA gates correspond to two
vector fields on Ω
We will then turn our attention to the classification of
minima and critical points of F. Here our key findings
for generic instances are:
We have a one-to-one correspondence between the
possible solution space BNof the classical optimiza-
tion problems and critical points of F.
Within these critical points there is only one local
minimum. This minimum is the solution of the
underlying optimization problem.
Thematically, our investigations and results belong to
the field of dynamical Lie algebras (see [16] for a compre-
hensive review). However, we see our analysis as more
tangible than the general case discussed there.
1. The Geometry of Accessible States
The first question that arises when considering asymp-
totic gate sequences is: Which states can be reached by
the QAOA when starting from an initial state ψ0? This
set, from now on denoted by Ω, will be the ground for the
geometrical picture we want to outline in this section.
Let Hbe the target Hamiltonian that encodes an
optimization problem and let UB(β) and UC(γ) with
C=Htr(H)1be our basic families of QAOA unitaries
as described in the previous section. The set Ω will be
obtained from considering the set G(B, C) of all circuits
that could be asymptotically generated by the QAOA. In
the following, we will drop the explicit dependence on B
and Cand write G=G(B, C) whenever it is clear from
the context.
Circuits
As described in the previous section, circuits of a fixed
depth pare parameterized by finite sequences of angles
~γ and ~
β. For any p, these can be captured by the set
Gp=(p
Y
i=1
UC(γi)UB(βi)SU(2N)
(~γ, ~
β)R2p).
(8)
There are now some technicalities to respect when con-
sidering circuits of infinite depth. A naive limit p→ ∞ of
infinite angles sequences in (8) will lead to infinite prod-
ucts of unitaries, which is not necessarily a well-defined
object.
However, on the level of sets we observe that the Gp
form a monotone sequence, i.e. we have GpGp+1. Here
a well-defined set-theoretic limit exists. From this limit
we obtain Gby taking the topological closure in L(H),
i.e. by
G=lim
p→∞ GpSU(2N).(9)
Intuitively, Gcontains all circuits of finite depth such as
all unitary transformations that can be approximated by
them up to arbitrary precision. Here proximity is mea-
sured in the operator norm, meaning that two unitaries
will be close to each other whenever their images are close
to each other for any input state.
States
Applying these circuits to a fixed initial state Ψ0, i.e.
taking the G-orbit around Ψ0, will then give us the set
Ω of accessible states
Ω := {UΨ0U:UG} ⊆ S(H).(10)
Corresponding to our intuition on G, those are all states
that can be generated from Ψ0by a finite circuit such
as all states that are approximately close to them. The
central observation for the following analyses is that the
set Gnaturally carries the structure of a Lie group, which
will also carry over to a corresponding structure on Ω.
On one hand, a Lie group has the structure of a group,
which in this case simply reflects that QAOA circuits
have some of the basic properties a complete set of quan-
tum circuits should have. The group action, here given
by multiplying the corresponding unitaries, reflects that
concatenating two possible circuits gives again a valid
circuit. The existence of a neutral element, the identity
operator, is obtained by setting all angles ~γ and ~
βto
zero. This corresponds to an empty circuit, i.e. doing
nothing. The existence of an inverse17, here provided by
taking the adjoint of a unitary, reflects the often adver-
tised property that quantum circuits are reversible and
that the set of QAOA circuits is complete with respect
to this property.
On the other hand, the Lie group Ghas the structure of
a manifold. This structure will be crucial for rigorously
talking about optimization landscapes in what follows.
Even though the manifold structure of a Lie group is
given in a quite abstract manner in the first place18, it
will carry over to a concrete structure on Ω, giving us
the playground for defining optimization landscapes and
analyzing the behavior of optimization routines.
For ωΩ and UG, the map
πω(U) := UωU(11)
摘要:

Deep-CircuitQAOAGereonKomann,1,a)LennartBinkowski,1,b)LauritzvanLuijk,1TimoZiegler,1,2,c)andReneSchwonnek1,d)1)InstitutfurTheoretischePhysik,LeibnizUniversitatHannover2)VolkswagenAG,BerlinerRing2,38440WolfsburgDespiteitspopularity,severalempiricalandtheoreticalstudiessuggestthatthequantumapproxi...

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