Flat bands for electrons in rhombohedral graphene multilayers with a twin boundary Aitor Garcia-Ruiz12 Sergey Slizovskiy12 Vladimir I. Falko1 2 3 1National Graphene Institute University of Manchester Booth Street East Manchester M13 9PL UK

2025-05-06 0 0 2.62MB 9 页 10玖币
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Flat bands for electrons in rhombohedral graphene multilayers with a twin boundary
Aitor Garcia-Ruiz1,2, Sergey Slizovskiy1,2, Vladimir I. Fal’ko1, 2, 3
1National Graphene Institute, University of Manchester, Booth Street East, Manchester M13 9PL, UK
2Department of Physics and Astronomy, University of Manchester, Oxford Road,Manchester, M13 9PL, UK
3Henry Royce Institute for Advanced Materials, University of Manchester, Oxford Road, Manchester, M13 9PL, UK
Topologically protected flat surface bands make thin films of rhombohedral graphite an appealing
platform for searching for strongly correlated states of 2D electrons. In this work, we study rhom-
bohedral graphite with a twin boundary stacking fault and analyse the semimetallic and topological
properties of low-energy bands localised at the surfaces and at the twinned interface. We derive an
effective 4-band low energy model, where we implement the full set of Slonczewski-Weiss-McClure
(SWMcC) parameters, and find the conditions for the bands to be localised at the twin boundary,
protected from the environment-induced disorder. This protection together with a high density of
states at the charge neutrality point, in some cases – due to a Lifshitz transition, makes this system
a promising candidate for hosting strongly-correlated effects.
I. INTRODUCTION
In the recent years, multilayer graphenes were found
to host various correlated phases of matter driven by
electron-electron interactions: superconductivity [1–5],
ferromagnetism [6, 7], nematic state [8], and Mott in-
sulator [9–11]. The electron correlation effects in these
systems are promoted by the characteristically flat low-
energy bands [12–17]. Among all these systems, few-layer
rhombohedral (ABC) graphenes are the only ones which
can be grown using chemical vapour deposition [18] with-
out the need to assemble twistronic structures with a high
precision of crystallographic alignment. The low-energy
bands in ABC films are set by topologically protected
surface states, hence, it is affected by external environ-
ment. As a result, their dispersion depends both on the
number of layers in the film, encapsulation and verti-
cal electric bias, so that the ABC graphenes may behave
both as compensated semimetals and gapful semiconduc-
tors [14].
A rhombohedral graphitic film with one stacking fault
such as as twin boundary, Fig. 1, also host low-energy
flat bands [19, 20]: four rather than two specific for ABC
graphene. The additional two bands come from the twin
boundary inside the film, hence, they can be protected
from the environmental influences due to screening by the
surface states. Here, we study the low-energy spectra of
thin films of twinned ABC graphenes with N=m+n+3
layers such as ’mABAn’ multilayer sketched in Fig. 1,
where the twin boundary appears as a Bernal (ABA) tri-
layer buried inside the film with nand mrhombohedrally
stacked (ABC and CBA) layers above and underneath it.
In Fig. 1 we also present four low-energy bands in a 9-
layer film (3ABA3) with a twin boundary at the middle
layer, which illustrates that such systems are semimet-
als and that - in some of these systems - there might
be at least one low energy band located at the twinned
interface. Moreover, we notice that a neutral (undoped)
3ABA3 multilayer has an additional feature: the electron
Fermi energy in it is close to the Lifshitz transition [21–
23], marked by the van Hove singularity in the density of
FIG. 1: Left: Sketch of multilayer rhombohedral graphene
(mABAn) with one twin boundary (ABA ’trilayer’). The
low-energy basis is highlighted in red/green for the relevant
twin boundary sites/surface layers. Middle: Low-energy band
structure of a 3ABA3 film across energy window ±30 meV,
with the colour coding of bands according to the dominant lo-
cation of their wave function. Right: Density of states (DoS)
of electrons in a 3ABA3 multilayer with the Fermi level in an
undoped structure coinciding with the van Hove singularity.
states, Fig. 1.
The presented-below analysis of band structure of
twinned multilayers of ABC graphene is based on the
hybrid k·p- tight binding theory which accounts for
the full set of Sloczweski-Weiss-McClure (SWMcC) pa-
rameters for graphite [24–26], in section II. Taking all
SWMcC parameters into account appear to be impor-
tant, as (similarly to what has been found in monolithic
ABC films [14]) the next-neighbour/layer hoppings and
coordination-dependent on-carbon potentials lift an ar-
tificial degeneracy of band edges predicted by the mini-
mal model accounting for only closest neighbour hopping
[20, 27]. In Sec. III, we develop and test an effective 4-
