Extended Analysis of the Effects of the Sumatras Topography on Downstream Low-level Vortex Development over the Indian Ocean Pa.pcu.pcl.pc E. Ci.pce.pcs.pci.pce.pcl.pcs.pck.pci.pc a.pcn.pcd.pc Ri.pcc.pch.pca.pcr.pcd.pc H. Jo.pch.pcn.pcs.pco.pcn.pc

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Extended Analysis of the Effects of the Sumatra’s Topography on Downstream Low-level
Vortex Development over the Indian Ocean
Paul E. Ciesielski and Richard H. Johnson
Department of Atmospheric Science, 1371 Campus Delivery, Colorado State University, Fort Collins, CO 80523
ABSTRACT: Fine et al. (2016, hereafter F16) investigated the potential role of Sumatra Island, as well as the Malay Peninsula and
Java, in creating terrain-induced circulations over the Indian Ocean (IO) that subsequently develop into tropical cyclones (TCs). Applying
sophisticated vortex tracking software to 2.5 yrs of model analyses, F16 found four regions downstream of topographic features in the
Maritime Continent to be prolific generators of low-level cyclonic vortices (123/yr). Vortices shed from these “hotspot” regions contributed
to 25% of all TCs occurring in the IO basin during that period. This present study extends the limited analyses of F16 by applying a similar
approach to 10 yrs (2008-2017) of ERA5 analyses. While the 2.5-yr period which F16 studied was slightly (8%) more active in terms
of vortex production than the 10-yr period, in general F16’s findings are representative of the longer-term record with 70% (80%) of
all vortices (shed vortices) occurring with easterly low-level (925 hPa) flow over the “hotspot” regions. Additional analysis of the 10-yr
record found that vortex counts are highest near MJO phase 1 when low-level easterlies are strongest over the maritime continent region.
A secondary peak in vortex (and shed vortex) counts occurs during MJO phase 4 when low-level westerlies were present near the equator
west of Sumatra. This suggests that low-level westerly surges on the equator impinging on Sumatra associated with the MJO contribute
to an increase in wake vortex development. While the frequency of vortex genesis over the four “hotspot” regions is strongly tied to the
annual cycle of winds, periods with anomalous zonal flow are shown to impact vortex counts. This is most apparent in the region off the
southern tip of Sumatra (SS) where vortex counts were 4 times higher during periods of anomalous easterlies compared to periods with
anomalous westerlies. While positive (negative) El-Nino-Southern Oscillation (ENSO) and Indian-Ocean Dipole (IOD) conditions drive
anomalous easterlies (westerlies), the relationship between vortex count and these large-scale indices is weak (r < 0.1) in most regions.
Only in region SS did the large-scale conditions associated with these indices appear to impact vortex formation frequency in the sense that
positive ENSO and IOD conditions drive anomalous easterlies which result in higher vortex formation rates.
1. Introduction
Under certain atmospheric conditions, stratified flow can
be blocked by topographic features resulting in downstream
formation of wake vortices (Smolarkiewicz and Rotunno
1989; Rotunno and Smolarkiewicz 1991). Kuettner (1967,
1989) was the first to propose that Sumatra may serve
as a generator of wake vortices that subsequently develop
into tropical cyclones (TCs). Easterly flow blocked by
Sumatras narrow mountain range, which exceeds 3000m
in places and straddles the equator from 6N to 6S, can
result in the formation of wake cyclonic vortices over the
India Ocean (IO). Due to the paucity of observations over
the IO, Kuettners observations of these wake vortices have
received little attention until recently.
As a result of limitations in our basic understanding of,
and ability to predict the intraseasonal oscillation, partic-
ularly its initiation, a field campaign known as the Dy-
namics of the Madden-Julian Oscillation (DYNAMO) was
conducted in the Indian Ocean (IO) region during the pe-
riod October 2011–March 2012 (Yoneyama et al. 2013).
This experiment provided researchers with unprecedented
atmospheric and oceanic datasets over a data-sparse re-
gion of our planet including observations from upper-air
soundings from ships and islands (Ciesielski et al. 2014),
radars, aircraft, and satellites. During DYNAMO a wake
Corresponding author: Paul E. Ciesielski, ciesiels@colostate.edu
vortex initiated off the northern tip of Sumatra in November
2011 as low-level easterlies associated with an approaching
MJO convective envelope (Johnson and Ciesielski 2013;
Gottschalck et al. 2013) flow impinged upon the island.
This vortex drifted slowly westward for four days develop-
ing into a TC which caused significant damage and deaths
in Sri Lanka (http:// www.webcitation.org/63Vnhm01u).
This storm and other TCs, which formed from wake vor-
tices during DYNAMO, resulted in a renewed an interest
in this topic.
Fine et al. (2016) (hereafter F16) investigated the poten-
tial role of Sumatra Island, as well as the adjacent topogra-
phy of the Malay Peninsula and Java (Fig. 1), in producing
terrain-induced circulations over the Indian Ocean that sub-
sequently develop into TCs. Applying sophisticated vortex
tracking software (Hodges 1995, 1999) to high-resolution
(0.25°) model analyses, F16 found that these topographic
features are prolific generators of low-level cyclonic vor-
tices which contributed to 25% of the TCs occurring in the
IO basin during their study period. F16’s findings were
based on a limited period (2.5 yr) in which high-resolution
ECMWF analyses were available (YOTC analyses from
May 2008 to April 2010) and 6 months of a special DY-
NAMO operational analyses (from October 2011 to March
2012).
With the recent availability of the ECMWF Reanalysis
5th Generation (or ERA5) high-resolution dataset for the
1
arXiv:2210.14370v1 [physics.ao-ph] 25 Oct 2022
2
years 1979 to present, the opportunity to extend the F16
analyses to additional years became possible. The goal of
this study is to determine the representativeness of F16’s
findings compared to a longer period (2008-2017) and
a different, and presumably improved, reanalysis dataset.
Utilizing this longer analysis period, we investigate vari-
ability of vortex formation and its relationship to various
large-scale signals such as the MJO, IOD, and ENSO sig-
nals. Finally, we consider some long-term IO TC statistics
to examine the relationship of TCs to wind regimes and
large-scale indices.
2. Data and Methodology
a. Datasets
ECMWF Reanalysis 5th Generation (or ERA5), which
replaces the ERA-Interim reanalysis, is based on 4D-Var
data assimilation using Cycle 41r2 of the Integrated Fore-
casting System (IFS), which was operational at ECMWF in
2016. A detailed description of the ERA5 configuration,
which benefits from a decade of developments in model
physics, core dynamics, and data assimilation relative to
ERA-Interim, can be found in Hersbach et al. (2020). For
this study we used both vorticity and zonal winds from
ERA5.
The Madden-Julian Oscillation (MJO) is the major fluc-
tuation in tropical weather on weekly to monthly timescales
(Madden and Julian 1971). The MJO can be character-
ized as an eastward moving ’pulse’ of cloud and rainfall
near the equator that typically recurs every 30 to 60 days.
The location and strength of the MJO are given by the
Real-time Multivariate MJO (RMM) index developed by
Wheeler and Hendon (2004). This index is based on a pair
of empirical orthogonal functions (EOFs) of the combined
fields of near-equatorially averaged 850-hPa zonal wind,
200-hPa zonal wind, and satellite-observed outgoing long-
wave radiation (OLR) data. Daily values of the RMM
index provide the amplitude and phase of the MJO. For
this study, classification of the vortices by MJO phase was
only done when the MJO signal had a significantly robust
amplitude defined here as when the RMM amplitude was
> 1.
To represent the variability of the El Niño/Southern Os-
cillation (ENSO) we use the Multivariate ENSO Index
Version 2 (MEI.v2) which combines both oceanic and at-
mospheric variables into a single assessment of the state of
ENSO (Wolter and Timlin 2011; Zhang et al. 2019). Pos-
itive (negative) values of this index imply warm, El Niño
(cool, La Niña) conditions across the east-central equato-
rial Pacific. The MEI.v2 is available on a monthly basis.
Variability in the IO region is often characterized by
changes in the east-west sea surface gradient across the IO
basin referred as the Indian Ocean Dipole (IOD) mode (Saji
et al. 1999). The IOD is commonly measured by the Dipole
Mode Index (DMI), that is, the difference between sea
surface temperature (SST) anomalies between the western
(50-70E) and eastern (90-110E) tropical (10S-10N)
IO. A positive (negative) IOD period is characterized by
cooler (warmer) than average water in the tropical eastern
Indian Ocean and warmer (cooler) than average water in
the tropical western Indian Ocean.
Information on IO tropical cyclone tracks and inten-
sity was obtained from the Joint Typhoon Warning Center
(JTWC) best-track archive which goes back to 1945 (Chu
et al. 2002). For this study TC data were used from 1980
to 2017, although Chu et al. (2002) state that the years
after 1984 have the best data quality. The best-track data
contains the storm center locations and intensities (i.e., the
maximum 1-minute mean sustained 10-meter wind speed)
at six-hour intervals. Storms are only considered here that
(1) reach TC intensity (i.e., maximum sustained winds of
35 knots or 39 mph) and (2) formed over the IO (i.e., ex-
tending from Africa to 105E). Storms with missing wind
speeds, which are most prevalent in the earlier years of the
archive, were not considered.
b. Vortex tracking
As in F16, identification and tracking of low-level lee
vortices was carried out based on the relative vorticity field
using the objective feature tracking code of Hodges (1995,
1999). To facilitate the use of this software, relative vor-
ticity at 6 h and 0.25horizontal resolution from ERA5
analyses were vertically averaged using data at 850, 875,
900, 925 hPa from 50-110E, 20N-20S. The F16 anal-
yses had only three vertical levels in the 850 to 925 hPa
layer. After smoothing the vorticity field to retain spatial
scales greater than 450 km, cyclonic vortex features were
tracked if they maintained an amplitude greater than 1.0 ×
105s1for longer than 2 days.