band model for rhombohedral structures with one twin
boundary, which improves the low-energy Hamiltonian
derived in Ref. [20], and use it to study the Berry cur-
vature and the magnetic moment of the bands, Sec. IV.
arXiv:2210.07610v3 [cond-mat.mes-hall] 25 Nov 2022
2
This effective Hamiltonian could provide an analytical
tool for further studies of correlation effects.
II. SWMCC MODEL FOR MULTILAYERS
WITH VARIOUS STACKINGS
In the basis of sublattice amplitudes for electron states
in a mABAn N-layer films (N=n+m+ 3), Ψ=
ψA1, ψB1,··· , ψAN, ψBN, the Hamiltonian, which
will be used to describe the subbands in it, is written as
H=
Hs
gV W ··· 0··· 0 0 0
VHb
gV··· 0··· 0 0 0
WVHb
g··· 0··· 0 0 0
.
.
..
.
..
.
.....
.
..
.
..
.
..
.
..
.
.
0 0 0 ··· HABA ··· 0 0 0
.
.
..
.
..
.
.··· .
.
.....
.
..
.
..
.
.
0 0 0 ··· 0··· Hb
gVW
0 0 0 ··· 0··· V Hb
gV
0 0 0 ··· 0··· W V Hs
g
,
HABA =
Hb
gV˜
W
VHb
gσz0V
˜
WV Hb
g
,(1)
Hs
g=Hg+00
0 0+ ∆sˆ
12, Hb
g=Hg+ ∆0ˆ
12,
Hg=v0π
ξ
πξ0, V =v4πξγ1
v3π
ξv4πξ,
W=0 0
γ2/2 0˜
W=γ5/2 0
0γ2/2.
Here, ˆ
12is a 2 ×2 unit matrix, πξξpx+ipy, with
p= (px, py) being the valley momentum measured from
~Kξ=~ξ4π
3a(1,0). Hgand Hb/s
gare Hamiltonians of
free-standing graphene and graphene inside/ at the sur-
face of the structure, respectively. Matrices Vand Wde-
scribe the nearest and next-nearest layer couplings, and
they are assumed to be independent of the distance to
the surface layers. Below we use the following values of
parameters implemented in Eq.(1): v= 1.02 ·106m/s,
v3= 0.102·106m/s, v4= 0.022·106m/s, γ1= 390 meV,
0= 25 meV, γ2=17 meV, γ5= 38 meV [12, 28]. In
addition, we account for energy shift, s, of the surface
orbitals which captures the influence of the encapsulation
and other environmental conditions.
In the Hamiltonian for the band energies around the
centre of K±valleys, parameter γ1sets the largest en-
ergy scale. As a consequence, in rhombohedral graphite
with a twin boundary, we observe a clear spectral sep-
aration of the bands in the dispersion, where a set of
m+n+ 1 conduction (valence) bands are split by ±γ1
from the two isolated pairs of conduction and valence
bands with dispersions illustrated in Fig. 2 for several
exemplary multilayers. The bulk (split) band edges ap-
pear at [11, 14, 29] ±πγ1
max(m,n)≈ ± 1 eV
max(m,n)near the
Fermi level at |p| ≈ pcγ1/v 0.058 ˚
A1~, as in Fig.3.
For m, n .50 the separation of bulk states from inter-
face and surface states exceeds the low energy dispersion,
p2
c/(2me)40 meV. In this case, the bulk remains in-
sulating, and the effective theory for low-energy bands,
presented below, applies in full.
In the formal ‘bulk limit’, m, n 50, where the bulk
modes cross the Fermi level, the surface and the twin
boundary states remain the same for |p|< pc, with
similar parabolic dispersions, Esurface 1,2 =p2
2me+ ∆s,
Eψa= ∆0γ5
2+p2
2me,EψB,m+2 =p2
2m0
e(see Fig.3), where
ψa= (ψAm+3 ψAm+1 )/2, me=4vv4
γ1+2v20
γ2
11,
and m0
e=4vv4
γ1+v2(∆0+γ5/2)
γ2
11.However, close to
momentum pc, the interfacial states blend into the bulk
spectrum. Also, Fermi level may shift due to a charge
redistribution between the bulk and the interface states.
We do not consider this case in detail since in the re-
cent experimental studies it is hard to find rhombohe-
dral crystals with >50 ABC layers and without stacking
faults [30].
III. EFFECTIVE 4-BAND MODEL FOR
TWINNED RHOMBOHEDRAL FILMS
To study the low-energy dispersion, we employ degen-
erate perturbation theory [31], which allows us to con-
struct an effective 4×4 Hamiltonian out of the low-energy
basis, highlighted in red in Fig. 1. This basis consists
of three sublattice amplitudes of the non-dimer orbitals,
ψB1, ψAm+2 and ψBN, and the antisymmetric combina-
tion of sublattice amplitude of orbitals dimerised with the
layer at the twin boundary, ψa= (ψAm+3 ψAm+1 )/2.
In turn, the high-energy basis encompasses the rest of
pzorbitals the dimer sites and a symmetric orbital ψs=
(ψAm+3 +ψAm+1 )/2. The matrix elements of the low-
energy effective Hamiltonian can be determined from the
degenerate perturbation theory [31] around the valley
~Kξpoint,
hψi|Heff |ψji=hψi|HgnQ[H1
,X]QHgon1|ψji,(2)
where H,X(X = R or T) is the high energy Hamiltonian
acting on the high-energy basis of B-A dimer bonds inside
the two rhombohedral stacks,
H1
,R02
111
1102
1,(3)
or between the high-energy basis around the twin-
boundary, ψBm+2 , ψs,
H1
,T(2∆0+γ5)/(4γ2
1) 1/(2γ1)
1/(2γ1)02
1,(4)
in the high-energy basis adjacent to the twin-boundary.
In Eq. (2), Qis a projector onto the subspace spanned
by the low-energy basis.
摘要:

FlatbandsforelectronsinrhombohedralgraphenemultilayerswithatwinboundaryAitorGarcia-Ruiz1;2,SergeySlizovskiy1;2,VladimirI.Fal'ko1,2,31NationalGrapheneInstitute,UniversityofManchester,BoothStreetEast,ManchesterM139PL,UK2DepartmentofPhysicsandAstronomy,UniversityofManchester,OxfordRoad,Manchester,M139P...

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