To focus on wake vortices with the potential to develop
into TCs, we restrict our analyses to cases where the vortex
moved westward over the Indian Ocean. As in F16 these
shed vortices are defined as those with 1) a final location
over the Indian Ocean that is > 500 km from Sumatra, and
either 2) a final minus initial displacement from Sumatra
> 250 km, or 3) their average speed away from Sumatra
is > 0.5 ms1. The first condition ensures that the shed
vortex at the end of its track is some critical distance from
Sumatra while conditions 2 or 3 guarantee that the vortex
is moving away from its generating landmass.
Application of the tracking code to ten years of ERA5
data yields information on both the tracks and locations
of cyclonic lee vortices. Because of seasonal changes in
the flow regime, genesis locations are shown in Fig. 2 for
the boreal cold season (November to April) and the boreal
warm season (May to October). Overall, these analyses
based on 10 years of statistics are remarkably similar to
those shown in F16. For example, during the boreal win-
ter season (Fig. 2a), northeasterly flow across the Malay
3
Fig. 1. Analysis domain for study and topography of the region (elevation scale to right in km). Blue lines at: 3-7N,100E, 2N-2S, 97E,
and 3-7S, 105E represent averaging areas for zonal winds corresponding to these line segments (𝑈𝑁,𝑈𝐸,and 𝑈𝑆, respectively) to delineate
the various flow regimes in the area which affect lee vortex production.
Peninsula and northern tip of Sumatra result in a high fre-
quency of lee vortices being formed downstream of these
topographic features. Two boxes shown in this figure (cov-
ering the same areas as in F16) are defined to help quantify
the relationship between the winds and vortex generation
over these regions in subsequent analyses. These two re-
gions are referred to a SN (Sumatra North) and MP (Malay
Peninsula). Other hotspots for lee vortex generation are
also seen over Sri Lanka and the west coast of India but are
not considered further in this study. Between the equator
and 10S, westerly flow predominates such that production
of lee vortices over the IO west of the any topographic
features is much less common in this area.
During the boreal summer monsoon (Fig. 2b), south-
easterly flow prevails across the southern tip of Sumatra
and Java resulting in a high frequency of vortex production
in the lee of these topographical features. As in F16, analy-
sis boxes are defined as SS (Sumatra South) and JV (Java)
to highlight these lee vortex hotspots for further analy-
sis. Westerly flow dominates the NH IO region during
this period resulting in several lee vortex hotspots. How-
ever, these areas are not considered further as any vortices
shed from these areas would move eastward and likely not
contribute to any TCs.
To better understand the relationship of different flow
regimes on the production of lee vortices, three compu-
tational lines shown in Fig. 1 are defined: (1) 3-7N,
100E, (2) 2N-2S, 97E, and (3) 3-7S, 105E. Aver-
ages of zonal winds in these 3 areas, referred to as 𝑈𝑁,
𝑈𝐸, and 𝑈𝑆, respectively, are considered representative of
the flow in the adjacent analysis boxes and over the equa-
tor west of Sumatra. In regressing relative vorticity in the
analysis boxes onto zonal winds, 𝑈𝑁and 𝑈𝑆, F16 found
that correlations maximize around 0.8 in the 950-850 hPa
layer in the north and around 0.6 in the 950-1000 hPa layer
to the south. Such correlations are expected considering
flow blocking effects of topography and the average height
of 1-2 km in northern Sumatra and slightly lower in the
south. Thus, for future analyses involving the winds in this
study, data from the 925 hPa level are used.
3. Results
a. Comparison to Fine et al. 2016
Vortex statistics for the four vortex production hotspots
identified in Fig. 2 are listed in Table 1 for the YOTC/DYN
(YD) period. For each region, we compare the number
of total and shed vortices from F16 to that from ERA5
(referred hereafter as EYD). In general, the statistics for
摘要:

ExtendedAnalysisoftheEectsoftheSumatra'sTopographyonDownstreamLow-levelVortexDevelopmentovertheIndianOceanPaulE.CiesielskiandRichardH.JohnsonDepartmentofAtmosphericScience,1371CampusDelivery,ColoradoStateUniversity,FortCollins,CO80523ABSTRACT:Fineetal.(2016,hereafterF16)investigatedthepotentialrole...

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